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Credit ratings are widely used by investors as a screening device. We introduce and study several natural notions of risk consistency that promote prudent investment decisions in the framework of Choquet rating criteria. Three closely…

Risk Management · Quantitative Finance 2025-06-17 Nan Guo , Ruodu Wang , Chenxi Xia , Jingping Yang

We describe a general framework for measuring risks, where the risk measure takes values in an abstract cone. It is shown that this approach naturally includes the classical risk measures and set-valued risk measures and yields a natural…

Probability · Mathematics 2008-12-02 Ignacio Cascos , Ilya Molchanov

Using probabilistic ideas, we prove that the packing dimension of a mean porous measure is strictly smaller than the dimension of the ambient space. Moreover, we give an explicit bound for the packing dimension, which is asymptotically…

Classical Analysis and ODEs · Mathematics 2013-03-25 Pablo Shmerkin

Reliable calculations of financial risk require that the fat-tailed nature of prices changes is included in risk measures. To this end, a non-Gaussian approach to financial risk management is presented, modeling the power-law tails of the…

Physics and Society · Physics 2009-12-01 G. Bormetti , E. Cisana , G. Montagna , O. Nicrosini

We examine the recent data and analysis of Natta et al. concerning the accretion rate on to young stars as a function of stellar mass, and conclude that the apparently steep dependence of accretion rate on mass is strongly driven by…

Astrophysics · Physics 2009-11-11 C. J. Clarke , J. E. Pringle

This research presents a comprehensive framework for transitioning financial diffusion models from the risk-neutral (RN) measure to the real-world (RW) measure, leveraging results from probability theory, specifically Girsanov's theorem.…

Mathematical Finance · Quantitative Finance 2024-09-20 Mohamed Ben Alaya , Ahmed Kebaier , Djibril Sarr

We consider the problem of representing claims for coherent risk measures. For this purpose we introduce the concept of (weak and strong) time-consistency with respect to a portfolio of assets, generalizing the one defined by Delbaen. In a…

Probability · Mathematics 2007-08-06 Saul Jacka , Abdelkarem Berkaoui

The main contribution of this paper is the derivation of the asymptotic behaviour of the out-of-sample variance, the out-of-sample relative loss, and of their empirical counterparts in the high-dimensional setting, i.e., when both ratios…

Statistical Finance · Quantitative Finance 2023-04-19 Taras Bodnar , Nestor Parolya , Erik Thorsén

This work considers the problem of binary classification: given training data $x_1, \dots, x_n$ from a certain population, together with associated labels $y_1,\dots, y_n \in \left\{0,1 \right\}$, determine the best label for an element $x$…

Statistics Theory · Mathematics 2016-07-04 Nicolas Garcia Trillos , Ryan Murray

We investigate to which extent the relevant features of (static) Systemic Risk Measures can be extended to a conditional setting. After providing a general dual representation result, we analyze in greater detail Conditional Shortfall…

Mathematical Finance · Quantitative Finance 2021-05-12 Alessandro Doldi , Marco Frittelli

We estimate generic statistical properties of a structural credit risk model by considering an ensemble of correlation matrices. This ensemble is set up by Random Matrix Theory. We demonstrate analytically that the presence of correlations…

Risk Management · Quantitative Finance 2011-06-29 Michael C. Münnix , Rudi Schäfer , Thomas Guhr

Optimal values and solutions of empirical approximations of stochastic optimization problems can be viewed as statistical estimators of their true values. From this perspective, it is important to understand the asymptotic behavior of these…

Optimization and Control · Mathematics 2025-07-01 Johannes Milz , Thomas M. Surowiec

Certain notions of convergence of sequences functions such as pointwise convergence and (uniform) convergence on compact or bounded sets come from suitable topological function spaces; see [1]. Under certain conditions these topologies…

General Mathematics · Mathematics 2025-12-22 Luis David Rivera

We develop an approach to risk minimization and stochastic optimization that provides a convex surrogate for variance, allowing near-optimal and computationally efficient trading between approximation and estimation error. Our approach…

Machine Learning · Statistics 2017-12-15 John Duchi , Hongseok Namkoong

In our previous paper, "A Unified Approach to Systemic Risk Measures via Acceptance Set" (\textit{Mathematical Finance, 2018}), we have introduced a general class of systemic risk measures that allow for random allocations to individual…

Mathematical Finance · Quantitative Finance 2019-04-26 Francesca Biagini , Jean-Pierre Fouque , Marco Frittelli , Thilo Meyer-Brandis

The paper analyzes risk assessment for cash flows in continuous time using the notion of convex risk measures for processes. By combining a decomposition result for optional measures, and a dual representation of a convex risk measure for…

Probability · Mathematics 2013-04-18 Irina Penner , Anthony Reveillac

We offer a new perspective on risk aggregation with FGM copulas. Along the way, we discover new results and revisit existing ones, providing simpler formulas than one can find in the existing literature. This paper builds on two novel…

Statistics Theory · Mathematics 2022-08-01 Christopher Blier-Wong , Hélène Cossette , Etienne Marceau

A generic feature of scalar extensions of general relativity is the coupling of the scalar degrees of freedom to the trace $T$ of the energy-momentum tensor of matter fields. Interesting phenomenology arises when the trace becomes…

General Relativity and Quantum Cosmology · Physics 2018-10-03 Dylan M. Podkowka , Raissa F. P. Mendes , Eric Poisson

Some pairs of neutron star models can intuitively be thought of as being `closer' together than others, in the sense that more precise observations might be required to distinguish between them than would be necessary for other pairs. In…

General Relativity and Quantum Cosmology · Physics 2020-04-08 Arthur G Suvorov

The theory of convex risk functions has now been well established as the basis for identifying the families of risk functions that should be used in risk averse optimization problems. Despite its theoretical appeal, the implementation of a…

Optimization and Control · Mathematics 2022-07-20 Jonathan Yu-Meng Li
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