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Successful quantitative investment usually relies on precise predictions of the future movement of the stock price. Recently, machine learning based solutions have shown their capacity to give more accurate stock prediction and become…

Machine Learning · Computer Science 2021-06-28 Hengxu Lin , Dong Zhou , Weiqing Liu , Jiang Bian

In this chapter, we consider volatility swap, variance swap and VIX future pricing under different stochastic volatility models and jump diffusion models which are commonly used in financial market. We use convexity correction approximation…

Mathematical Finance · Quantitative Finance 2017-12-08 Anatoliy Swishchuk , Zijia Wang

This project attempts to address the problem of asset pricing in a financial market, where the interest rates and volatilities exhibit regime switching. This is an extension of the Black-Scholes model. Studies of Markov-modulated regime…

Mathematical Finance · Quantitative Finance 2016-09-19 Tanmay S. Patankar

We consider an investor, whose portfolio consists of a single risky asset and a risk free asset, who wants to maximize his expected utility of the portfolio subject to managing the Value at Risk (VaR) assuming a heavy tailed distribution of…

Portfolio Management · Quantitative Finance 2020-12-02 Subhojit Biswas , Mrinal K. Ghosh , Diganta Mukherjee

The purpose of this paper is to propose a time-varying vector autoregressive model (TV-VAR) for forecasting multivariate time series. The model is casted into a state-space form that allows flexible description and analysis. The volatility…

Statistical Finance · Quantitative Finance 2008-12-02 K. Triantafyllopoulos

We develop the optimal trading strategy for a foreign exchange (FX) broker who must liquidate a large position in an illiquid currency pair. To maximize revenues, the broker considers trading in a currency triplet which consists of the…

Trading and Market Microstructure · Quantitative Finance 2020-04-28 Álvaro Cartea , Sebastian Jaimungal , Tianyi Jia

Large tick assets, i.e. assets where one tick movement is a significant fraction of the price and bid-ask spread is almost always equal to one tick, display a dynamics in which price changes and spread are strongly coupled. We introduce a…

Trading and Market Microstructure · Quantitative Finance 2015-06-17 Gianbiagio Curato , Fabrizio Lillo

Events such as the Financial Crisis of 2007-2008 or the COVID-19 pandemic caused significant losses to banks and insurance entities. They also demonstrated the importance of using accurate equity risk models and having a risk management…

Computational Finance · Quantitative Finance 2021-09-28 Eduardo Ramos-Pérez , Pablo J. Alonso-González , José Javier Núñez-Velázquez

This paper presents hedging strategies for European and exotic options in a Levy market. By applying Taylor's Theorem, dynamic hedging portfolios are con- structed under different market assumptions, such as the existence of power jump…

Portfolio Management · Quantitative Finance 2008-12-10 Wing Yan Yip , Sofia Olhede , David Stephens

In this study, we applied the NEAT (NeuroEvolution of Augmenting Topologies) algorithm to stock trading using multiple technical indicators. Our approach focused on maximizing earning, avoiding risk, and outperforming the Buy & Hold…

Neural and Evolutionary Computing · Computer Science 2025-01-28 Li-Chun Huang

Although pair trading is the simplest hedging strategy for an investor to eliminate market risk, it is still a great challenge for reinforcement learning (RL) methods to perform pair trading as human expertise. It requires RL methods to…

Computational Finance · Quantitative Finance 2023-04-04 Weiguang Han , Jimin Huang , Qianqian Xie , Boyi Zhang , Yanzhao Lai , Min Peng

Existing work on value alignment typically characterizes value relations statically, ignoring how alignment interventions, such as prompting, fine-tuning, or preference optimization, reshape the broader value system. In practice, aligning a…

Artificial Intelligence · Computer Science 2026-04-28 Jiajun Chen , Hua Shen

Software product line techniques encourage the reuse and adaptation of software components for creating customized products or software systems. These different product variants have commonalities and differences, which are managed by…

Software Engineering · Computer Science 2024-03-05 Prankur Agarwal , Kevin Feichtinger , Klaus Schmid , Holger Eichelberger , Rick Rabiser

This paper is concerned with an optimal strategy for simultaneously trading a pair of stocks. The idea of pairs trading is to monitor their price movements and compare their relative strength over time. A pairs trade is triggered by the…

Optimization and Control · Mathematics 2023-10-25 Emily Crawford Das , Jingzhi Tie , Qing Zhang

To the naked eye, stock prices are considered chaotic, dynamic, and unpredictable. Indeed, it is one of the most difficult forecasting tasks that hundreds of millions of retail traders and professional traders around the world try to do…

Computational Finance · Quantitative Finance 2025-02-17 Shuozhe Li , Zachery B Schulwol , Risto Miikkulainen

With the recent rise of Machine Learning as a candidate to partially replace classic Financial Mathematics methodologies, we investigate the performances of both in solving the problem of dynamic portfolio optimization in continuous-time,…

Portfolio Management · Quantitative Finance 2019-10-29 Babak Mahdavi-Damghani , Konul Mustafayeva , Stephen Roberts , Cristin Buescu

Predicting volatility in financial markets, including stocks, index ETFs, foreign exchange, and cryptocurrencies, remains a challenging task due to the inherent complexity and non-linear dynamics of these time series. In this study, I apply…

Statistical Finance · Quantitative Finance 2024-10-17 Alex Li

In this article, we provide a flexible framework for optimal trading in an asset listed on different venues. We take into account the dependencies between the imbalance and spread of the venues, and allow for partial execution of limit…

Trading and Market Microstructure · Quantitative Finance 2020-08-19 Bastien Baldacci , Iuliia Manziuk

Market traders often engage in the frequent transaction of volatile assets to optimize their total return. In this study, we introduce a novel investment strategy model, anchored on the 'lazy factor.' Our approach bifurcates into a Price…

Portfolio Management · Quantitative Finance 2023-06-14 Shuo Han , Yinan Chen , Jiacheng Liu

Recent work in financial machine learning has shown the virtue of complexity: the phenomenon by which deep learning methods capable of learning highly nonlinear relationships outperform simpler approaches in financial forecasting. While…

Machine Learning · Computer Science 2025-11-06 Emi Soroka , Artem Arzyn