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The out-of-sample error (OO) is the main quantity of interest in risk estimation and model selection. Leave-one-out cross validation (LO) offers a (nearly) distribution-free yet computationally demanding approach to estimate OO. Recent…

Statistics Theory · Mathematics 2023-10-27 Arnab Auddy , Haolin Zou , Kamiar Rahnama Rad , Arian Maleki

Analysis $\ell_1$-recovery refers to a technique of recovering a signal that is sparse in some transform domain from incomplete corrupted measurements. This includes total variation minimization as an important special case when the…

Information Theory · Computer Science 2015-10-28 Maryia Kabanava , Holger Rauhut , Hui Zhang

Several techniques exist to assess and reduce nonresponse bias, including propensity models, calibration methods, or post-stratification. These approaches can only be applied after the data collection, and assume reliable information…

Methodology · Statistics 2020-05-26 Blanka Szeitl , Tamás Rudas

Capture-recapture experiments are widely used to estimate the abundance of a finite population. Based on capture-recapture data, the empirical likelihood (EL) method has been shown to outperform the conventional conditional likelihood (CL)…

Methodology · Statistics 2025-07-15 Yang Liu , Pengfei Li , Yukun Liu

In this paper, the solution to the empirical risk minimization problem with $f$-divergence regularization (ERM-$f$DR) is presented and conditions under which the solution also serves as the solution to the minimization of the expected…

Machine Learning · Statistics 2026-01-21 Francisco Daunas , Iñaki Esnaola , Samir M. Perlaza , H. Vincent Poor

Conventional momentum strategies, despite their proven efficacy in generating alpha, frequently suffer from the "Winner's Curse", a structural vulnerability in which high performing assets exhibit clustered volatility and severe drawdowns…

Computational Engineering, Finance, and Science · Computer Science 2026-05-19 Arya Chakraborty , Randhir Singh

Finding the hedge ratios for a portfolio and risk compression is the same mathematical problem. Traditionally, regression is used for this purpose. However, regression has its own limitations. For example, in a regression model, we can't…

Portfolio Management · Quantitative Finance 2023-05-09 Ali Shirazi , Fereshteh Sadeghi Naieni Fard

In general, underestimation of risk is something which should be avoided as far as possible. Especially in financial asset management, equity risk is typically characterized by the measure of portfolio variance, or indirectly by quantities…

Statistical Finance · Quantitative Finance 2017-07-31 Thomas Schürmann , Ingo Hoffmann

It is shown that the axioms for coherent risk measures imply that whenever there is an asset in a portfolio that dominates the others in a given sample (which happens with finite probability even for large samples), then this portfolio…

Risk Management · Quantitative Finance 2009-09-29 Imre Kondor , Istvan Varga-Haszonits

The $\ell_p$ linear regression problem is to minimize $f(x)=||Ax-b||_p$ over $x\in\mathbb{R}^d$, where $A\in\mathbb{R}^{n\times d}$, $b\in \mathbb{R}^n$, and $p>0$. To avoid overfitting and bound $||x||_2$, the constrained $\ell_p$…

Machine Learning · Computer Science 2019-02-28 Ibrahim Jubran , David Cohn , Dan Feldman

While averages and typical fluctuations often play a major role to understand the behavior of a non-equilibrium system, this nonetheless is not always true. Rare events and large fluctuations are also pivotal when a thorough analysis of the…

Statistical Mechanics · Physics 2021-06-29 Prashant Singh , Arnab Pal

When globally optimal solutions of complicated optimization problems cannot be located by evolutionary algorithms (EAs) in polynomial expected running time, the hitting time/running time analysis is not flexible enough to accommodate the…

Neural and Evolutionary Computing · Computer Science 2020-12-01 Cong Wang , Yu Chen , Jun He , Chengwang Xie

The processes of the averaged regression quantiles and of their modifications provide useful tools in the regression models when the covariates are not fully under our control. As an application we mention the probabilistic risk assessment…

Statistics Theory · Mathematics 2017-10-19 Jana Jurečková , Martin Schindler , Jan Picek

We introduce Renet, a principled generalization of the Relaxed Lasso to the Elastic Net family of estimators. While, on the one hand, $\ell_1$-regularization is a standard tool for variable selection in high-dimensional regimes and, on the…

Methodology · Statistics 2026-02-12 Albert Dorador

This paper attempts to provide a decision-theoretic foundation for the measurement of economic tail risk, which is not only closely related to utility theory but also relevant to statistical model uncertainty. The main result is that the…

Risk Management · Quantitative Finance 2015-08-18 Steven Kou , Xianhua Peng

This article studies the behavior of regularized Tyler estimators (RTEs) of scatter matrices. The key advantages of these estimators are twofold. First, they guarantee by construction a good conditioning of the estimate and second, being a…

Information Theory · Computer Science 2016-04-20 Abla Kammoun , Romain Couillet , Frederic Pascal , Mohamed-Slim Alouini

Foundation models often generate unreliable answers, while heuristic uncertainty estimators fail to fully distinguish correct from incorrect outputs, causing users to accept erroneous answers without any statistical guarantee. We address…

Artificial Intelligence · Computer Science 2026-05-27 Zhiyuan Wang , Aniri , Tianlong Chen , Yue Zhang , Heng Tao Shen , Xiaoshuang Shi , Kaidi Xu

Maximum drawdown, the largest cumulative loss from peak to trough, is one of the most widely used indicators of risk in the fund management industry, but one of the least developed in the context of measures of risk. We formalize drawdown…

Portfolio Management · Quantitative Finance 2016-09-22 Lisa R. Goldberg , Ola Mahmoud

In this paper we consider the problem of grouped variable selection in high-dimensional regression using $\ell_1-\ell_q$ regularization ($1\leq q \leq \infty$), which can be viewed as a natural generalization of the $\ell_1-\ell_2$…

Machine Learning · Statistics 2008-02-12 Han Liu , Jian Zhang

This paper investigates tradeoffs among optimization errors, statistical rates of convergence and the effect of heavy-tailed errors for high-dimensional robust regression with nonconvex regularization. When the additive errors in linear…

Statistics Theory · Mathematics 2021-01-01 Xiaoou Pan , Qiang Sun , Wen-Xin Zhou
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