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In the context of understanding the nature of the risk transformation process of the financial system we propose an iterative risk-trading game between several agents who build their trading strategies based on a general utility setting.…

Condensed Matter · Physics 2009-11-10 Stefan Thurner , Rudolf Hanel , Stefan Pichler

I revisit the standard moral-hazard model, in which an agent's preference over contracts is rooted in costly effort choice. I characterise the behavioural content of the model in terms of empirically testable axioms, and show that the…

Theoretical Economics · Economics 2025-11-26 Ludvig Sinander

Capital allocation principles are used in various contexts in which a risk capital or a cost of an aggregate position has to be allocated among its constituent parts. We study capital allocation principles in a performance measurement…

Risk Management · Quantitative Finance 2014-07-15 Eduard Kromer , Ludger Overbeck

We derive the arbitrage gains or, equivalently, Loss Versus Rebalancing (LVR) for arbitrage between \textit{two imperfectly liquid} markets, extending prior work that assumes the existence of an infinitely liquid reference market. Our…

Mathematical Finance · Quantitative Finance 2025-12-03 Christoph Schlegel , Quintus Kilbourn

We analyze cooperative Cournot games with boundedly rational firms. Due to cogni- tive constraints, the members of a coalition cannot accurately predict the coalitional structure of the non-members. Thus, they compute their value using…

Computer Science and Game Theory · Computer Science 2014-07-22 Paraskevas V. Lekeas , Giorgos Stamatopoulos

Recently, financial industry and regulators have enhanced the debate on the good properties of a risk measure. A fundamental issue is the evaluation of the quality of a risk estimation. On the one hand, a backtesting procedure is desirable…

Risk Management · Quantitative Finance 2017-02-07 Matteo Burzoni , Ilaria Peri , Chiara Maria Ruffo

This paper introduces the notions of stability, ultimate boundedness, and positive invariance for stochastic systems in the view of risk. More specifically, those notions are defined in terms of the worst-case Conditional Value-at-Risk…

Optimization and Control · Mathematics 2023-08-29 Masako Kishida

Any solvency regime for financial institutions should be aligned with the fundamental objectives of regulation: protecting liability holders and securing the stability of the financial system. The first objective leads to consider…

Risk Management · Quantitative Finance 2016-04-05 Pablo Koch-Medina , Cosimo Munari , Mario Sikic

We investigate the dynamics of a trust game on a mixed population where individuals with the role of buyers are forced to play against a predetermined number of sellers, whom they choose dynamically. Agents with the role of sellers are also…

General Finance · Quantitative Finance 2013-01-11 Tiago P. Peixoto , Stefan Bornholdt

The central idea of the paper is to present a general simple patchwork construction principle for multivariate copulas that create unfavourable VaR (i.e. Value at Risk) scenarios while maintaining given marginal distributions. This is of…

Risk Management · Quantitative Finance 2021-05-07 Dietmar Pfeifer , Olena Ragulina

We develop a framework to assess the risk of cascading failures when a team of agents aims to rendezvous in time in the presence of exogenous noise and communication time-delay. The notion of value-at-risk (VaR) measure is used to evaluate…

Systems and Control · Electrical Eng. & Systems 2023-03-16 Guangyi Liu , Vivek Pandey , Christoforos Somarakis , Nader Motee

With the introduction of Artificial Intelligence (AI) and related technologies in our daily lives, fear and anxiety about their misuse as well as the hidden biases in their creation have led to a demand for regulation to address such…

Artificial Intelligence · Computer Science 2021-04-09 The Anh Han , Tom Lenaerts , Francisco C. Santos , Luis Moniz Pereira

Enforcing safety in the presence of stochastic uncertainty is a challenging problem. Traditionally, researchers have proposed safety in the statistical mean as a safety measure in this case. However, ensuring safety in the statistical mean…

Robotics · Computer Science 2021-03-09 Mohamadreza Ahmadi , Xiaobin Xiong , Aaron D. Ames

Value-at-risk (VaR) is an established measure to assess risks in critical real-world applications with random environmental factors. This paper presents a novel VaR upper confidence bound (V-UCB) algorithm for maximizing the VaR of a…

Machine Learning · Computer Science 2021-05-14 Quoc Phong Nguyen , Zhongxiang Dai , Bryan Kian Hsiang Low , Patrick Jaillet

We study continuity properties of stochastic game problems with respect to various topologies on information structures, defined as probability measures characterizing a game. We will establish continuity properties of the value function…

Optimization and Control · Mathematics 2022-11-02 Ian Hogeboom-Burr , Serdar Yüksel

We establish structural properties of optimal stopping problems under time-consistent dynamic (coherent) risk measures, focusing on value function monotonicity and the existence of control limit (threshold) optimal policies. While such…

Systems and Control · Electrical Eng. & Systems 2025-12-16 Xingyu Ren , Michael C. Fu , Steven I. Marcus

We investigate a randomization procedure undertaken in real option games which can serve as a basic model of regulation in a duopoly model of preemptive investment. We recall the rigorous framework of [M. Grasselli, V. Lecl\`ere and M.…

Portfolio Management · Quantitative Finance 2014-02-04 Adrien Nguyen Huu

This paper examines the challenge of embedding public values into national artificial intelligence (AI) governance frameworks, a task complicated by the sociotechnical nature of contemporary systems. As AI permeates domains such as…

Computers and Society · Computer Science 2026-02-19 Mike Wa Nkongolo

In an incomplete semimartingale model of a financial market, we consider several risk-averse financial agents who negotiate the price of a bundle of contingent claims. Assuming that the agents' risk preferences are modelled by convex…

Risk Management · Quantitative Finance 2009-01-22 Michail Anthropelos , Gordan Zitkovic

We study financial systems from a game-theoretic standpoint. A financial system is represented by a network, where nodes correspond to firms, and directed labeled edges correspond to debt contracts between them. The existence of cycles in…

Computer Science and Game Theory · Computer Science 2021-07-23 Panagiotis Kanellopoulos , Maria Kyropoulou , Hao Zhou
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