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Predicting the exit (e.g. bankrupt, acquisition, etc.) of privately held companies is a current and relevant problem for investment firms. The difficulty of the problem stems from the lack of reliable, quantitative and publicly available…

Machine Learning · Computer Science 2019-10-31 Giuseppe Carlo Calafiore , Marisa Hillary Morales , Vittorio Tiozzo , Serge Marquie

In a continuous-time setting we investigate how the management of a firm controls a dynamic choice between two generic voluntary disclosure decision rules: one with full and transparent disclosure termed $\it{candid}$, the other, termed…

Optimization and Control · Mathematics 2023-03-03 Miles B. Gietzmann , Adam J. Ostaszewski

Following the financial crisis of the late 2000s, policy makers have shown considerable interest in monitoring financial stability. Several central banks now publish indices of financial stress, which are essentially based upon market…

General Finance · Quantitative Finance 2015-08-24 Paul Ormerod , Rickard Nyman , David Tuckett

We develop a resource-efficient methodology for measuring economic outlook in news text that combines document embeddings with synthetic training data generated by large language models. Applied to 27 million news articles, the resulting…

General Economics · Economics 2026-02-18 Elliot Beck , Franziska Eckert , Linus Kühne , Helge Liebert , Rina Rosenblatt-Wisch

Academics and practitioners have studied over the years models for predicting firms bankruptcy, using statistical and machine-learning approaches. An earlier sign that a company has financial difficulties and may eventually bankrupt is…

Risk Management · Quantitative Finance 2020-02-27 Tesi Aliaj , Aris Anagnostopoulos , Stefano Piersanti

People vary in their ability to make accurate predictions about the future. Prior studies have shown that some individuals can predict the outcome of future events with consistently better accuracy. This leads to a natural question: what…

Computation and Language · Computer Science 2020-06-17 Shi Zong , Alan Ritter , Eduard Hovy

The use of robo-readers to analyze news texts is an emerging technology trend in computational finance. In recent research, a substantial effort has been invested to develop sophisticated financial polarity-lexicons that can be used to…

Computation and Language · Computer Science 2013-07-24 Pekka Malo , Ankur Sinha , Pyry Takala , Pekka Korhonen , Jyrki Wallenius

Climate change has increased demands for transparent and comparable corporate climate disclosures, yet imitation and symbolic reporting often undermine their value. This paper develops a multidimensional framework to assess disclosure…

Computation and Language · Computer Science 2025-10-03 Bertrand Kian Hassani , Yacoub Bahini , Rizwan Mushtaq

Written language is complex. A written text can be considered an attempt to convey a meaningful message which ends up being constrained by language rules, context dependence and highly redundant in its use of resources. Despite all these…

Computation and Language · Computer Science 2019-05-20 E. Estevez-Rams , A. Mesa Rodriguez , D. Estevez-Moya

Credit risk default prediction remains a cornerstone of risk management in the financial industry. The task involves estimating the likelihood that a borrower will fail to meet debt obligations, an objective critical for lending decisions,…

Machine Learning · Computer Science 2026-04-21 Swattik Maiti , Ritik Pratap Singh , Fardina Fathmiul Alam

The goal of differentially private text obfuscation is to obfuscate, or "perturb", input texts with Differential Privacy (DP) guarantees, such that the private output texts are quantifiably indistinguishable from the originals. While…

Computation and Language · Computer Science 2026-05-05 Stephen Meisenbacher , Angelo Kleinert , Florian Matthes

This study evaluates large language models as estimable classifiers and clarifies how modeling choices shape downstream measurement error. Revisiting the Economic Policy Uncertainty index, we show that contemporary classifiers substantially…

General Economics · Economics 2025-11-27 Ethan Hartley

Risk categorization in 10-K risk disclosures matters for oversight and investment, yet no public benchmark evaluates unsupervised topic models for this task. We present GRAB, a finance-specific benchmark with 1.61M sentences from 8,247…

Computation and Language · Computer Science 2026-05-20 Ying Li , Tiejun Ma

Since the Great Financial Crisis (GFC), the use of stress tests as a tool for assessing the resilience of financial institutions to adverse financial and economic developments has increased significantly. One key part in such exercises is…

Econometrics · Economics 2022-02-08 Martin Guth

Mining financial text documents and understanding the sentiments of individual investors, institutions and markets is an important and challenging problem in the literature. Current approaches to mine sentiments from financial texts largely…

Information Retrieval · Computer Science 2018-11-28 Srikumar Krishnamoorthy

Methods and applications are inextricably linked in science, and in particular in the domain of text-as-data. In this paper, we examine one such text-as-data application, an established economic index that measures economic policy…

Computation and Language · Computer Science 2020-10-12 Katherine A. Keith , Christoph Teichmann , Brendan O'Connor , Edgar Meij

We examine how textual features in earnings press releases predict stock returns on earnings announcement days. Using over 138,000 press releases from 2005 to 2023, we compare traditional bag-of-words and BERT-based embeddings. We find that…

Computational Finance · Quantitative Finance 2025-10-07 Yuntao Wu , Ege Mert Akin , Charles Martineau , Vincent Grégoire , Andreas Veneris

Context: Financial system stability is determined by the condition of the banking system. A bank failure can destroy the stability of the financial system, as banks are subject to systemic risk, affecting not only individual banks but also…

Machine Learning · Computer Science 2025-10-09 Zuherman Rustam , Sri Hartini , Sardar M. N. Islam , Fevi Novkaniza , Fiftitah R. Aszhari , Muhammad Rifqi

Detecting disclosures of individuals' employment status on social media can provide valuable information to match job seekers with suitable vacancies, offer social protection, or measure labor market flows. However, identifying such…

Computation and Language · Computer Science 2022-06-14 Manuel Tonneau , Dhaval Adjodah , João Palotti , Nir Grinberg , Samuel Fraiberger

The advent of the era of big data provides new ideas for financial distress prediction. In order to evaluate the financial status of listed companies more accurately, this study establishes a financial distress prediction indicator system…

Applications · Statistics 2024-04-22 Yi Ding , Chun Yan