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We introduce set risk measures (SRMs), real-valued maps defined on the family of non-empty closed bounded sets of essentially bounded random variables. SRMs extend traditional scalar risk measures by assigning a single capital requirement…

Mathematical Finance · Quantitative Finance 2026-05-20 Marcelo Righi , Eduardo Horta , Marlon Moresco

In this note we consider a system of financial institutions and study systemic risk measures in the presence of a financial market and in a robust setting, namely, where no reference probability is assigned. We obtain a dual representation…

Mathematical Finance · Quantitative Finance 2021-08-19 Matteo Burzoni , Marco Frittelli , Federico Zorzi

In this paper, we refine and generalize closed forms for worst-case law invariant convex risk measures with uncertainty sets based on: i) closed balls under $p$-norms and Wasserstein distance; and ii) moment constraints involving mean and…

Risk Management · Quantitative Finance 2025-07-30 Marcelo Righi , Fernanda Müller

Protection of creditors is a key objective of financial regulation. Where the protection needs are high, i.e., in banking and insurance, regulatory solvency requirements are an instrument to prevent that creditors incur losses on their…

Risk Management · Quantitative Finance 2021-07-23 Cosimo Munari , Lutz Wilhelmy , Stefan Weber

We address the statistical estimation of composite functionals which may be nonlinear in the probability measure. Our study is motivated by the need to estimate coherent measures of risk, which become increasingly popular in finance,…

Statistics Theory · Mathematics 2015-04-13 Darinka Dentcheva , Spiridon Penev , Andrzej Ruszczynski

Risk measures for random vectors have been considered in multi-asset markets with transaction costs and financial networks in the literature. While the theory of set-valued risk measures provide an axiomatic framework for assigning to a…

Risk Management · Quantitative Finance 2024-07-25 Çağın Ararat , Zachary Feinstein

In a market system, regulations are designed to prevent or rectify market failures that inhibit fair exchange, such as monopoly or transactions with hidden costs. Because regulations reduce profits to those possessing unfair advantage,…

General Finance · Quantitative Finance 2013-10-02 Dominic K. Albino , Anzi Hu , Yaneer Bar-Yam

We consider a trader who wants to direct his portfolio towards a set of acceptable wealths given by a convex risk measure. We propose a black-box algorithm, whose inputs are the joint law of stock prices and the convex risk measure, and…

Probability · Mathematics 2008-12-10 Soumik Pal

A classical result in risk measure theory states that every coherent risk measure has a dual representation as the supremum of certain expected value over a risk envelope. We study this topic in more detail. The related issues include: 1.…

Optimization and Control · Mathematics 2018-02-28 Marcus Ang , Jie Sun , Qiang Yao

The intuition of risk is based on two main concepts: loss and variability. In this paper, we present a composition of risk and deviation measures, which contemplate these two concepts. Based on the proposed Limitedness axiom, we prove that…

Risk Management · Quantitative Finance 2020-08-04 Marcelo Brutti Righi

Since risky positions in multivariate portfolios can be offset by various choices of capital requirements that depend on the exchange rules and related transaction costs, it is natural to assume that the risk measures of random vectors are…

Risk Management · Quantitative Finance 2016-07-12 Ignacio Cascos , Ilya Molchanov

The paper analyzes risk assessment for cash flows in continuous time using the notion of convex risk measures for processes. By combining a decomposition result for optional measures, and a dual representation of a convex risk measure for…

Probability · Mathematics 2013-04-18 Irina Penner , Anthony Reveillac

Recently, literature on dynamic coherent risk measures has broadened the choices for risk-sensitive performance evaluation. A running example includes Cumulative prospect theory and Conditional variance at risk. Most of them can be can be…

Optimization and Control · Mathematics 2020-12-14 Weixin Wang

We study issues of robustness in the context of Quantitative Risk Management and Optimization. We develop a general methodology for determining whether a given risk measurement related optimization problem is robust, which we call…

Risk Management · Quantitative Finance 2021-02-12 Paul Embrechts , Alexander Schied , Ruodu Wang

This paper provides a novel theory of research joint ventures for financially constrained firms. When firms choose R&D portfolios, an RJV can help to coordinate research efforts, reducing investments in duplicate projects. This can free up…

General Economics · Economics 2024-03-01 Philipp Brunner , Igor Letina , Armin Schmutzler

In this paper, we study convex risk measures with weak optimal transport penalties. In a first step, we show that these risk measures allow for an explicit representation via a nonlinear transform of the loss function. In a second step, we…

Mathematical Finance · Quantitative Finance 2023-12-12 Michael Kupper , Max Nendel , Alessandro Sgarabottolo

We establish structural properties of optimal stopping problems under time-consistent dynamic (coherent) risk measures, focusing on value function monotonicity and the existence of control limit (threshold) optimal policies. While such…

Systems and Control · Electrical Eng. & Systems 2025-12-16 Xingyu Ren , Michael C. Fu , Steven I. Marcus

This paper develops a unified framework for the robustification of risk measures beyond the classical convex and cash-additive setting. We consider general risk measures on Lp spaces and construct their robust counterparts through families…

Risk Management · Quantitative Finance 2026-03-19 Francesca Centrone , Asmerilda Hitaj , Elisa Mastrogiacomo , Emanuela Rosazza Gianin

Systemic risk is the risk that a company- or industry-level risk could trigger a huge collapse of another or even the whole institution. Various systemic risk measures have been proposed in the literature to quantify the domino and…

Risk Management · Quantitative Finance 2024-05-14 Tong Pu , Yifei Zhang , Yiying Zhang

The cohesion of a social group is the group's tendency to remain united. It has important implications for the stability and survival of social organizations, such as political parties, research teams, or online groups. Empirical studies…

Physics and Society · Physics 2023-01-03 Enrico Maria Fenoaltea , Fanyuan Meng , Run-Ran Liu , Matus Medo