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Overconservatism has long been recognized as a major issue with robust optimization, despite its key advantages of tractability, performance guarantee, and limited information. To address this issue, a new criterion is proposed that can…

Optimization and Control · Mathematics 2026-03-20 Yingjie Lan

This paper studies an optimal consumption-investment problem for an investor whose instantaneous utility depends on both consumption and wealth, and the investor faces a general borrowing constraint that the investment amount in the risky…

Portfolio Management · Quantitative Finance 2023-12-08 Weidong Tian , Zimu Zhu

We formulate an infinite-horizon optimal investment and consumption problem, in which an individual forms a habit based on the exponentially weighted average of her past consumption rate, and in which she invests in a Black-Scholes market.…

Mathematical Finance · Quantitative Finance 2022-06-10 Bahman Angoshtari , Erhan Bayraktar , Virginia R. Young

Starting from the Kubo formula, we expand the Hall conductivity using a cumulant approach which converges quickly at high temperatures (k_BT > energy differences of initial and final scattering states) and can be extended to low…

Other Condensed Matter · Physics 2013-10-18 Louis-François Arsenault , B. Movaghar

Some years ago, Snapinn and Jiang[1] considered the interpretation and pitfalls of absolute versus relative treatment effect measures in analyses of time-to-event outcomes. Through specific examples and analytical considerations based…

Applications · Statistics 2021-09-01 Christos Argyropoulos

We prove that many relatively hyperbolic groups obtained by relative strict hyperbolization admit a cocompact action on a CAT(0) cubical complex. Under suitable assumptions on the peripheral subgroups, these groups are residually finite and…

Group Theory · Mathematics 2025-04-04 Daniel Groves , Jean-François Lafont , Jason Fox Manning , Lorenzo Ruffoni

We consider a semilinear equation linked to the finite horizon consumption - investment problem under the stochastic factor framework and we prove it admits a classical solution and provide all obligatory estimates to successfully apply a…

Optimization and Control · Mathematics 2021-04-28 Dariusz Zawisza

Stochastic approximation (SA) is a classical approach for stochastic convex optimization. Previous studies have demonstrated that the convergence rate of SA can be improved by introducing either smoothness or strong convexity condition. In…

Machine Learning · Computer Science 2019-01-29 Lijun Zhang , Zhi-Hua Zhou

We provide an economic interpretation of the practice consisting in incorporating risk measures as constraints in a classic expected return maximization problem. For what we call the infimum of expectations class of risk measures, we show…

Risk Management · Quantitative Finance 2009-06-19 Laetitia Andrieu , Michel De Lara , Babacar Seck

This paper investigates the consumption and risk taking decision of an economic agent with partial irreversibility of consumption decision by formalizing the theory proposed by Duesenberry (1949). The optimal policies exhibit a type of the…

Theoretical Economics · Economics 2018-12-27 Kyoung Jin Choi , Junkee Jeon , Hyeng Keun Koo

I conduct Rabin's (2000) calibration exercise in the subjective expected utility realm. I show that the rejection of some risky bet by a risk-averse agent only implies the rejection of more extreme and less desirable bets and nothing more.

Theoretical Economics · Economics 2025-06-05 Mark Whitmeyer

Hyperbolic inflation is an extension of the slow-roll inflation in multi-field models. We extend hyperbolic inflation by adding a gauge field and find four-type attractor solutions: slow-roll inflation, hyperbolic inflation, anisotropic…

High Energy Physics - Theory · Physics 2023-06-27 Chong-Bin Chen , Jiro Soda

Expected Shortfall (ES, also known as CVaR) is the most important coherent risk measure in finance, insurance, risk management, and engineering. Recently, Wang and Zitikis (2021) put forward four economic axioms for portfolio risk…

Mathematical Finance · Quantitative Finance 2022-04-05 Xia Han , Bin Wang , Ruodu Wang , Qinyu Wu

In many real-world applications of reinforcement learning (RL), performing actions requires consuming certain types of resources that are non-replenishable in each episode. Typical applications include robotic control with limited energy…

Machine Learning · Computer Science 2022-12-15 Zhihai Wang , Taoxing Pan , Qi Zhou , Jie Wang

Based on supermodularity ordering properties, we show that convex risk measures of credit losses are nondecreasing w.r.t. credit-credit and, in a wrong-way risk setup, credit-market, covariances of elliptically distributed latent factors.…

Risk Management · Quantitative Finance 2024-12-09 Dorinel Bastide , Stéphane Crépey

The notion of ordinal concavity of utility functions has recently been considered by Hafalir, Kojima, Yenmez, and Yokote in economics while there exist earlier related works in discrete optimization and operations research. In the present…

Combinatorics · Mathematics 2024-11-14 Satoru Fujishige , Fuhito Kojima , Koji Yokote

This paper investigates portfolio selection within a continuous-time financial market with regime-switching and beliefs-dependent utilities. The market coefficients and the investor's utility function both depend on the market regime, which…

Optimization and Control · Mathematics 2024-10-23 Xiaochen Chen , Guohui Guan , Zongxia Liang

We develop a novel five-component decomposition of optimal dynamic portfolio choice, which reveals the simultaneous impacts from market incompleteness and wealth-dependent utilities. Under the HARA utility and a nonrandom interest rate, we…

Portfolio Management · Quantitative Finance 2021-08-27 Chenxu Li , Olivier Scaillet , Yiwen Shen

Transaction costs play a critical role in asset allocation and consumption strategies in portfolio management. We apply the methods of dynamic programming and singular perturbation expansion to derive the closed-form leading solutions to…

Portfolio Management · Quantitative Finance 2023-04-18 Yingting Miao , Qiang Zhang

Empirical evidence suggests that the rich have higher propensity to save than do the poor. While this observation may appear to contradict the homotheticity of preferences, we theoretically show that that is not the case. Specifically, we…

Theoretical Economics · Economics 2021-02-02 Qingyin Ma , Alexis Akira Toda
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