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This paper presents a stochastic model for discrete-time trading in financial markets where trading costs are given by convex cost functions and portfolios are constrained by convex sets. The model does not assume the existence of a cash…

Pricing of Securities · Quantitative Finance 2010-06-24 Teemu Pennanen

We undertake a study of markets from the perspective of a financial agent with limited access to information. The set of wealth processes available to the agent is structured with reasonable economic properties, instead of the usual…

General Finance · Quantitative Finance 2010-10-12 Constantinos Kardaras

The present paper deals with the characterization of no-arbitrage properties of a continuous semimartingale. The first main result, Theorem \refMainTheoremCharNA, extends the no-arbitrage criterion by Levental and Skorohod [Ann. Appl.…

Probability · Mathematics 2008-12-10 Eva Strasser

Strict local martingales may admit arbitrage opportunities with respect to the class of simple trading strategies. (Since there is no possibility of using doubling strategies in this framework, the losses are not assumed to be bounded from…

Pricing of Securities · Quantitative Finance 2009-01-10 Erhan Bayraktar , Hasanjan Sayit

In a discrete-time setting, we study arbitrage concepts in the presence of convex trading constraints. We show that solvability of portfolio optimization problems is equivalent to absence of arbitrage of the first kind, a condition weaker…

Mathematical Finance · Quantitative Finance 2022-02-21 Claudio Fontana , Wolfgang J. Runggaldier

We show that in a financial market given by semimartingales an arbitrage opportunity, provided it exists, can only be exploited through short selling. This finding provides a theoretical basis for differences in regulation for financial…

Mathematical Finance · Quantitative Finance 2025-11-21 Eckhard Platen , Stefan Tappe

We characterize absence of arbitrage with simple trading strategies in a discounted market with a constant bond and several risky assets. We show that if there is a simple arbitrage, then there is a 0-admissible one or an obvious one, that…

Pricing of Securities · Quantitative Finance 2012-10-22 Christian Bender

We consider the fundamental theorem of asset pricing (FTAP) and hedging prices of options under non-dominated model uncertainty and portfolio constrains in discrete time. We first show that no arbitrage holds if and only if there exists…

Probability · Mathematics 2015-03-30 Erhan Bayraktar , Zhou Zhou

In the context of a general continuous financial market model, we study whether the additional information associated with an honest time gives rise to arbitrage profits. By relying on the theory of progressive enlargement of filtrations,…

Portfolio Management · Quantitative Finance 2015-08-14 Claudio Fontana , Monique Jeanblanc , Shiqi Song

This note develops an arbitrage theory for a discrete-time market model without the assumption of the existence of a num\'eraire asset. Fundamental theorems of asset pricing are stated and proven in this context. The distinction between the…

Mathematical Finance · Quantitative Finance 2015-07-07 Michael R. Tehranchi

In a general semimartingale financial model, we study the stability of the No Arbitrage of the First Kind (NA1) (or, equivalently, No Unbounded Profit with Bounded Risk) condition under initial and under progressive filtration enlargements.…

Probability · Mathematics 2015-05-20 Beatrice Acciaio , Claudio Fontana , Constantinos Kardaras

The paper develops no arbitrage results for trajectory based models by imposing general constraints on the trading portfolios. The main condition imposed, in order to avoid arbitrage opportunities, is a local continuity requirement on the…

Probability · Mathematics 2015-01-19 Alexander Alvarez , Sebastian Ferrando

A stock market is called diverse if no stock can dominate the market in terms of relative capitalization. On one hand, this natural property leads to arbitrage in diffusion models under mild assumptions. On the other hand, it is also easy…

Portfolio Management · Quantitative Finance 2014-08-26 Attila Herczegh , Vilmos Prokaj , Miklós Rásonyi

This paper addresses the question of how an arbitrage-free semimartingale model is affected when stopped at a random horizon. We focus on No-Unbounded-Profit-with-Bounded-Risk (called NUPBR hereafter) concept, which is also known in the…

Pricing of Securities · Quantitative Finance 2014-02-21 Anna Aksamit , Tahir Choulli , Jun Deng , Monique Jeanblanc

Markets composed of stocks with capitalization processes represented by positive continuous semimartingales are studied under the condition that the market excess growth rate is bounded away from zero. The following examples of these…

Mathematical Finance · Quantitative Finance 2015-12-09 Robert Fernholz

We study the Fundamental Theorem of Asset Pricing for a general financial market under Knightian Uncertainty. We adopt a functional analytic approach which require neither specific assumptions on the class of priors $\mathcal{P}$ nor on the…

Mathematical Finance · Quantitative Finance 2020-04-28 Matteo Burzoni , Marco Maggis

"Fundamental theorem of asset pricing" roughly states that absence of arbitrage opportunity in a market is equivalent to the existence of a risk-neutral probability. We give a simple counterexample to this oversimplified statement. Prices…

Pricing of Securities · Quantitative Finance 2013-10-07 Louis Paulot

In a Markovian model for a financial market, we characterize the best arbitrage with respect to the market portfolio that can be achieved using nonanticipative investment strategies, in terms of the smallest positive solution to a parabolic…

Computational Finance · Quantitative Finance 2010-10-26 Daniel Fernholz , Ioannis Karatzas

We prove that, for locally bounded processes, absence of arbitrage opportunities of the first kind is equivalent to the existence of a dominating local martingale measure. This is related to and motivated by results from the theory of…

Probability · Mathematics 2013-04-02 Peter Imkeller , Nicolas Perkowski

We present an elementary treatment of the Optional Decomposition Theorem for continuous semimartingales and general filtrations. This treatment does not assume the existence of equivalent local martingale measure(s), only that of strictly…

Probability · Mathematics 2015-02-05 Ioannis Karatzas , Constantinos Kardaras