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Related papers: Mortgage Contracts and Underwater Default

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In this paper, we investigate the impact of mortgage rates on home prices, and how the impact may be used to help property purchase discussions at individual buyer level and to adjust home price indices across time. A mortgage-rate-adjusted…

General Finance · Quantitative Finance 2022-07-08 Honggao Cao

We perform a detailed theoretical study of the value of a class of participating policies with four key features: $(i)$ the policyholder is guaranteed a minimum interest rate on the policy reserve; $(ii)$ the contract can be terminated by…

Mathematical Finance · Quantitative Finance 2021-11-15 Maria B. Chiarolla , Tiziano De Angelis , Gabriele Stabile

We discuss the pricing of defaultable assets in an incomplete information model where the default time is given by a first hitting time of an unobservable process. We show that in a fairly general Markov setting, the indicator function of…

Probability · Mathematics 2012-05-08 Umut Çetin

We consider a new family of derivatives whose payoffs become strictly positive when the price of their underlying asset falls relative to its historical maximum. We derive the solution to the discretionary stopping problems arising in the…

Probability · Mathematics 2016-09-26 Neofytos Rodosthenous , Mihail Zervos

The special and important problems of default prediction for municipal bonds are addressed using a combination of text embeddings from a pre-trained transformer network, a fully connected neural network, and synthetic oversampling. The…

Machine Learning · Computer Science 2021-10-15 Luke Jordan

This paper generalizes the framework for arbitrage-free valuation of bilateral counterparty risk to the case where collateral is included, with possible re-hypotecation. We analyze how the payout of claims is modified when collateral…

Risk Management · Quantitative Finance 2011-01-21 Damiano Brigo , Agostino Capponi , Andrea Pallavicini , Vasileios Papatheodorou

Many-to-many matching with contracts is studied in the framework of revealed preferences. All preferences are described by choice functions that satisfy natural conditions. Under a no-externality assumption individual preferences can be…

Computer Science and Game Theory · Computer Science 2020-03-05 Daniel Lehmann

Does the ability to pledge an asset as collateral, after purchase, affect its price? This paper identifies the impact of collateral service flows on house prices, exploiting a plausibly exogenous constitutional amendment in Texas which…

General Economics · Economics 2021-02-08 Albert Alex Zevelev

We develop a deep learning model of multi-period mortgage risk and use it to analyze an unprecedented dataset of origination and monthly performance records for over 120 million mortgages originated across the US between 1995 and 2014. Our…

Statistical Finance · Quantitative Finance 2018-03-13 Justin Sirignano , Apaar Sadhwani , Kay Giesecke

With the widespread application of machine learning in financial risk management, conventional wisdom suggests that longer training periods and more feature variables contribute to improved model performance. This paper, focusing on…

Statistical Finance · Quantitative Finance 2025-01-03 Chengyue Huang , Yahe Yang

We consider a continuous-time financial market with no arbitrage and no transactions costs. In this setting, we introduce two types of perpetual contracts, one in which the payoff to the long side is a fixed function of the underlyers and…

Mathematical Finance · Quantitative Finance 2022-09-08 Guillermo Angeris , Tarun Chitra , Alex Evans , Matthew Lorig

In general, homeowners refinance in response to a decrease in interest rates, as their borrowing costs are lowered. However, it is worth investigating the effects of refinancing after taking the underlying costs into consideration. Here we…

Pricing of Securities · Quantitative Finance 2016-05-18 Khizar Qureshi , Cheng Su

This paper works out fair values of stock loan model with automatic termination clause, cap and margin. This stock loan is treated as a generalized perpetual American option with possibly negative interest rate and some constraints. Since…

Pricing of Securities · Quantitative Finance 2015-03-17 Shuqing Jiang , Zongxia Liang , Weiming Wu

This paper studies optimal Public Private Partnerships contract between a public entity and a consortium, in continuous-time and with a continuous payment, with the possibility for the public to stop the contract. The public ("she") pays a…

Probability · Mathematics 2022-10-28 Ishak Hajjej , Caroline Hillairet , Mohamed Mnif

In recent years Australia has observed a growing, unexplained resilience of increasing house price trends. Here, we seek to understand what is driving Australia's indestructible asset using insights from market experts. We construct a…

General Finance · Quantitative Finance 2026-04-22 Grace Burtenshaw , Ashley Burtenshaw , Meagan Carney

We propose a model for the credit markets in which the random default times of bonds are assumed to be given as functions of one or more independent "market factors". Market participants are assumed to have partial information about each of…

Pricing of Securities · Quantitative Finance 2012-01-31 Dorje C. Brody , Lane P. Hughston , Andrea Macrina

In a dynamic economy, we characterize the fiscal policy of the government when it levies distortionary taxes and issues defaultable bonds to finance its stochastic expenditure. Default may occur in equilibrium as it prevents the government…

Economics · Quantitative Finance 2016-05-10 Demian Pouzo , Ignacio Presno

The Consumer Financial Protection Bureau defines the notion of payoff amount as the amount that has to be payed at a particular time in order to completely pay off the debt, in case the lender intends to pay off the loan early, way before…

Mathematical Finance · Quantitative Finance 2023-07-03 Fausto Di Biase , Stefano Di Rocco , Alessandra Ortolano , Maurizio Parton

Variable annuities (VA) are popular insurance products. VAs provides the insured with a guaranteed accumulation rate on their premium at maturity. In addition, the insured may receive extra benefit if returns of underlying funds are high…

Pricing of Securities · Quantitative Finance 2011-08-26 V. M. Belyaev

In this paper, we analyse some equity-linked contracts that are related to drawdown and drawup events based on assets governed by a geometric spectrally negative L\'evy process. Drawdown and drawup refer to the differences between the…

Pricing of Securities · Quantitative Finance 2018-02-20 Zbigniew Palmowski , Joanna Tumilewicz