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It is the purpose of this paper to investigate the issue of estimating the regularity index $\beta>0$ of a discrete heavy-tailed r.v. $S$, \textit{i.e.} a r.v. $S$ valued in $\mathbb{N}^*$ such that $\mathbb{P}(S>n)=L(n)\cdot n^{-\beta}$…

Statistics Theory · Mathematics 2025-09-23 Patrice Bertail , Stephan Clémençon , Carlos Fernández

In econometrics, the Efficient Market Hypothesis posits that asset prices reflect all available information in the market. Several empirical investigations show that market efficiency drops when it undergoes extreme events. Many models for…

Statistical Finance · Quantitative Finance 2025-07-02 Junshu Jiang , Jordan Richards , Raphaël Huser , David Bolin

The contribution of this paper is to introduce change of measure based techniques for the rare-event analysis of heavy-tailed stochastic processes. Our changes-of-measure are parameterized by a family of distributions admitting a mixture…

Probability · Mathematics 2010-06-15 Jose Blanchet , Jingchen Liu

This paper proposes a semiparametric joint VaRES framework driven by realized information, mo tivated by the economic mechanisms underlying tail risk generation. Building on the CAViaR quantile recursion, the model introduces a dynamic…

General Economics · Economics 2026-01-06 Sicheng Fu

We study the asymptotic behavior of the marginal expected shortfall when the two random variables are asymptotic independent but positive associated, which is modeled by the so-called tail dependent coefficient. We construct an estimator of…

Statistics Theory · Mathematics 2017-09-14 Juan-Juan Cai , Eni Musta

In the world of modern financial theory, portfolio construction has traditionally operated under at least one of two central assumptions: the constraints are derived from a utility function and/or the multivariate probability distribution…

Risk Management · Quantitative Finance 2023-07-19 Donald Geman , Hélyette Geman , Nassim Nicholas Taleb

In order to capture the dependence in the upper tail of a time series, we develop non-negative regularly-varying time series models that are constructed similarly to classical non-extreme ARMA models. Rather than fully characterizing tail…

Methodology · Statistics 2021-10-27 Nehali Mhatre , Daniel Cooley

We introduce a new type of estimator for the spectral tail process of a regularly varying time series. The approach is based on a characterizing invariance property of the spectral tail process, which is incorporated into the new estimator…

Statistics Theory · Mathematics 2021-03-16 Holger Drees , Anja Janßen , Sebastian Neblung

Quantifying tail dependence is an important issue in insurance and risk management. The prevalent tail dependence coefficient (TDC), however, is known to underestimate the degree of tail dependence and it does not capture non-exchangeable…

Statistics Theory · Mathematics 2023-02-14 Takaaki Koike , Shogo Kato , Marius Hofert

Conditional Value-at-Risk (CVaR) is a widely used risk-sensitive objective for learning under rare but high-impact losses, yet its statistical behavior under heavy-tailed data remains poorly understood. Unlike expectation-based risk, CVaR…

Machine Learning · Statistics 2026-02-23 Dinesh Karthik Mulumudi , Piyushi Manupriya , Gholamali Aminian , Anant Raj

Factor models have large potencial in the modeling of several natural and human phenomena. In this paper we consider a multivariate time series $\mb{Y}_n$, ${n\geq 1}$, rescaled through random factors $\mb{T}_n$, ${n\geq 1}$, extending some…

Probability · Mathematics 2013-06-18 Helena Ferreira , Marta Ferreira

Extreme quantile treatment effects (eQTEs) measure the causal impact of a treatment on the tails of an outcome distribution and are central for studying rare, high-impact events. Standard QTE methods often fail in extreme regimes due to…

Methodology · Statistics 2026-03-25 Mengran Li , Daniela Castro-Camilo

Using the framework of factor models, we establish the general expression of the coefficient of tail dependence between the market and a stock (i.e., the probability that the stock incurs a large loss, assuming that the market has also…

Statistical Mechanics · Physics 2008-12-10 Y. Malevergne , D. Sornette

Stochastic volatility processes with heavy-tailed innovations are a well-known model for financial time series. In these models, the extremes of the log returns are mainly driven by the extremes of the i.i.d. innovation sequence which leads…

Probability · Mathematics 2016-03-25 Anja Janssen , Holger Drees

A common bottleneck in evaluating extremal performance measures is that, due to their very nature, tail data are often very limited. The conventional approach selects the best probability distribution from tail data using parametric…

Computation · Statistics 2018-01-03 Henry Lam , Clementine Mottet

Tail Value-at-Risk (TVaR) is a widely adopted risk measure playing a critically important role in both academic research and industry practice in insurance. In data applications, TVaR is often estimated using the empirical method, owing to…

Statistics Theory · Mathematics 2026-01-26 Nadezhda Gribkova , Jianxi Su , Mengqi Wang

The autoregressive (AR) model is a widely used model to understand time series data. Traditionally, the innovation noise of the AR is modeled as Gaussian. However, many time series applications, for example, financial time series data, are…

Applications · Statistics 2019-03-27 Junyan Liu , Sandeep Kumar , Daniel P. Palomar

The expectile can be considered as a generalization of quantile. While expected shortfall is a quantile based risk measure, we study its counterpart -- the expectile based expected shortfall -- where expectile takes the place of quantile.…

Risk Management · Quantitative Finance 2019-11-11 Samuel Drapeau , Mekonnen Tadese

Tail dependence plays an essential role in the characterization of joint extreme events in multivariate data. However, most standard tail dependence parameters assume continuous margins. This note presents a form of tail dependence suitable…

Statistics Theory · Mathematics 2025-02-04 Victory Idowu

We propose a family of models that enable predictive estimation of time-varying extreme event probabilities in heavy-tailed and nonlinearly dependent time series. The models are a white noise process with conditionally log-Laplace…

Methodology · Statistics 2021-01-19 Gordon V. Chavez