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We provide explicit approximation formulas for VIX futures and options in forward variance models, with particular emphasis on the family of so-called Bergomi models: the one-factor Bergomi model [Bergomi, Smile dynamics II, Risk, 2005],…

Mathematical Finance · Quantitative Finance 2022-05-06 Florian Bourgey , Stefano De Marco , Emmanuel Gobet

In this paper, we present a comprehensive survey of continuous stochastic volatility models, discussing their historical development and the key stylized facts that have driven the field. Special attention is dedicated to fractional and…

Mathematical Finance · Quantitative Finance 2025-08-22 Giulia Di Nunno , Kęstutis Kubilius , Yuliya Mishura , Anton Yurchenko-Tytarenko

In [Precise Asymptotics for Robust Stochastic Volatility Models; Ann. Appl. Probab. 2021] we introduce a new methodology to analyze large classes of (classical and rough) stochastic volatility models, with special regard to short-time and…

Computational Finance · Quantitative Finance 2021-09-30 Peter K. Friz , Paul Gassiat , Paolo Pigato

In this paper, we develop a 4/2 stochastic volatility plus jumps model, namely, a new stochastic volatility model including the Heston model and 3/2 model as special cases. Our model is highly tractable by applying the Lie symmetries theory…

Computational Finance · Quantitative Finance 2015-11-05 Wei Lin , Shenghong Li , Xingguo Luo , Shane Chern

We consider a stochastic volatility model which captures relevant stylized facts of financial series, including the multi-scaling of moments. The volatility evolves according to a generalized Ornstein-Uhlenbeck processes with super-linear…

Probability · Mathematics 2017-07-07 Francesco Caravenna , Jacopo Corbetta

We consider the joint SPX-VIX calibration within a general class of Gaussian polynomial volatility models in which the volatility of the SPX is assumed to be a polynomial function of a Gaussian Volterra process defined as a stochastic…

Mathematical Finance · Quantitative Finance 2024-12-17 Eduardo Abi Jaber , Camille Illand , Shaun , Li

We present an empirical study examining several claims related to option prices in rough volatility literature using SPX options data. Our results show that rough volatility models with the parameter $H \in (0,1/2)$ are inconsistent with…

Mathematical Finance · Quantitative Finance 2025-04-10 Eduardo Abi Jaber , Shaun , Li

We propose a model independent framework for generating SPX and VIX risk scenarios based on a joint optimal transport calibration of their market smiles. Starting from the entropic martingale optimal transport formulation of Guyon, we…

Computational Finance · Quantitative Finance 2026-03-20 Charlie Che , Hanxuan Lin , Yudong Yang , Guofan Hu , Lei Fang

Rough volatility models are known to reproduce the behavior of historical volatility data while at the same time fitting the volatility surface remarkably well, with very few parameters. However, managing the risks of derivatives under…

Mathematical Finance · Quantitative Finance 2017-03-16 Omar El Euch , Mathieu Rosenbaum

This paper shows how to recover a stochastic volatility model (SVM) from a market model of the VIX futures term structure. Market models have more flexibility for fitting of curves than do SVMs, and therefore are better suited for pricing…

Pricing of Securities · Quantitative Finance 2022-03-16 Andrew Papanicolaou

We consider rough stochastic volatility models where the variance process satisfies a stochastic Volterra equation with the fractional kernel, as in the rough Bergomi and the rough Heston model. In particular, the variance process is…

Computational Finance · Quantitative Finance 2022-07-19 Christian Bayer , Simon Breneis

Joint calibration to SPX and VIX market data is a delicate task that requires sophisticated modeling and incurs significant computational costs. The latter is especially true when pricing of volatility derivatives hinges on nested Monte…

Computational Finance · Quantitative Finance 2025-07-15 Fabio Baschetti , Giacomo Bormetti , Pietro Rossi

This paper presents an algorithm for a complete and efficient calibration of the Heston stochastic volatility model. We express the calibration as a nonlinear least squares problem. We exploit a suitable representation of the Heston…

Computational Finance · Quantitative Finance 2016-05-27 Yiran Cui , Sebastian del Baño Rollin , Guido Germano

We provide a full characterisation of the large-maturity forward implied volatility smile in the Heston model. Although the leading decay is provided by a fairly classical large deviations behaviour, the algebraic expansion providing the…

Pricing of Securities · Quantitative Finance 2015-08-31 Antoine Jacquier , Patrick Roome

Using microscopic price models based on Hawkes processes, it has been shown that under some no-arbitrage condition, the high degree of endogeneity of markets together with the phenomenon of metaorders splitting generate rough Heston-type…

Statistical Finance · Quantitative Finance 2021-01-20 Aditi Dandapani , Paul Jusselin , Mathieu Rosenbaum

We study here the large-time behaviour of all continuous affine stochastic volatility models (in the sense of Keller-Ressel) and deduce a closed-form formula for the large-maturity implied volatility smile. Based on refinements of the…

Pricing of Securities · Quantitative Finance 2012-03-23 Antoine Jacquier , Aleksandar Mijatovic

We study two complementary methodologies for calibrating implied volatility surfaces: analytical approximations and data-driven models based on rough path theory. On the analytical side, we revisit a second-order asymptotic expansion for…

Mathematical Finance · Quantitative Finance 2026-05-11 Elisa Alòs , Òscar Burés , Rafael de Santiago , Josep Vives

The paper is an extended and modified version of the preprint S.Boyarchenko and S.Levendorski\u{i} ``Correct implied volatility shapes and reliable pricing in the rough Heston model". We combine a modification of the Adams method with the…

Computational Finance · Quantitative Finance 2025-08-26 Svetlana Boyarchenko , Marco de Innocentis , Sergei Levendorskiĭ

The Heston stochastic volatility model is arguably, the most popular stochastic volatility model used to price and risk manage exotic derivatives. In spite of this, it is not necessarily easy to calibrate to the market and obtain stable…

Pricing of Securities · Quantitative Finance 2025-12-23 Jherek Healy

This thesis investigates Merton's portfolio problem under two different rough Heston models, which have a non-Markovian structure. The motivation behind this choice of problem is due to the recent discovery and success of rough volatility…

Mathematical Finance · Quantitative Finance 2019-09-09 Benjamin James Duthie