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We investigate the behavior of limit order books on the meso-scale motivated by order execution scheduling algorithms. To do so we carry out empirical analysis of the order flows from market and limit order submissions, aggregated from…

Trading and Market Microstructure · Quantitative Finance 2017-08-10 Kyle Bechler , Michael Ludkovski

We address the problem of executing large client orders in continuous double-auction markets under time and liquidity constraints. We propose a model predictive control (MPC) framework that balances three competing objectives: order…

Trading and Market Microstructure · Quantitative Finance 2026-04-01 Thomas P. McAuliffe , Samuel Liew , Yuchao Li , Andrey Ushenin , Chihang Wang , Alexandros Tasos , Jack Pearce , Dimitris Tasoulis , Dimitri P. Bertsekas , Theodoros Tsagaris

As algorithmic trading and electronic markets continue to transform the landscape of financial markets, detecting and deterring rogue agents to maintain a fair and efficient marketplace is crucial. The explosion of large datasets and the…

Trading and Market Microstructure · Quantitative Finance 2024-03-21 Kaushalya Kularatnam , Tania Stathaki

We report a statistical analysis of the Island ECN (NASDAQ) order book. We determine the static and dynamic properties of this system, and then analyze them from a physicist's viewpoint using an equivalent particle system obtained by…

Statistical Mechanics · Physics 2009-11-07 Damien Challet , Robin Stinchcombe

Decades of studies have suggested several criteria to detect Interplanetary coronal mass ejections (ICME) in time series from in-situ spacecraft measurements. Among them the most common are an enhanced and smoothly rotating magnetic field,…

This paper investigates real-time detection of spoofing activity in limit order books, focusing on cryptocurrency centralized exchanges. We first introduce novel order flow variables based on multi-scale Hawkes processes that account both…

Trading and Market Microstructure · Quantitative Finance 2025-04-23 Timothée Fabre , Damien Challet

Financial order flow exhibits a remarkable level of persistence, wherein buy (sell) trades are often followed by subsequent buy (sell) trades over extended periods. This persistence can be attributed to the division and gradual execution of…

Trading and Market Microstructure · Quantitative Finance 2024-05-06 Ioanna-Yvonni Tsaknaki , Fabrizio Lillo , Piero Mazzarisi

In financial markets, abnormal trading behaviors pose a serious challenge to market surveillance and risk management. What is worse, there is an increasing emergence of abnormal trading events that some experienced traders constitute a…

Trading and Market Microstructure · Quantitative Finance 2011-10-10 Junjie Wang , Shuigeng Zhou , Jihong Guan

New methods are needed to monitor environmental treaties, like the Montreal Protocol, by reviewing large, complex customs datasets. This paper introduces a framework using unsupervised machine learning to systematically detect suspicious…

Machine Learning · Computer Science 2025-12-10 Muhammad Sukri Bin Ramli

With the proliferation of algorithmic high-frequency trading in financial markets, the Limit Order Book has generated increased research interest. Research is still at an early stage and there is much we do not understand about the dynamics…

Trading and Market Microstructure · Quantitative Finance 2019-02-05 Faisal I Qureshi

Machine learning and statistical tools are applied to identify how parameters, such as temperature, influence peak stress and ice behavior. To enable the analysis, a common and small scale experimental data base is established.

Data Analysis, Statistics and Probability · Physics 2019-03-13 Leon Kellner , Merten Stender , Hauke Herrnring , Rüdiger U. Franz von Bock und Polach , Sören Ehlers , Norbert Hoffmann , Knut V. Høyland

We study how to unwind stochastic order flow with minimal transaction costs. Stochastic order flow arises, e.g., in the central risk book (CRB), a centralized trading desk that aggregates order flows within a financial institution. The desk…

Trading and Market Microstructure · Quantitative Finance 2025-11-14 Marcel Nutz , Kevin Webster , Long Zhao

The primary objective of this paper is to conceive and develop a new methodology to detect notable changes in liquidity within an order-driven market. We study a market liquidity model which allows us to dynamically quantify the level of…

Mathematical Finance · Quantitative Finance 2023-10-16 Etienne Chevalier , Yadh Hafsi , Vathana Ly Vath

Forecasting the movements of stock prices is one the most challenging problems in financial markets analysis. In this paper, we use Machine Learning (ML) algorithms for the prediction of future price movements using limit order book data.…

Computational Engineering, Finance, and Science · Computer Science 2019-04-09 Paraskevi Nousi , Avraam Tsantekidis , Nikolaos Passalis , Adamantios Ntakaris , Juho Kanniainen , Anastasios Tefas , Moncef Gabbouj , Alexandros Iosifidis

Deep Learning is gaining traction with geophysics community to understand subsurface structures, such as fault detection or salt body in seismic data. This study describes using deep learning method for iceberg or ship recognition with…

Machine Learning · Computer Science 2018-12-19 Cheng Zhan , Licheng Zhang , Zhenzhen Zhong , Sher Didi-Ooi , Youzuo Lin , Yunxi Zhang , Shujiao Huang , Changchun Wang

Motivated by the practical challenge in monitoring the performance of a large number of algorithmic trading orders, this paper provides a methodology that leads to automatic discovery of the causes that lie behind a poor trading…

Trading and Market Microstructure · Quantitative Finance 2013-03-04 Robert Azencott , Arjun Beri , Yutheeka Gadhyan , Nicolas Joseph , Charles-Albert Lehalle , Matthew Rowley

Thermal energy storage (TES) is an effective method for load shifting and demand response in buildings. Optimal TES control and management are essential to improve the performance of the cooling system. Most existing TES systems operate on…

Systems and Control · Electrical Eng. & Systems 2025-09-18 Xuyuan Kang , Xiao Wang , Jingjing An , Da Yan

A point process for event arrivals in high frequency trading is presented. The intensity is the product of a Hawkes process and high dimensional functions of covariates derived from the order book. Conditions for stationarity of the process…

Trading and Market Microstructure · Quantitative Finance 2026-05-12 Luca Mucciante , Alessio Sancetta

Managing the prediction of metrics in high-frequency financial markets is a challenging task. An efficient way is by monitoring the dynamics of a limit order book to identify the information edge. This paper describes the first publicly…

Computational Engineering, Finance, and Science · Computer Science 2020-03-12 Adamantios Ntakaris , Martin Magris , Juho Kanniainen , Moncef Gabbouj , Alexandros Iosifidis

Large trades in a financial market are usually split into smaller parts and traded incrementally over extended periods of time. We address these large trades as hidden orders. In order to identify and characterize hidden orders we fit…

Trading and Market Microstructure · Quantitative Finance 2015-05-18 Gabriella Vaglica , Fabrizio Lillo , Rosario N. Mantegna
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