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We propose a unified multi-tasking framework to represent the complex and uncertain causal process of financial market dynamics, and then to predict the movement of any type of index with an application on the monthly direction of the…

Statistical Finance · Quantitative Finance 2022-04-29 Djoumbissie David Romain

We consider the problem of classification using similarity/distance functions over data. Specifically, we propose a framework for defining the goodness of a (dis)similarity function with respect to a given learning task and propose…

Machine Learning · Computer Science 2015-03-19 Purushottam Kar , Prateek Jain

We present a new method for articulating scale-dependent topological descriptions of the network structure inherent in many complex systems. The technique is based on "Partition Decoupled Null Models,'' a new class of null models that…

Pricing of Securities · Quantitative Finance 2011-04-22 Greg Leibon , Scott D. Pauls , Daniel N. Rockmore , Robert Savell

Using the Panel Study of Income Dynamics data on the period 1982-1992, this paper investigates some mechanisms of the labor market in the United States. This market is analyzed as a stable structure constituted of segments which present…

Statistics Theory · Mathematics 2007-06-13 Patrice Gaubert , Marie Cottrell

We develop a rigorous walk-forward validation framework for algorithmic trading designed to mitigate overfitting and lookahead bias. Our methodology combines interpretable hypothesis-driven signal generation with reinforcement learning and…

Trading and Market Microstructure · Quantitative Finance 2025-12-16 Gagan Deep , Akash Deep , William Lamptey

Generalized Category Discovery is a significant and complex task that aims to identify both known and undefined novel categories from a set of unlabeled data, leveraging another labeled dataset containing only known categories. The primary…

Machine Learning · Computer Science 2024-12-18 Wenbin An , Haonan Lin , Jiahao Nie , Feng Tian , Wenkai Shi , Yaqiang Wu , Qianying Wang , Ping Chen

Between 1998 and 2004, the planning community has seen vast progress in terms of the sizes of benchmark examples that domain-independent planners can tackle successfully. The key technique behind this progress is the use of heuristic…

Artificial Intelligence · Computer Science 2011-09-28 J. Hoffmann

Extracting structured procedural knowledge from unstructured business documents is a critical yet unresolved bottleneck in process automation. While prior work has focused on extracting linear action flows from instructional texts, such as…

Computation and Language · Computer Science 2026-02-03 Chen Yang , Ruping Xu , Ruizhe Li , Bin Cao , Jing Fan

Industry assignment, which assigns firms to industries according to a predefined Industry Classification System (ICS), is fundamental to a large number of critical business practices, ranging from operations and strategic decision making by…

Machine Learning · Computer Science 2022-09-14 Xiaohang Zhao , Xiao Fang , Jing He , Lihua Huang

Despite the tremendous advances achieved over the past years by deep learning techniques, the latest risk prediction models for industrial applications still rely on highly handtuned stage-wised statistical learning tools, such as gradient…

Machine Learning · Computer Science 2023-08-08 Yancheng Liang , Jiajie Zhang , Hui Li , Xiaochen Liu , Yi Hu , Yong Wu , Jinyao Zhang , Yongyan Liu , Yi Wu

Real-world financial decision-making is a challenging problem that requires reasoning over heterogeneous signals, including company fundamentals derived from regulatory filings and trading signals computed from price dynamics. Recently,…

Computational Engineering, Finance, and Science · Computer Science 2026-03-24 Yogesh Agrawal , Aniruddha Dutta , Md Mahadi Hasan , Santu Karmaker , Aritra Dutta

We propose a distributional framework for benchmarking socio-technical risks of foundation models with quantified statistical significance. Our approach hinges on a new statistical relative testing based on first and second order stochastic…

Directional forecasting in financial markets requires both accuracy and interpretability. Before the advent of deep learning, interpretable approaches based on human-defined patterns were prevalent, but their structural vagueness and scale…

Machine Learning · Computer Science 2025-09-19 Juwon Kim , Hyunwook Lee , Hyotaek Jeon , Seungmin Jin , Sungahn Ko

In the aftermath of the financial crisis, the growing literature on financial networks has widely documented the predictive power of topological characteristics (e.g. degree centrality measures) to explain the systemic impact or systemic…

General Finance · Quantitative Finance 2021-10-27 Yérali Gandica , Sophie Béreau , Jean-Yves Gnabo

We present a methodology for extracting structured risk factors from corporate 10-K filings while maintaining adherence to a predefined hierarchical taxonomy. Our three-stage pipeline combines LLM extraction with supporting quotes,…

Computation and Language · Computer Science 2026-01-22 Rian Dolphin , Joe Dursun , Jarrett Blankenship , Katie Adams , Quinton Pike

Industrial recommender systems have been growing increasingly complex, may involve \emph{diverse domains} such as e-commerce products and user-generated contents, and can comprise \emph{a myriad of tasks} such as retrieval, ranking,…

Information Retrieval · Computer Science 2022-05-20 Zeyu Cui , Jianxin Ma , Chang Zhou , Jingren Zhou , Hongxia Yang

Predictive models that are developed in a regulated industry or a regulated application, like determination of credit worthiness, must be interpretable and rational (e.g., meaningful improvements in basic credit behavior must result in…

Machine Learning · Statistics 2018-06-13 Bob Vanderheyden , Jennifer Priestley

Modern foundational models increasingly reflect not just world knowledge, but patterns of human preference embedded in their training data. We hypothesize that recursive alignment-via human feedback and model-generated corpora-induces a…

Computers and Society · Computer Science 2025-10-22 Riccardo Cadei , Christian Internò

We provide complete source code for building a fundamental industry classification based on publically available and freely downloadable data. We compare various fundamental industry classifications by running a horserace of short-horizon…

General Finance · Quantitative Finance 2017-12-25 Zura Kakushadze , Willie Yu

The academic job market for new statisticians is highly congested at the interview stage, where departments must rank and select candidates from large applicant pools without credible signals of candidate interest. As a result, interviews…

Applications · Statistics 2026-04-17 Ali Kaazempur-Mofrad , Xiaowu Dai , Xuming He
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