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Related papers: The Rank Effect

200 papers

It is known that the impact of transactions on stock price (market impact) is a concave function of the size of the order, but there exists little quantitative theory that suggests why this is so. I develop a quantitative theory for the…

Statistical Finance · Quantitative Finance 2008-12-02 Austin Gerig

In this chapter we review some recent results on the dynamics of price formation in financial markets and its relations with the efficient market hypothesis. Specifically, we present the limit order book mechanism for markets and we…

Trading and Market Microstructure · Quantitative Finance 2017-08-24 Paolo Barucca , Fabrizio Lillo

Ranking systems produce ordered lists from scalar scores, yet the ranking itself depends only on pairwise comparisons. We develop a mathematical theory that takes this observation seriously, centering the analysis on pairwise margins rather…

Information Retrieval · Computer Science 2026-04-14 Yin Cheng

This article presents a generic framework for modeling the dynamics of forward curves in commodity market as commodity derivatives are typically traded by futures or forwards. We have theoretically demonstrated that commodity prices are…

Pricing of Securities · Quantitative Finance 2026-02-26 David Xiao

The performance of a cross-sectional currency strategy depends crucially on accurately ranking instruments prior to portfolio construction. While this ranking step is traditionally performed using heuristics, or by sorting the outputs…

Portfolio Management · Quantitative Finance 2022-01-31 Daniel Poh , Bryan Lim , Stefan Zohren , Stephen Roberts

We use rank correlations as distance functions to establish the interconnectivity between stock returns, building weighted signed networks for the stocks of seven European countries, the US and Japan. We establish the theoretical…

Statistical Finance · Quantitative Finance 2021-04-14 E. Ferreira , S. Orbe , J. Ascorbebeitia , B. Álvarez Pereira , E. Estrada

The efficient market hypothesis considers all available information already reflected in asset prices and limits the possibility of consistently achieving above-average returns by trading on publicly available data. We analyzed low…

Applications · Statistics 2026-03-13 Jose M. G. Vilar

The quotient of random variables with normal distributions is examined and proven to have have power law decay, with density $f\left( x\right) \simeq f_{0}x^{-2}$, with the coefficient depending on the means and variances of the numerator…

Mathematical Finance · Quantitative Finance 2018-03-06 Carey Caginalp , Gunduz Caginalp

We obtain a lower asymptotic bound on the decay rate of the probability of a portfolio's underperformance against a benchmark over a large time horizon. It is assumed that the prices of the securities are governed by geometric Brownian…

Probability · Mathematics 2017-05-04 Anatolii A. Puhalskii , Michael Jay Stutzer

This paper investigates short-term behaviors of implied volatility of derivatives written on indexes in equity markets when the index processes are constructed by using a ranking procedure. Even in simple market settings where stock prices…

Pricing of Securities · Quantitative Finance 2025-03-11 Huy N. Chau , Duy Nguyen , Thai Nguyen

The comparative statics of the optimal portfolios across individuals is carried out for a continuous-time complete market model, where the risky assets price process follows a joint geometric Brownian motion with time-dependent and…

Portfolio Management · Quantitative Finance 2012-01-04 Jianming Xia

This paper investigates how to measure common market risk factors using newly proposed Panel Quantile Regression Model for Returns. By exploring the fact that volatility crosses all quantiles of the return distribution and using penalized…

Pricing of Securities · Quantitative Finance 2017-08-30 Frantisek Cech , Jozef Barunik

We introduce the concept of forward rank-dependent performance processes, extending the original notion to forward criteria that incorporate probability distortions. A fundamental challenge is how to reconcile the time-consistent nature of…

Mathematical Finance · Quantitative Finance 2019-04-04 Xue Dong He , Moris S. Strub , Thaleia Zariphopoulou

In commodity markets the convergence of futures towards spot prices, at the expiration of the contract, is usually justified by no-arbitrage arguments. In this article, we propose an alternative approach that relies on the expected profit…

Mathematical Finance · Quantitative Finance 2018-02-27 René Aïd , Luciano Campi , Delphine Lautier

Using data from a live trading experiment on the Binance Bitcoin perpetual, we examine the effects of (i) basic order book mechanics and (ii) the persistence of price changes from immediate to short timescales, revealing the interplay…

Trading and Market Microstructure · Quantitative Finance 2025-11-25 Jakob Albers , Mihai Cucuringu , Sam Howison , Alexander Y. Shestopaloff

We propose a minimal theory of non-linear price impact based on a linear (latent) order book approximation, inspired by diffusion-reaction models and general arguments. Our framework allows one to compute the average price trajectory in the…

Trading and Market Microstructure · Quantitative Finance 2015-03-03 Jonathan Donier , Julius Bonart , Iacopo Mastromatteo , Jean-Philippe Bouchaud

This paper analyzes the pricing of collateralized derivatives, i.e. contracts where counterparties are not only subject to financial derivatives cash flows but also to collateral cash flows arising from a collateral agreement. We do this…

Pricing of Securities · Quantitative Finance 2024-06-19 Alessio Calvelli

Firms that price perishable resources -- airline seats, hotel rooms, seasonal inventory -- now routinely use demand predictions, but these predictions vary widely in quality. Under hard capacity constraints, acting on an inaccurate…

Optimization and Control · Mathematics 2026-03-27 Ruicheng Ao , Jiashuo Jiang , David Simchi-Levi

The impact of trades on asset prices is a crucial aspect of market dynamics for academics, regulators and practitioners alike. Recently, universal and highly nonlinear master curves were observed for price impacts aggregated on all…

Trading and Market Microstructure · Quantitative Finance 2018-01-17 Felix Patzelt , Jean-Philippe Bouchaud

There are clear benefits associated with a particular consumer choice for many current markets. For example, as we consider here, some products might carry environmental or `green' benefits. Some consumers might value these benefits while…

General Finance · Quantitative Finance 2008-12-02 Gérard Weisbuch , Vincent Buskens , Luat Vuong