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Portfolio optimization has long been dominated by covariance-based strategies, such as the Markowitz Mean-Variance framework. However, these approaches often fail to ensure a balanced risk structure across assets, leading to concentration…

Portfolio Management · Quantitative Finance 2025-08-07 Biswarup Chakraborty

In order to properly manage risk, practitioners must understand the aggregate risks they are exposed to. Additionally, to properly price policies and calculate bonuses the relative riskiness of individual business units must be well…

Risk Management · Quantitative Finance 2024-10-22 Andrew Fleck , Edward Furman , Yang Shen

Variational inequalities are an important tool, which includes minimization, saddles, games, fixed-point problems. Modern large-scale and computationally expensive practical applications make distributed methods for solving these problems…

Optimization and Control · Mathematics 2023-03-01 Aleksandr Beznosikov , Alexander Gasnikov

For a general discrete dynamics on a Banach and Hilbert spaces we give necessary and sufficient conditions of the existence of bounded solutions under assumption that the homogeneous difference equation admits an discrete dichotomy on the…

Dynamical Systems · Mathematics 2023-10-13 O. Pokutnyi

This paper enhances the pricing of derivatives as well as optimal control problems to a level comprising risk. We employ nested risk measures to quantify risk, investigate the limiting behavior of nested risk measures within the classical…

Mathematical Finance · Quantitative Finance 2021-02-16 Alois Pichler , Ruben Schlotter

In this paper, we examine the effect of background risk on portfolio selection and optimal reinsurance design under the criterion of maximizing the probability of reaching a goal. Following the literature, we adopt dependence uncertainty to…

Risk Management · Quantitative Finance 2022-01-06 Yichun Chi , Zuo Quan Xu , Sheng Chao Zhuang

Dependence among multiple lifetimes is a key factor for pricing and evaluating the risk of joint life insurance products. The dependence structure can be exposed to model uncertainty when available data and information are limited. We…

Risk Management · Quantitative Finance 2026-03-30 Takaaki Koike

Motivated by optimal investment problems in mathematical finance, we consider a variational problem of Neyman-Pearson type for law-invariant robust utility functionals and convex risk measures. Explicit solutions are found for…

Probability · Mathematics 2008-12-10 Alexander Schied

We study Pareto efficiency in a pure-exchange economy where agents' preferences are represented by risk-averse monetary utilities. These coincide with law-invariant monetary utilities, and they can be shown to correspond to the class of…

Mathematical Finance · Quantitative Finance 2024-08-15 Mario Ghossoub , Michael Boyuan Zhu

In the literature, necessary and sufficient conditions in terms of variational inequalities are introduced to characterize minimizers of convex set valued functions with values in a conlinear space. Similar results are proved for a weaker…

Optimization and Control · Mathematics 2016-12-02 Giovanni P. Crespi , Carola Schrage

We show that a wide class of risk-constrained nonconvex functional optimization problems exhibit strong duality, regardless of nonconvexity. We develop two novel results under distinct sets of assumptions, establishing strong duality over…

Optimization and Control · Mathematics 2025-11-17 Dionysis Kalogerias , Spyridon Pougkakiotis

We introduce a notion of compatibility between constraint encoding and compositional structure. Phrased in the language of category theory, it is given by a "composable constraint encoding". We show that every composable constraint encoding…

Category Theory · Mathematics 2021-12-14 Matt Wilson , Augustin Vanrietvelde

In the past decades, weak convergence theory for stochastic processes has become a standard tool for analyzing the asymptotic properties of various statistics. Routinely, weak convergence is considered in the space of bounded functions…

Statistics Theory · Mathematics 2014-08-15 Axel Bücher , Johan Segers , Stanislav Volgushev

This paper studies an optimal investing problem for a retiree facing longevity risk and living standard risk. We formulate the investing problem as a portfolio choice problem under a time-varying risk capacity constraint. We derive the…

Portfolio Management · Quantitative Finance 2022-02-16 Weidong Tian , Zimu Zhu

The paper is devoted to a systematic study and characterizations of notions of local maximal monotonicity and their strong counterparts for set-valued operators that appear in variational analysis, optimization, and their applications. We…

Optimization and Control · Mathematics 2023-08-29 Pham Duy Khanh , Vu Vinh Huy Khoa , Boris S. Mordukhovich , Vo Thanh Phat

Over the past two decades the notion of a strong monad has found wide applicability in computing. Arising out of a need to interpret products in computational and semantic settings, different approaches to this concept have arisen. In this…

Programming Languages · Computer Science 2013-09-23 Philip Mulry

Many financial and economic variables, including financial returns, exhibit nonlinear dependence, heterogeneity and heavy-tailedness. These properties may make problematic the analysis of (non-)efficiency and volatility clustering in…

Econometrics · Economics 2023-12-01 Rustam Ibragimov , Rasmus Pedersen , Anton Skrobotov

This paper considers time-inconsistent problems when control and stopping strategies are required to be made simultaneously (called stopping control problems by us). We first formulate the timeinconsistent stopping control problems under…

Optimization and Control · Mathematics 2023-06-21 Zongxia Liang , Fengyi Yuan

Volatility is the canonical measure of financial risk, a role largely inherited from Modern Portfolio Theory. Yet, its universality rests on restrictive efficiency assumptions that render volatility, at best, an incomplete proxy for true…

Mathematical Finance · Quantitative Finance 2026-05-01 Sergio Bianchi , Daniele Angelini

We determine a set of necessary conditions on a partition-indexed family of complex numbers to be the "highest coefficients" of a positive and symmetric multi-faced universal product; i.e. the product associated with a multi-faced version…

Functional Analysis · Mathematics 2024-06-17 Malte Gerhold , Philipp Varšo
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