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We study the problem of optimal trading using general alpha predictors with linear costs and temporary impact. We do this within the framework of stochastic optimization with finite horizon using both limit and market orders. Consistently…

Trading and Market Microstructure · Quantitative Finance 2015-01-19 Filippo Passerini , Samuel E. Vazquez

The paper addresses the problem of meta order execution from a broker-dealer's point of view in Almgren-Chriss model under execution risk. A broker-dealer agency is authorized to execute an order of trading on some client's behalf. The…

Trading and Market Microstructure · Quantitative Finance 2025-03-05 Xue Cheng , Peng Guo , Tai-ho Wang

Optimized trade execution is to sell (or buy) a given amount of assets in a given time with the lowest possible trading cost. Recently, reinforcement learning (RL) has been applied to optimized trade execution to learn smarter policies from…

Trading and Market Microstructure · Quantitative Finance 2023-07-24 Chuheng Zhang , Yitong Duan , Xiaoyu Chen , Jianyu Chen , Jian Li , Li Zhao

We study the problem of dynamically trading multiple futures contracts with different underlying assets. To capture the joint dynamics of stochastic bases for all traded futures, we propose a new model involving a multi-dimensional scaled…

Portfolio Management · Quantitative Finance 2019-10-14 Bahman Angoshtari , Tim Leung

We consider an optimal investment problem to maximize expected utility of the terminal wealth, in an illiquid market with search frictions and transaction costs. In the market model, an investor's attempt of transaction is successful only…

Mathematical Finance · Quantitative Finance 2021-08-18 Jin Hyuk Choi , Tae Ung Gang

An investor with constant absolute risk aversion trades a risky asset with general It\^o-dynamics, in the presence of small proportional transaction costs. In this setting, we formally derive a leading-order optimal trading policy and the…

Pricing of Securities · Quantitative Finance 2012-12-13 Jan Kallsen , Johannes Muhle-Karbe

With the increasing integration of power plants into the frequency-regulation markets, the importance of optimal trading has grown substantially. This paper conducts an in-depth analysis of their optimal trading behavior in sequential…

Systems and Control · Electrical Eng. & Systems 2023-10-30 Saeed Nordin , Abolfazl Khodadadi , Priyanka Shinde , Evelin Blom , Mohammad Reza Hesamzadeh , Lennart Söder

An investor with constant relative risk aversion and an infinite planning horizon trades a risky and a safe asset with constant investment opportunities, in the presence of small transaction costs and a binding exogenous portfolio…

Portfolio Management · Quantitative Finance 2013-01-09 Johannes Muhle-Karbe , Ren Liu

We propose a pairs trading model that incorporates a time-varying volatility of the Constant Elasticity of Variance type. Our approach is based on stochastic control techniques; given a fixed time horizon and a portfolio of two…

Optimization and Control · Mathematics 2021-11-05 T. N. Li , A. Tourin

In a one-sided limit order book, satisfying some realistic assumptions, where the unaffected price process follows a Levy process, we consider a market agent that wants to liquidate a large position of shares. We assume that the agent has…

Trading and Market Microstructure · Quantitative Finance 2020-11-02 Arne Lokka , Junwei Xu

Given the return series for a set of instruments, a \emph{trading strategy} is a switching function that transfers wealth from one instrument to another at specified times. We present efficient algorithms for constructing (ex-post) trading…

Computational Engineering, Finance, and Science · Computer Science 2010-09-24 Victor Boyarshinov , Malik Magdon-Ismail

In this paper, we simulate the execution of a large stock order with real data and general power law in the Almgren and Chriss model. The example that we consider is the liquidation of a large position executed over the course of a single…

Computational Finance · Quantitative Finance 2023-06-16 A. Papanicolaou , H. Fu , P. Krishnamurthy , B. Healy , F. Khorrami

Execution algorithms are vital to modern trading, they enable market participants to execute large orders while minimising market impact and transaction costs. As these algorithms grow more sophisticated, optimising them becomes…

Computational Finance · Quantitative Finance 2025-10-28 Ollie Olby , Andreea Bacalum , Rory Baggott , Namid Stillman

In this paper, the Kyle model of insider trading is extended by characterizing the trading volume with long memory and allowing the noise trading volatility to follow a general stochastic process. Under this newly revised model, the…

Mathematical Finance · Quantitative Finance 2019-01-08 Ben-zhang Yang , Xinjiang He , Nan-jing Huang

We consider an investor, whose portfolio consists of a single risky asset and a risk free asset, who wants to maximize his expected utility of the portfolio subject to the Value at Risk assuming a heavy tail distribution of the stock prices…

Portfolio Management · Quantitative Finance 2020-12-02 Subhojit Biswas , Diganta Mukherjee

We propose a general approximation method for determining optimal trading strategies in markets with proportional transaction costs, with a polynomial approximation of the residual value function. The method is exemplified by several…

Portfolio Management · Quantitative Finance 2024-07-11 Eberhard Mayerhofer

In this article, we provide a flexible framework for optimal trading in an asset listed on different venues. We take into account the dependencies between the imbalance and spread of the venues, and allow for partial execution of limit…

Trading and Market Microstructure · Quantitative Finance 2020-08-19 Bastien Baldacci , Iuliia Manziuk

Latency (i.e., time delay) in electronic markets affects the efficacy of liquidity taking strategies. During the time liquidity takers process information and send marketable limit orders (MLOs) to the exchange, the limit order book (LOB)…

Trading and Market Microstructure · Quantitative Finance 2019-08-12 Álvaro Cartea , Sebastian Jaimungal , Leandro Sánchez-Betancourt

We study an optimal execution problem in illiquid markets with both instantaneous and persistent price impact and stochastic resilience when only absolutely continuous trading strategies are admissible. In our model the value function can…

Optimization and Control · Mathematics 2017-11-30 Paulwin Graewe , Ulrich Horst

Semi-static trading strategies make frequent appearances in mathematical finance, where dynamic trading in a liquid asset is combined with static buy-and-hold positions in options on that asset. We show that the space of outcomes of such…

Mathematical Finance · Quantitative Finance 2016-06-03 Beatrice Acciaio , Martin Larsson , Walter Schachermayer
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