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As the use of complex machine learning models continues to grow, so does the need for reliable explainability methods. One of the most popular methods for model explainability is based on Shapley values. There are two most commonly used…

Machine Learning · Statistics 2024-12-18 Ilya Rozenfeld

Following closely the construction of the Schrodinger bridge, we build a new class of Stochastic Volatility Models exactly calibrated to market instruments such as for example Vanillas, options on realized variance or VIX options. These…

Computational Finance · Quantitative Finance 2019-04-10 Pierre Henry-Labordere

We introduce a new approach for generating sequences of implied volatility (IV) surfaces across multiple assets that is faithful to historical prices. We do so using a combination of functional data analysis and neural stochastic…

Computational Finance · Quantitative Finance 2023-12-27 Vedant Choudhary , Sebastian Jaimungal , Maxime Bergeron

The SABR model is a benchmark stochastic volatility model in interest rate markets, which has received much attention in the past decade. Its popularity arose from a tractable asymptotic expansion for implied volatility, derived by heat…

Mathematical Finance · Quantitative Finance 2017-07-27 Leif Doering , Blanka Horvath , Josef Teichmann

We propose an alternative approach towards cost mitigation in volatility-managed portfolios based on smoothing the predictive density of an otherwise standard stochastic volatility model. Specifically, we develop a novel variational Bayes…

Econometrics · Economics 2022-12-15 Mauro Bernardi , Daniele Bianchi , Nicolas Bianco

We argue that using the Shapley value of cooperative game theory as the scheme for risk allocation among non-orthogonal risk factors is a natural way of interpreting the contribution made by each of such factors to overall portfolio risk.…

Computational Finance · Quantitative Finance 2021-03-10 Patrick S. Hagan , Andrew Lesniewski , Georgios E. Skoufis , Diana E. Woodward

Volatility Skew and Smile of Interest Rate products (Swaption and Caplet) are represented by SABR (Stochastic Alpha Beta Rho model). So, the Interest Rate derivatives model for pricing the callable exotic swaps should be comparable to the…

Mathematical Finance · Quantitative Finance 2026-03-10 Osamu Tsuchiya

We investigate the relation between the fair price for European-style vanilla options and the distribution of short-term returns on the underlying asset ignoring transaction and other costs. We compute the risk-neutral probability density…

Physics and Society · Physics 2008-12-02 Martin Schaden

In this short note, using our geometric method introduced in a previous paper \cite{phl} and initiated by \cite{ave}, we derive an asymptotic swaption implied volatility at the first-order for a general stochastic volatility Libor Market…

Physics and Society · Physics 2008-12-10 Pierre Henry-Labordere

Several methods to perform extrapolation of unknown anatomy were evaluated. The primary application is to enhance surgical procedures that may use partial medical images or medical images of incomplete anatomy. Le Fort-based, face-jaw-teeth…

Computer Vision and Pattern Recognition · Computer Science 2019-10-31 Robert Grupp , Hsin-Hong Chiang , Yoshito Otake , Ryan Murphy , Chad Gordon , Mehran Armand , Russell Taylor

By adopting the polynomial interpolation method, we propose an approach to hedge against the interest-rate risk of the default-free bonds by measuring the nonparallel movement of the yield-curve, such as the translation, the rotation and…

Portfolio Management · Quantitative Finance 2016-11-25 Zhongliang Tuo

A common approach to valuing exotic options involves choosing a model and then determining its parameters to fit the volatility surface as closely as possible. We refer to this as the model calibration approach (MCA). A disadvantage of MCA…

Computational Finance · Quantitative Finance 2021-09-08 Jay Cao , Jacky Chen , John Hull , Zissis Poulos

Gulisashvili et al. [Quant. Finance, 2018, 18(10), 1753-1765] provide a small-time asymptotics for the mass at zero under the uncorrelated stochastic-alpha-beta-rho (SABR) model by approximating the integrated variance with a moment-matched…

Mathematical Finance · Quantitative Finance 2021-06-09 Jaehyuk Choi , Lixin Wu

In this paper, we study the statistical properties of the moneyness scaling transformation by Leung and Sircar (2015). This transformation adjusts the moneyness coordinate of the implied volatility smile in an attempt to remove the…

Statistical Finance · Quantitative Finance 2020-09-22 Sergey Nasekin , Wolfgang Karl Härdle

Smile is one of the key elements in identifying emotions and present state of mind of an individual. In this work, we propose a cluster of approaches to classify posed and spontaneous smiles using deep convolutional neural network (CNN)…

Computer Vision and Pattern Recognition · Computer Science 2017-02-20 Bappaditya Mandal , David Lee , Nizar Ouarti

We provide explicit small-time formulae for the at-the-money implied volatility, skew and curvature in a large class of models, including rough volatility models and their multi-factor versions. Our general setup encompasses both European…

Mathematical Finance · Quantitative Finance 2023-11-15 Antoine Jacquier , Aitor Muguruza , Alexandre Pannier

The aim of this study was to develop methods for evaluating the American-style option prices when the volatility of the underlying asset is described by a stochastic process. As part of this problem were developed techniques for modeling…

Pricing of Securities · Quantitative Finance 2010-09-29 Yu. A. Kuperin , P. A. Poloskov

Exposure simulations are fundamental to many xVA calculations and are a nested expectation problem where repeated portfolio valuations create a significant computational expense. Sensitivity calculations which require shocked and unshocked…

Risk Management · Quantitative Finance 2024-01-23 Griselda Deelstra , Lech A. Grzelak , Felix L. Wolf

Stochastic volatility models, where the volatility is a stochastic process, can capture most of the essential stylized facts of implied volatility surfaces and give more realistic dynamics of the volatility smile/skew. However, they come…

Computational Finance · Quantitative Finance 2023-09-26 Abir Sridi , Paul Bilokon

This paper presents a novel one-factor stochastic volatility model where the instantaneous volatility of the asset log-return is a diffusion with a quadratic drift and a linear dispersion function. The instantaneous volatility mean reverts…

Mathematical Finance · Quantitative Finance 2019-08-21 Peter Carr , Sander Willems