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We study the martingale optimal transport problem with state-dependent trading frictions and develop a geometric and duality framework extending from the one time-step to the multi-marginal setting. Building on the left-monotone structure…

Optimization and Control · Mathematics 2025-10-14 Pratik Rai

The important application of semi-static hedging in financial markets naturally leads to the notion of quasi self-dual processes. The focus of our study is to give new characterizations of quasi self-duality for exponential L\'evy processes…

Risk Management · Quantitative Finance 2012-01-26 Thorsten Rheinländer , Michael Schmutz

We apply the procedure of Lee et al. to the problem of performing inference on the signal-noise ratio of the asset which displays maximum sample Sharpe ratio over a set of possibly correlated assets. We find a multivariate analogue of the…

Statistical Finance · Quantitative Finance 2026-05-14 Steven E. Pav

We use a continuous version of the standard deviation premium principle for pricing in incomplete equity markets by assuming that the investor issuing an unhedgeable derivative security requires compensation for this risk in the form of a…

Optimization and Control · Mathematics 2008-12-02 Erhan Bayraktar , Virginia R. Young

In a two-period financial market where a stock is traded dynamically and European options at maturity are traded statically, we study the so-called martingale Schr\"odinger bridge Q*; that is, the minimal-entropy martingale measure among…

Mathematical Finance · Quantitative Finance 2022-04-27 Marcel Nutz , Johannes Wiesel , Long Zhao

We propose procedures for testing whether stock price processes are martingales based on limit order type betting strategies. We first show that the null hypothesis of martingale property of a stock price process can be tested based on the…

Statistical Finance · Quantitative Finance 2011-02-16 Kei Takeuchi , Akimichi Takemura , Masayuki Kumon

In common finance literature, Black-Scholes partial differential equation of option pricing is usually derived with no-arbitrage principle. Considering an asset market, Merton applied the Hamilton-Jacobi-Bellman techniques of his…

Statistical Mechanics · Physics 2008-12-02 D. F. Wang

In the paper, the martingales and super-martingales relative to a regular set of measures are systematically studied. The notion of local regular super-martingale relative to a set of equivalent measures is introduced and the necessary and…

Statistical Finance · Quantitative Finance 2018-10-23 N. S. Gonchar

In this article we relate the set of structure preserving equivalent martingale measures $(\mathcal{M})$ for financial models driven by semimartingales with conditionally independent increments to a set of measurable and integrable…

Probability · Mathematics 2017-10-09 David Criens

In this paper, we prove the global risk optimality of the hedging strategy of contingent claim, which is explicitly (or called semi-explicitly) constructed for an incomplete financial market with external risk factors of non-Gaussian…

Probability · Mathematics 2015-08-28 Wanyang Dai

The capitalization-weighted total relative variation $\sum_{i=1}^d \int_0^\cdot \mu_i (t) \mathrm{d} \langle \log \mu_i \rangle (t)$ in an equity market consisting of a fixed number $d$ of assets with capitalization weights $\mu_i (\cdot)$…

Portfolio Management · Quantitative Finance 2016-08-23 E. Robert Fernholz , Ioannis Karatzas , Johannes Ruf

We contrast Arbitrage Pricing Theory (APT), the theoretical basis for the development of financial instruments, with a dynamical picture of an interacting market, in a simple setting. The proliferation of financial instruments apparently…

Trading and Market Microstructure · Quantitative Finance 2009-10-08 Fabio Caccioli , Matteo Marsili , Pierpaolo Vivo

We study a portfolio selection problem in a continuous-time It\^o-Markov additive market with prices of financial assets described by Markov additive processes which combine L\'evy processes and regime switching models. Thus the model takes…

Portfolio Management · Quantitative Finance 2018-06-12 Zbigniew Palmowski , Łukasz Stettner , Anna Sulima

Within the setup of continuous-time semimartingale financial markets, we show that a multiprior Gilboa-Schmeidler minimax expected utility maximizer forms a portfolio consisting only of the riskless asset if and only if among the investor's…

Mathematical Finance · Quantitative Finance 2016-08-09 Nuno Azevedo , Diogo Pinheiro , Stylianos Xanthopoulos , Athanasios Yannacopoulos

We study a an optimal high frequency trading problem within a market microstructure model designed to be a good compromise between accuracy and tractability. The stock price is driven by a Markov Renewal Process (MRP), while market orders…

Trading and Market Microstructure · Quantitative Finance 2015-01-06 Pietro Fodra , Huyên Pham

Given a set-valued stochastic process $(V_t)_{t=0}^T$, we say that the martingale selection problem is solvable if there exists an adapted sequence of selectors $\xi_t\in V_t$, admitting an equivalent martingale measure. The aim of this…

Probability · Mathematics 2008-12-02 Dmitry B. Rokhlin

We develop a model for credit rating migration that accounts for the impact of economic state fluctuations on default probabilities. The joint process for the economic state and the rating is modelled as a time-homogeneous Markov chain.…

Risk Management · Quantitative Finance 2024-03-25 Michael Kalkbrener , Natalie Packham

The existence of time-lagged cross-correlations between the returns of a pair of assets, which is known as the lead-lag relationship, is a well-known stylized fact in financial econometrics. Recently some continuous-time models have been…

Mathematical Finance · Quantitative Finance 2017-12-29 Takaki Hayashi , Yuta Koike

We consider a continuous-time financial market with an asset whose price is modeled by a linear stochastic differential equation with drift and volatility switching driven by a uniformly ergodic jump Markov process with a countable state…

Probability · Mathematics 2025-01-14 Vitaliy Golomoziy , Kamil Kladivko , Yuliya Mishura

The goal of this work is to study binary market models with transaction costs, and to characterize their arbitrage opportunities. It has been already shown that the absence of arbitrage is related to the existence of \lambda-consistent…

Probability · Mathematics 2014-07-31 Fernando Cordero , Irene Klein , Lavinia Ostafe