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Estimating large covariance and precision matrices are fundamental in modern multivariate analysis. The problems arise from statistical analysis of large panel economics and finance data. The covariance matrix reveals marginal correlations…

Methodology · Statistics 2015-04-17 Jianqing Fan , Yuan Liao , Han Liu

Sustaining efficiency and stability by properly controlling the equity to asset ratio is one of the most important and difficult challenges in bank management. Due to unexpected and abrupt decline of asset values, a bank must closely…

Risk Management · Quantitative Finance 2015-03-14 Masahiko Egami , Kazutoshi Yamazaki

We apply vector quantisation within mixed one- and two-factor Bergomi models to implement a fast and efficient approach for option pricing in these models. This allows us to calibrate such models to market data of VIX futures and options.…

Pricing of Securities · Quantitative Finance 2025-07-01 Nelson Kyakutwika , Mesias Alfeus , Erik Schlögl

Cash collateral is perfect in that it provides simultaneous counterparty credit risk protection and derivatives funding. Securities are imperfect collateral, because of collateral segregation or differences in CSA haircuts and repo…

Pricing of Securities · Quantitative Finance 2017-08-28 Wujiang Lou

Covariate imbalance between treatment groups makes it difficult to compare cumulative incidence curves in competing risk analyses. In this paper we discuss different methods to estimate adjusted cumulative incidence curves including inverse…

In this paper we study partial differential equations (PDEs) that can be used to model value adjustments. Different value adjustments denoted generally as xVA are nowadays added to the risk-free financial derivative values and the PDE…

Risk Management · Quantitative Finance 2021-07-21 Falko Baustian , Martin Fencl , Jan Pospíšil , Vladimír Švígler

We propose a unified framework that employs variational inference (VI) with (conditional) normalizing flows (NFs) to train both between-model and within-model proposals for reversible jump Markov chain Monte Carlo, enabling efficient…

Machine Learning · Statistics 2026-02-05 Pingping Yin , Xiyun Jiao

The purpose of these notes is to provide a systematic quantitative framework - in what is intended to be a "pedagogical" fashion - for discussing mean-reversion and optimization. We start with pair trading and add complexity by following…

Portfolio Management · Quantitative Finance 2016-02-15 Zura Kakushadze

Value at Risk (VaR) and Conditional Value at Risk (CVaR) have become the most popular measures of market risk in Financial and Insurance fields. However, the estimation of both risk measures is challenging, because it requires the knowledge…

Methodology · Statistics 2024-10-17 Jacinto Martín , M. Isabel Parra , Eva L. Sanjuán , Mario M. Pizarro

Daily Value-at-Risk (VaR) for option books requires more than an accurate quantile forecast. It first requires a precise definition of the loss target. Before any model is evaluated, the protocol must fix the book construction rule, the…

Risk Management · Quantitative Finance 2026-05-19 Tenghan Zhong , Keyuan Wu

This paper re-examines the problem of estimating risk premia in linear factor pricing models. Typically, the data used in the empirical literature are characterized by weakness of some pricing factors, strong cross-sectional dependence in…

Econometrics · Economics 2019-04-09 Stanislav Anatolyev , Anna Mikusheva

This paper is a supplement to our recent paper ``Alternative models for FX, arbitrage opportunities and efficient pricing of double barrier options in L\'evy models". We introduce the class of regime-switching L\'evy models with memory,…

Pricing of Securities · Quantitative Finance 2024-02-27 Svetlana Boyarchenko , Sergei Levendorskiĭ

We study market-consistent valuation of liability cash flows motivated by current regulatory frameworks for the insurance industry. Building on the theory on multiple-prior optimal stopping we propose a valuation functional with sound…

Pricing of Securities · Quantitative Finance 2021-09-02 Hampus Engsner , Filip Lindskog , Julie Thoegersen

In this paper, a new way to integrate volatility information for estimating value at risk (VaR) and conditional value at risk (CVaR) of a portfolio is suggested. The new method is developed from the perspective of Bayesian statistics and it…

Risk Management · Quantitative Finance 2022-05-04 Taras Bodnar , Vilhelm Niklasson , Erik Thorsén

The introduction of CCPs in most derivative transactions will dramatically change the landscape of derivatives pricing, hedging and risk management, and, according to the TABB group, will lead to an overall liquidity impact about 2 USD…

Pricing of Securities · Quantitative Finance 2014-01-17 Damiano Brigo , Andrea Pallavicini

A three-dimensional extension of the structural default model with firms' values driven by correlated diffusion processes is presented. Green's function based semi-analytical methods for solving the forward calibration problem and backward…

Pricing of Securities · Quantitative Finance 2012-07-26 Alexander Lipton , Ioana Savescu

The aim of this work is to evaluate the cheapest superreplication price of a general (possibly path-dependent) European contingent claim in a context where the model is uncertain. This setting is a generalization of the uncertain volatility…

Probability · Mathematics 2007-05-23 Laurent Denis , Claude Martini

The problem of data uncertainty has motivated the incorporation of robust optimization in various arenas, beyond the Markowitz portfolio optimization. This work presents the extension of the robust optimization framework for the…

Portfolio Management · Quantitative Finance 2019-08-15 Mohammed Bilal Girach , Shashank Oberoi , Siddhartha P. Chakrabarty

The value-at-risk of a delta-gamma approximated derivatives portfolio can be computed by numerical integration of the characteristic function. However, while the choice of parameters in any numerical integration scheme is paramount, in…

Applications · Statistics 2014-02-27 Johannes Vitalis Siven , Jeffrey Todd Lins , Anna Szymkowiak-Have

A positive correlation between exposure and counterparty credit risk gives rise to the so-called Wrong-Way Risk (WWR). Even after a decade of the financial crisis, addressing WWR in both sound and tractable ways remains challenging.…

Risk Management · Quantitative Finance 2021-07-15 Ashish Kumar , Laszlo Markus , Norbert Hari