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Credit capital requirements in Internal Rating Based approaches require the calibration of two key parameters: the probability of default and the loss-given-default. This letter considers the uncertainty about these two parameters and…

Statistical Finance · Quantitative Finance 2020-10-19 Roberto Baviera

This paper develops a decomposition of standard Risk Contribution (RC) into two economically interpretable components: inherent risk and correlation risk. Using a leave-one-out representation, each position's RC separates into a term…

Risk Management · Quantitative Finance 2026-04-14 Nolan Alexander , Frank Fabozzi

Replicability issues -- referring to the difficulty or failure of independent researchers to corroborate the results of published studies -- have hindered the meaningful progression of science and eroded public trust in scientific findings.…

In this paper we present a novel approach for firm default probability estimation. The methodology is based on multivariate contingent claim analysis and pair copula constructions. For each considered firm, balance sheet data are used to…

Risk Management · Quantitative Finance 2015-08-24 Luciana Dalla Valle , Maria Elena De Giuli , Claudia Tarantola , Claudio Manelli

This paper is the continuation of "Pricing with coherent risk" and deals with further applications of coherent risk measures to problems of finance. First, we study the optimization problem. Three forms of this problem are considered.…

Probability · Mathematics 2008-12-10 Alexander S. Cherny

This paper develops a two-dimensional structural framework for valuing credit default swaps and corporate bonds in the presence of default contagion. Modelling the values of related firms as correlated geometric Brownian motions with…

Pricing of Securities · Quantitative Finance 2008-12-02 Helen Haworth , Christoph Reisinger , William Shaw

The work deals with the risk assessment theory. An unitary risk algorithm is elaborated. The algorithm is based on parallel curves. The basic curve of risk is a hyperbolic curve, obtained as a multiplication between the probability of…

Risk Management · Quantitative Finance 2013-03-08 Nicolae Popoviciu , Floarea Baicu

To achieve robustness of risk across different assets, risk parity investing rules, a particular state of risk contributions, have grown in popularity over the previous few decades. To generalize the concept of risk contribution from the…

Mathematical Finance · Quantitative Finance 2022-02-22 Mengjin Zhao , Guangyan Jia

This paper gives a survey on a valuation theoretical approach to local uniformization in positive characteristic, the model theory of valued fields in positive characteristic, and their connection with the valuation theoretical phenomenon…

Commutative Algebra · Mathematics 2013-04-02 Franz-Viktor Kuhlmann

We study the finite mutually exclusive outcome version of risk-constrained Kelly optimization with explicit state prices. The market has outcome probabilities $p_i>0$, state prices $q_i>0$, terminal wealths $W_i=c+x_i/q_i$, and a…

Optimization and Control · Mathematics 2026-04-14 Christopher D. Long

We propose a method to assess the intrinsic risk carried by a financial position $X$ when the agent faces uncertainty about the pricing rule assigning its present value. Our approach is inspired by a new interpretation of the quasiconvex…

Risk Management · Quantitative Finance 2017-07-17 Marco Frittelli , Marco Maggis

Maintaining a competitive edge requires a firm to replace deteriorating business lines with new projects. Accordingly, part of a firm's value resides in its ability to exploit new opportunities. This article incorporates adaptation into…

Adaptation and Self-Organizing Systems · Physics 2007-05-23 Kenton K. Yee

In this paper, we introduce a model that adds a non-linearity to discounting: the discounting factor may depend on the notional (i.e., discounted values are no longer linear in the notional). In the first part of the paper, we provide a…

Mathematical Finance · Quantitative Finance 2021-10-26 Christian P. Fries

The credit crisis and the ongoing European sovereign debt crisis have highlighted the native form of credit risk, namely the counterparty risk. The related Credit Valuation Adjustment, (CVA), Debt Valuation Adjustment (DVA), Liquidity…

Risk Management · Quantitative Finance 2012-10-19 Stéphane Crépey , Rémi Gerboud , Zorana Grbac , Nathalie Ngor

We consider a financial market with zero-coupon bonds that are exposed to credit and liquidity risk. We revisit the famous Jarrow & Turnbull setting in order to account for these two intricately intertwined risk types. We utilise the…

Mathematical Finance · Quantitative Finance 2020-04-28 Thomas Krabichler , Josef Teichmann

We apply concepts of majorization theory to derive new insights in the field of extremal dependence structures. In particular, we consider the Rearrangement Algorithm by Puccetti and Rueschendorf, where majorization arguments yield a…

Probability · Mathematics 2017-09-15 Michael Preischl

In our previous paper, "A Unified Approach to Systemic Risk Measures via Acceptance Set" (\textit{Mathematical Finance, 2018}), we have introduced a general class of systemic risk measures that allow for random allocations to individual…

Mathematical Finance · Quantitative Finance 2019-04-26 Francesca Biagini , Jean-Pierre Fouque , Marco Frittelli , Thilo Meyer-Brandis

Aggregating risks from multiple sources can be complex and demanding, and decision makers usually adopt heuristics to simplify the evaluation process. This paper axiomatizes two closed related and yet different heuristics, narrow bracketing…

Theoretical Economics · Economics 2021-08-30 Mu Zhang

We study capital requirements for bounded financial positions defined as the minimum amount of capital to invest in a chosen eligible asset targeting a pre-specified acceptability test. We allow for general acceptance sets and general…

Risk Management · Quantitative Finance 2014-01-16 Walter Farkas , Pablo Koch-Medina , Cosimo Munari

We establish a super-replication duality in a continuous-time financial model where an investor's trades adversely affect bid- and ask-prices for a risky asset and where market resilience drives the resulting spread back towards zero at an…

Pricing of Securities · Quantitative Finance 2019-05-20 Peter Bank , Yan Dolinsky