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Volatilities, in high-dimensional panels of economic time series with a dynamic factor structure on the levels or returns, typically also admit a dynamic factor decomposition. We consider a two-stage dynamic factor model method recovering…

Econometrics · Economics 2022-02-03 Matteo Barigozzi , Marc Hallin

Several fundamental and closely interconnected issues related to factor models are reviewed and discussed: dynamic versus static loadings, rate-strong versus rate-weak factors, the concept of weakly common component recently introduced by…

Econometrics · Economics 2025-05-06 Matteo Barigozzi , Marc Hallin

The paper is concerned with asymptotic properties of the principal components analysis of functional data. The currently available results assume the existence of the fourth moment. We develop analogous results in a setting which does not…

Statistics Theory · Mathematics 2018-12-10 Piotr Kokoszka , Stilian Stoev , Qian Xiong

We provide a remedy for two concerns that have dogged the use of principal components in regression: (i) principal components are computed from the predictors alone and do not make apparent use of the response, and (ii) principal components…

Methodology · Statistics 2009-06-23 R. Dennis Cook , Liliana Forzani

Principal component analysis is a versatile tool to reduce dimensionality which has wide applications in statistics and machine learning. It is particularly useful for modeling data in high-dimensional scenarios where the number of…

Methodology · Statistics 2022-08-18 Xiaoyu Hu , Fang Yao

We study the generalized dynamic factor model in a long-memory setting. Unlike most recent work, which assumes a finite-dimensional factor space and short memory, our framework allows the factor space to be infinite-dimensional and the…

Statistics Theory · Mathematics 2026-05-26 Qin Wen , Clifford M. Hurvich

Matrix factor models have been growing popular dimension reduction tools for large-dimensional matrix time series. However, the heteroscedasticity of the idiosyncratic components has barely received any attention. Starting from the pseudo…

Statistics Theory · Mathematics 2024-12-03 Yong He , Yujie Hou , Haixia Liu , Yalin Wang

In this paper, we explore dimension reduction for functional time series. We propose a generalized dynamic functional principal component analysis (GDFPCA) which does not rely on spectral density estimation and demonstrates strong empirical…

Methodology · Statistics 2026-02-24 Tzung Hsuen Khoo , Issa-Mbenard Dabo , Dharini Pathmanathan , Sophie Dabo-Niang

We show that in the approximate factor model the population normalised principal components converge in mean square (up to sign) under the standard assumptions for $n\to \infty$. Consequently, we have a generic interpretation of what the…

Econometrics · Economics 2024-10-28 Philipp Gersing

The so-called Fundamental Theorem of Dynamical Systems -- which(1) relates attractors and repellers to the chain recurrent set and (2) gives the existence of a complete Lyapunov function -- can be seen as a means of separating out…

Dynamical Systems · Mathematics 2025-08-15 Andrew D. Lewis

A general asymptotic framework is developed for studying consis- tency properties of principal component analysis (PCA). Our frame- work includes several previously studied domains of asymptotics as special cases and allows one to…

Statistics Theory · Mathematics 2016-11-26 Dan Shen , Haipeng Shen , J. S. Marron

A new procedure is proposed for the dimensional reduction of time series. Similarly to principal components, the procedure seeks a low-dimensional manifold that minimizes information loss. Unlike principal components, however, the new…

Statistics Theory · Mathematics 2010-12-20 Manuel D. de la Iglesia , Esteban G. Tabak

Within the framework of functional data analysis, we develop principal component analysis for periodically correlated time series of functions. We define the components of the above analysis including periodic, operator-valued filters,…

Methodology · Statistics 2016-12-02 Łukasz Kidziński , Piotr Kokoszka , Neda Mohammadi Jouzdani

This article considers to model large-dimensional matrix time series by introducing a regression term to the matrix factor model. This is an extension of classic matrix factor model to incorporate the information of known factors or useful…

Methodology · Statistics 2024-11-26 Yongchang Hui , Yuteng Zhang , Siting Huang

We define one-sided dynamic principal components (ODPC) for time series as linear combinations of the present and past values of the series that minimize the reconstruction mean squared error. Previous definitions of dynamic principal…

Methodology · Statistics 2017-08-17 Daniel Peña , Ezequiel Smucler , Victor J. Yohai

The purpose of this article is to develop the dimension reduction techniques in panel data analysis when the number of individuals and indicators is large. We use Principal Component Analysis (PCA) method to represent large number of…

Methodology · Statistics 2017-01-10 Guobin Fang , Kani Chen , Bo Zhang

We consider the problem of learning a linear factor model. We propose a regularized form of principal component analysis (PCA) and demonstrate through experiments with synthetic and real data the superiority of resulting estimates to those…

Machine Learning · Computer Science 2013-05-31 Yi-Hao Kao , Benjamin Van Roy

We propose a new estimator for the Generalised Dynamic Factor Model (GDFM) that simplifies estimation by avoiding frequency-domain methods. Our key theoretical insight shows that under reasonable conditions the dynamic common component can…

Econometrics · Economics 2026-05-08 Philipp Gersing

This article proposes a new approach to modeling high-dimensional time series by treating a $p$-dimensional time series as a nonsingular linear transformation of certain common factors and idiosyncratic components. Unlike the approximate…

Methodology · Statistics 2020-12-15 Zhaoxing Gao , Ruey S. Tsay

Principal component analysis continues to be a powerful tool in dimension reduction of high dimensional data. We assume a variance-diverging model and use the high-dimension, low-sample-size asymptotics to show that even though the…

Statistics Theory · Mathematics 2020-09-28 Sungkyu Jung
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