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The aim of this short note is to present a solution to the discrete time exponential utility maximization problem in a case where the underlying asset has a multivariate normal distribution. In addition to the usual setting considered in…

Mathematical Finance · Quantitative Finance 2023-06-27 Yan Dolinsky , Or Zuk

We study the optimal timing strategies for trading a mean-reverting price process with afinite deadline to enter and a separate finite deadline to exit the market. The price process is modeled by a diffusion with an affine drift that…

Trading and Market Microstructure · Quantitative Finance 2018-01-09 Yerkin Kitapbayev , Tim Leung

We study a dynamic portfolio optimization problem related to convergence trading, which is an investment strategy that exploits temporary mispricing by simultaneously buying relatively underpriced assets and selling short relatively…

Portfolio Management · Quantitative Finance 2019-10-08 Sühan Altay , Katia Colaneri , Zehra Eksi

We study an optimal execution problem in the presence of market impact where the security price follows a geometric Ornstein-Uhlenbeck process, which implies the mean-reverting property, and show that the optimal strategy is a mixture of…

Trading and Market Microstructure · Quantitative Finance 2014-07-30 Takashi Kato

Optimal multi-asset trading with Markovian predictors is well understood in the case of quadratic transaction costs, but remains intractable when these costs are $L_1$. We present a mean-field approach that reduces the multi-asset problem…

Portfolio Management · Quantitative Finance 2020-04-14 Matt Emschwiller , Benjamin Petit , Jean-Philippe Bouchaud

This paper addresses the challenges faced in large-volume trading, where executing substantial orders can result in significant market impact and slippage. To mitigate these effects, this study proposes a volatility-volume-based order…

Computational Finance · Quantitative Finance 2024-12-18 Ritwika Chattopadhyay , Abhishek Malichkar , Zhixuan Ren , Xinyue Zhang

We study the problem of dynamically trading futures in a regime-switching market. Modeling the underlying asset price as a Markov-modulated diffusion process, we present a utility maximization approach to determine the optimal futures…

Portfolio Management · Quantitative Finance 2019-10-16 Tim Leung , Yang Zhou

We investigate exponential stock models driven by tempered stable processes, which constitute a rich family of purely discontinuous L\'{e}vy processes. With a view of option pricing, we provide a systematic analysis of the existence of…

Mathematical Finance · Quantitative Finance 2025-11-21 Uwe Küchler , Stefan Tappe

We consider the problem of the optimal trading strategy in the presence of a price predictor, linear trading costs and a quadratic risk control. The solution is known to be a band system, a policy that induces a no-trading zone in the…

Mathematical Finance · Quantitative Finance 2020-03-18 Joachim de Lataillade , Ayman Chaouki

We propose a mathematical model for one pattern of charts studied in technical analysis: in a phase of consolidation, the price of a risky asset goes down $\xi$ times after hitting a resistance level. We construct a mathematical strategy…

Probability · Mathematics 2009-02-24 Blandine Berard Bergery , Christophe Profeta , Etienne Tanré

We consider an insurance company modelling its surplus process by a Brownian motion with drift. Our target is to maximise the expected exponential utility of discounted dividend payments, given that the dividend rates are bounded by some…

Risk Management · Quantitative Finance 2019-01-23 Julia Eisenberg , Paul Krühner

We study optimal design of the Exponentially Weighted Moving Average (EWMA) chart by a proper choice of the smoothing factor and the initial value (headstart) of the decision statistic. The particular problem addressed is that of quickest…

Applications · Statistics 2014-11-07 Aleksey S. Polunchenko , Grigory Sokolov , Alexander G. Tartakovsky

Optimal execution of portfolio transactions is the essential part of algorithmic trading. In this paper we present in simple analytical form the optimal trajectory for risk-averse trader with the assumption of exponential market recovery…

Trading and Market Microstructure · Quantitative Finance 2013-09-27 Igor Skachkov

We study an optimal liquidation problem with multiplicative price impact in which the trend of the asset's price is an unobservable Bernoulli random variable. The investor aims at selling over an infinite time-horizon a fixed amount of…

Mathematical Finance · Quantitative Finance 2022-11-28 Felix Dammann , Giorgio Ferrari

We study long-term growth-optimal strategies on a simple market with linear proportional transaction costs. We show that several problems of this sort can be solved in closed form, and explicit the non-analytic dependance of optimal…

Statistical Mechanics · Physics 2011-06-24 Erik Aurell , Paolo Muratore-Ginanneschi

Addressing the ongoing examination of high-frequency trading practices in financial markets, we report the results of an extensive empirical study estimating the maximum possible profitability of the most aggressive such practices, and…

Trading and Market Microstructure · Quantitative Finance 2010-09-15 Michael Kearns , Alex Kulesza , Yuriy Nevmyvaka

Suppose Xt is either a regular exponential type Levy process or a Levy process with a bounded variation jumps measure. The distribution of the extrema of Xt play a crucial role in many financial and actuarial problems. This article employs…

Probability · Mathematics 2017-01-23 Amir T. Payandeh Najafabadi , Dan Kucerovsky

We calculate explicitly the optimal strategy for an investor with exponential utility function when the stock price follows an autoregressive Gaussian process. We also calculate its performance and analyse it when the trading horizon tends…

Optimization and Control · Mathematics 2015-01-08 Sándor Deák , Miklós Rásonyi

We analyze a continuous-time optimal trade execution problem in multiple assets where the price impact and the resilience can be matrix-valued stochastic processes that incorporate cross-impact effects. In addition, we allow for stochastic…

Optimization and Control · Mathematics 2026-03-26 Julia Ackermann , Thomas Kruse , Mikhail Urusov

We introduce a price impact model which accounts for finite market depth, tightness and resilience. Its coupled bid- and ask-price dynamics induce convex liquidity costs. We provide existence of an optimal solution to the classical problem…

Mathematical Finance · Quantitative Finance 2018-04-23 Peter Bank , Moritz Voß