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Related papers: VIX-linked fees for GMWBs via Explicit Solution Si…

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We consider the pricing of variable annuities (VAs) with general fee structures under popular stochastic volatility models such as Heston, Hull-White, Scott, $\alpha$-Hypergeometric, $3/2$, and $4/2$ models. In particular, we analyze the…

Computational Finance · Quantitative Finance 2022-08-01 Zhenyu Cui , Anne MacKay , Marie-Claude Vachon

A variable annuity contract with Guaranteed Minimum Withdrawal Benefit (GMWB) promises to return the entire initial investment through cash withdrawals during the contract plus the remaining account balance at maturity, regardless of the…

Pricing of Securities · Quantitative Finance 2017-01-17 Pavel V. Shevchenko , Xiaolin Luo

The guaranteed minimum withdrawal benefit (GMWB) rider, as an add on to a variable annuity (VA), guarantees the return of premiums in the form of peri- odic withdrawals while allowing policyholders to participate fully in any market gains.…

Pricing of Securities · Quantitative Finance 2015-05-14 Cody B. Hyndman , Menachem Wenger

Variable annuities with Guaranteed Minimum Withdrawal Benefits (GMWB) entitle the policy holder to periodic withdrawals together with a terminal payoff linked to the performance of an equity fund. In this paper, we consider the valuation of…

Pricing of Securities · Quantitative Finance 2023-08-08 Claudio Fontana , Francesco Rotondi

This paper investigates optimal withdrawal strategies and behavior of policyholders in a variable annuity (VA) contract with a guaranteed minimum withdrawal benefit (GMWB) rider incorporating taxation and a ratchet mechanism for enhancing…

Portfolio Management · Quantitative Finance 2025-07-14 Jennifer Alonso-Garcia , Len Patrick Dominic M. Garces , Jonathan Ziveyi

A variable annuity contract with Guaranteed Minimum Withdrawal Benefit (GMWB) promises to return the entire initial investment through cash withdrawals during the policy life plus the remaining account balance at maturity, regardless of the…

Pricing of Securities · Quantitative Finance 2014-11-03 Xiaolin Luo , Pavel Shevchenko

A variable annuity is an equity-linked financial product typically offered by insurance companies. The policyholder makes an upfront payment to the insurance company and, in return, the insurer is required to make a series of payments…

Pricing of Securities · Quantitative Finance 2019-11-25 Riley Jones , Adriana Ocejo

In this paper, we study the price of Variable Annuity Guarantees, especially of Guaranteed Annuity Options (GAO) and Guaranteed Minimum Income Benefit (GMIB), and this in the settings of a derivative pricing model where the underlying spot…

Pricing of Securities · Quantitative Finance 2012-04-04 Griselda Deelstra , Grégory Rayée

In this paper we present a numerical valuation of variable annuities with combined Guaranteed Minimum Withdrawal Benefit (GMWB) and Guaranteed Minimum Death Benefit (GMDB) under optimal policyholder behaviour solved as an optimal stochastic…

Computational Finance · Quantitative Finance 2015-04-10 Xiaolin Luo , Pavel V. Shevchenko

Modeling taxation of Variable Annuities has been frequently neglected but accounting for it can significantly improve the explanation of the withdrawal dynamics and lead to a better modeling of the financial cost of these insurance…

General Finance · Quantitative Finance 2020-09-23 Andrea Molent

Variable annuities, as a class of retirement income products, allow equity market exposure for a policyholder's retirement fund with electable additional guarantees to limit the downside risk of the market. Management fees and guarantee…

Pricing of Securities · Quantitative Finance 2017-05-12 Jin Sun , Pavel V. Shevchenko , Man Chung Fung

Under the optimal withdrawal strategy of a policyholder, the pricing of variable annuities with Guaranteed Minimum Withdrawal Benefit (GMWB) is an optimal stochastic control problem. The surrender feature available in marketed products…

Pricing of Securities · Quantitative Finance 2015-08-03 Xiaolin Luo , Pavel Shevchenko

In this paper, we review pricing of variable annuity living and death guarantees offered to retail investors in many countries. Investors purchase these products to take advantage of market growth and protect savings. We present pricing of…

Pricing of Securities · Quantitative Finance 2017-05-04 Pavel V. Shevchenko , Xiaolin Luo

We construct a binomial model for a guaranteed minimum withdrawal benefit (GMWB) rider to a variable annuity (VA) under optimal policyholder behaviour. The binomial model results in explicitly formulated perfect hedging strategies funded…

Pricing of Securities · Quantitative Finance 2016-07-07 Cody B. Hyndman , Menachem Wenger

In this paper we investigate price and Greeks computation of a Guaranteed Minimum Withdrawal Benefit (GMWB) Variable Annuity (VA) when both stochastic volatility and stochastic interest rate are considered together in the Heston Hull-White…

Computational Finance · Quantitative Finance 2019-07-23 Ludovic Goudenège , Andrea Molent , Antonino Zanette

Valuing Guaranteed Minimum Withdrawal Benefit (GMWB) has attracted significant attention from both the academic field and real world financial markets. As remarked by Yang and Dai, the Black and Scholes framework seems to be inappropriate…

Pricing of Securities · Quantitative Finance 2019-10-21 Ludovic Goudenège , Andrea Molent , Antonino Zanette

In this paper, we adopted a net liability model which assesses both market risk on the liability side and revenue risk on the asset side for a Guaranteed Minimum Maturity Benefit (GMMB) embedded in variable annuity (VA) contracts. Numeric…

Pricing of Securities · Quantitative Finance 2020-12-08 Wenlong Hu

Derivatives on the Chicago Board Options Exchange volatility index (VIX) have gained significant popularity over the last decade. The pricing of VIX derivatives involves evaluating the square root of the expected realised variance which…

Computational Finance · Quantitative Finance 2016-11-03 Ivan Guo , Gregoire Loeper

This paper proposes a market consistent valuation framework for variable annuities with guaranteed minimum accumulation benefit, death benefit and surrender benefit features. The setup is based on a hybrid model for the financial market and…

Mathematical Finance · Quantitative Finance 2019-05-24 Laura Ballotta , Ernst Eberlein , Thorsten Schmidt , Raghid Zeineddine

We develop closed-form expansions for the implied volatility of VIX options within the class of forward variance models. Our approach builds on weak-approximation techniques for VIX option prices and yields explicit implied volatility…

Computational Finance · Quantitative Finance 2026-05-26 Ying Liao , Ankush Agarwal , Florian Bourgey
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