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Providing finite-time probabilistic safety and reach-avoid guarantees is crucial for safety-critical stochastic systems. Existing state-of-the-art barrier methods often rely on a restrictive boundedness assumption for auxiliary functions,…

Systems and Control · Electrical Eng. & Systems 2026-05-12 Bai Xue , Luke Ong , Dominik Wagner , Peixin Wang

The main objective of this paper is to present an algorithm of pricing perpetual American put options with asset-dependent discounting. The value function of such an instrument can be described as \begin{equation*}…

Mathematical Finance · Quantitative Finance 2021-03-05 Jonas Al-Hadad , Zbigniew Palmowski

In this article, we consider a 2 factors-model for pricing defaultable bond with discrete default intensity and barrier where the 2 factors are stochastic risk free short rate process and firm value process. We assume that the default event…

Pricing of Securities · Quantitative Finance 2013-10-22 Hyong-Chol O , Yong-Gon Kim , Dong-Hyok Kim

We provide finite-sample performance guarantees for control policies executed on stochastic robotic systems. Given an open- or closed-loop policy and a finite set of trajectory rollouts under the policy, we bound the expected value,…

Robotics · Computer Science 2024-06-17 Joseph A. Vincent , Aaron O. Feldman , Mac Schwager

Accounting for model uncertainty in risk management and option pricing leads to infinite dimensional optimization problems which are both analytically and numerically intractable. In this article we study when this hurdle can be overcome…

Risk Management · Quantitative Finance 2020-01-16 Daniel Bartl , Samuel Drapeau , Ludovic Tangpi

We construct a binomial model for a guaranteed minimum withdrawal benefit (GMWB) rider to a variable annuity (VA) under optimal policyholder behaviour. The binomial model results in explicitly formulated perfect hedging strategies funded…

Pricing of Securities · Quantitative Finance 2016-07-07 Cody B. Hyndman , Menachem Wenger

Gaussian Process Regression is a popular nonparametric regression method based on Bayesian principles that provides uncertainty estimates for its predictions. However, these estimates are of a Bayesian nature, whereas for some important…

Machine Learning · Computer Science 2023-08-09 Christian Fiedler , Carsten W. Scherer , Sebastian Trimpe

We develop a theory for pricing non-diversifiable mortality risk in an incomplete market. We do this by assuming that the company issuing a mortality-contingent claim requires compensation for this risk in the form of a pre-specified…

Pricing of Securities · Quantitative Finance 2008-12-02 Moshe A. Milevsky , S. David Promislow , Virginia R. Young

We study a generalization of conditional probability for arbitrary ordered vector spaces. A related problem is that of assigning a numerical value to one vector relative to another. We characterize the groups for which these generalized…

Probability · Mathematics 2026-01-12 Nicolas Monod

Option pricing is an integral part of modern financial risk management. The well-known Black and Scholes (1973) formula is commonly used for this purpose. This paper is an attempt to extend their work to a situation in which the…

Pricing of Securities · Quantitative Finance 2013-04-18 Youssef El-Khatib , Abdulnasser Hatemi-J

In this article we present a continuous time model for natural gas and crude oil future prices. Its main feature is the possibility to link both energies in the long term and in the short term. For each energy, the future returns are…

Statistical Finance · Quantitative Finance 2008-12-10 Grégory Benmenzer , Emmanuel Gobet , Céline Jérusalem

We consider a financial market in discrete time and study pricing and hedging conditional on the information available up to an arbitrary point in time. In this conditional framework, we determine the structure of arbitrage-free prices.…

Mathematical Finance · Quantitative Finance 2023-05-15 Lars Niemann , Thorsten Schmidt

Models to price long term loans in the securities lending business are developed. These longer horizon deals can be viewed as contracts with optionality embedded in them. This insight leads to the usage of established methods from…

Pricing of Securities · Quantitative Finance 2022-03-29 Ravi Kashyap

Variable annuities with Guaranteed Minimum Withdrawal Benefits (GMWB) entitle the policy holder to periodic withdrawals together with a terminal payoff linked to the performance of an equity fund. In this paper, we consider the valuation of…

Pricing of Securities · Quantitative Finance 2023-08-08 Claudio Fontana , Francesco Rotondi

We develop two alternate approaches to arbitrage-free, market-complete, option pricing. The first approach requires no riskless asset. We develop the general framework for this approach and illustrate it with two specific examples. The…

Pricing of Securities · Quantitative Finance 2024-03-27 W. Brent Lindquist , Svetlozar T. Rachev

European options can be priced by solving parabolic partial(-integro) differential equations under stochastic volatility and jump-diffusion models like Heston, Merton, and Bates models. American option prices can be obtained by solving…

Computational Engineering, Finance, and Science · Computer Science 2016-12-04 Maciej Balajewicz , Jari Toivanen

This paper sets out to provide a general framework for the pricing of average-type options via lower and upper bounds. This class of options includes Asian, basket and options on the volume-weighted average price. We demonstrate that in…

Mathematical Finance · Quantitative Finance 2016-12-30 Alexander Novikov , Scott Alexander , Nino Kordzakhia , Timothy Ling

We suggest an intermediate currency approach that allows us to price options on all FX markets simultaneously under the same risk-neutral measure which ensures consistency of FX option prices across all markets. In particular, it is…

Mathematical Finance · Quantitative Finance 2021-02-16 S. Maurer , T. E. Sharp , M. V. Tretyakov

We study the problem of pricing variable annuities with a multi-layer expense strategy, under which the insurer charges fees from the policyholder's account only when the account value lies in some pre-specified disjoint intervals, where on…

Probability · Mathematics 2015-12-14 Jiang Zhou , Lan Wu

This paper formulates a model of utility for a continuous time framework that captures the decision-maker's concern with ambiguity about both volatility and drift. Corresponding extensions of some basic results in asset pricing theory are…

Pricing of Securities · Quantitative Finance 2013-01-22 Larry G. Epstein , Shaolin Ji