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This paper studies a limit order book (LOB) model, in which the order dynamics depend on both, the current best available prices and the current volume density functions. For the joint dynamics of the best bid price, the best ask price, and…

Mathematical Finance · Quantitative Finance 2016-05-23 Ulrich Horst , Dörte Kreher

Hawkes processes were first introduced to obtain microscopic models for the rough volatility observed in asset prices. Scaling limits of such processes leads to the rough-Heston model that describes the macroscopic behavior. Blanc et al.…

Statistical Finance · Quantitative Finance 2025-08-25 Priyanka Chudasama , Srikanth Krishnan Iyer

We introduce and establish the main properties of QHawkes ("Quadratic" Hawkes) models. QHawkes models generalize the Hawkes price models introduced in E. Bacry et al. (2014), by allowing all feedback effects in the jump intensity that are…

Trading and Market Microstructure · Quantitative Finance 2015-09-28 Pierre Blanc , Jonathan Donier , Jean-Philippe Bouchaud

Hawkes processes have recently risen to the forefront of tools when it comes to modeling and generating sequential events data. Multidimensional Hawkes processes model both the self and cross-excitation between different types of events and…

Machine Learning · Computer Science 2022-12-13 Renbo Zhao , Niccolò Dalmasso , Mohsen Ghassemi , Vamsi K. Potluru , Tucker Balch , Manuela Veloso

We propose a framework for studying optimal market making policies in a limit order book (LOB). The bid-ask spread of the LOB is modelled by a Markov chain with finite values, multiple of the tick size, and subordinated by the Poisson…

Trading and Market Microstructure · Quantitative Finance 2011-06-29 Fabien Guilbaud , Huyen Pham

Modelling and forecasting the occurrence of extreme events is especially difficult when the event process is nonstationary, with changes in both the rate at which extremes occur and the magnitude of the extremes when they occur. We approach…

Methodology · Statistics 2026-05-06 Gordon J. Ross , Dean Markwick

Hawkes processes are a popular framework to model the occurrence of sequential events, i.e., occurrence dynamics, in several fields such as social diffusion. In real-world scenarios, the inter-arrival time among events is irregular.…

Machine Learning · Computer Science 2023-05-19 Minju Jo , Seungji Kook , Noseong Park

In high-frequency trading (HFT), leveraging limit order books (LOB) to model stock price movements is crucial for achieving profitable outcomes. However, this task is challenging due to the high-dimensional and volatile nature of the…

Trading and Market Microstructure · Quantitative Finance 2025-05-30 Jiahao Yang , Ran Fang , Ming Zhang , Jun Zhou

This paper is devoted to establishing the full scaling limit theorems for multivariate Hawkes processes. Under some mild conditions on the exciting kernels, we develop a new way to prove that after a suitable time-spatial scaling, the…

Probability · Mathematics 2024-12-20 Wei Xu

Latent order book models have allowed for significant progress in our understanding of price formation in financial markets. In particular they are able to reproduce a number of stylized facts, such as the square-root impact law. An…

Trading and Market Microstructure · Quantitative Finance 2019-10-02 Lorenzo Dall'Amico , Antoine Fosset , Jean-Philippe Bouchaud , Michael Benzaquen

The distribution of liquidity within the limit order book is essential for the impact of market orders on the stock price and the emergence of price shocks. Limit orders are characterized by stylized facts: The number of inserted limit…

Statistical Finance · Quantitative Finance 2022-10-25 Sebastian M. Krause , Edgar Jungblut , Thomas Guhr

We present a general framework for modelling the dynamics of limit order books, built on the combination of two modelling ingredients: the order flow, modelled as a general spatial point process, and market clearing, modelled via a…

Mathematical Finance · Quantitative Finance 2023-02-03 Rama Cont , Pierre Degond , Lifan Xuan

This paper proposes a new approach for change point detection in multivariate Hawkes processes using Fr\'echet statistic of a network. The method splits the point process into overlapping windows, estimates kernel matrices in each window,…

Machine Learning · Statistics 2025-01-23 Rui Luo , Vikram Krishnamurthy

We study the Potts model on a rectangular lattice with aperiodic modulations in its interactions along one direction. Numerical results are obtained using the Wolff algorithm and for many lattice sizes, allowing for a finite-size scaling…

Statistical Mechanics · Physics 2015-05-28 D. Girardi , N. S. Branco

Hawkes process is a class of simple point processes that is self-exciting and has clustering effect. The intensity of this point process depends on its entire past history. It has wide applications in finance, neuroscience and many other…

Probability · Mathematics 2015-03-18 Lingjiong Zhu

We consider the limiting behavior of fluctuations of small noise diffusions with multiple scales around their homogenized deterministic limit. We allow full dependence of the coefficients on the slow and fast motion. These processes arise…

Probability · Mathematics 2015-02-20 Konstantinos Spiliopoulos

We propose an effective method to solve the event sequence clustering problems based on a novel Dirichlet mixture model of a special but significant type of point processes --- Hawkes process. In this model, each event sequence belonging to…

Machine Learning · Computer Science 2017-09-22 Hongteng Xu , Hongyuan Zha

We introduce a scaling law for fine-tuning large language models (LLMs) under fixed compute budgets that explicitly accounts for data composition. Conventional approaches measure training data solely by total tokens, yet the number of…

Computation and Language · Computer Science 2025-06-04 Ryan Lagasse , Aidan Kierans , Avijit Ghosh , Shiri Dori-Hacohen

Hawkes process (HP) is a point process with a conditionally dependent intensity function. This paper defines the tempered fractional Hawkes process (TFHP) by time-changing the HP with an inverse tempered stable subordinator. We obtained…

Probability · Mathematics 2024-05-17 Neha Gupta , Aditya Maheshwari

In this paper, we prove a process-level, also known as level-3 large deviation principle for a very general class of simple point processes, i.e. nonlinear Hawkes process, with a rate function given by the process-level entropy, which has…

Probability · Mathematics 2014-10-16 Lingjiong Zhu