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In this paper incomplete-information models are developed for the pricing of securities in a stochastic interest rate setting. In particular we consider credit-risky assets that may include random recovery upon default. The market…

Pricing of Securities · Quantitative Finance 2010-06-04 Andrea Macrina , Priyanka A. Parbhoo

Kernel methods represent one of the most powerful tools in machine learning to tackle problems expressed in terms of function values and derivatives due to their capability to represent and model complex relations. While these methods show…

Statistics Theory · Mathematics 2015-11-06 Bharath K. Sriperumbudur , Zoltan Szabo

In this paper, we consider option pricing in a framework of the fractional Heston-type model with $H>1/2$. As it is impossible to obtain an explicit formula for the expectation $\mathbb E f(S_T)$ in this case, where $S_T$ is the asset price…

Probability · Mathematics 2019-07-04 Yuliya Mishura , Anton Yurchenko-Tytarenko

This article introduces the class of periodic trawl processes, which are continuous-time, infinitely divisible, stationary stochastic processes, that allow for periodicity and flexible forms of their serial correlation, including both…

Methodology · Statistics 2023-07-20 Almut E. D. Veraart

This paper is devoted to a study of robust fundamental theorems of asset pricing in discrete time and finite horizon settings. Uncertainty is modelled by a (possibly uncountable) family of price processes on the same probability space. Our…

Mathematical Finance · Quantitative Finance 2024-04-04 Huy N. Chau

Bank operational risk capital modeling using the Basel II advanced measurement approach (AMA) often lead to a counter-intuitive capital estimate of value at risk at 99.9% due to extreme loss events. To address this issue, a flexible…

General Economics · Economics 2022-07-04 Heng Z. Chen , Stephen R. Cosslett

We refine the analysis of hedging strategies for options under the SABR model carried out in [2]. In particular, we provide a theoretical justification of the empirical observation made in [2] that the modified delta ("Bartlett's delta")…

Computational Finance · Quantitative Finance 2020-05-06 Patrick S. Hagan , Andrew Lesniewski

We use a Harnack-type inequality on exit times and spectral bounds to characterize upper bounds of the heat kernel associated with any regular Dirichlet form without killing part, where the scale function may vary with position. We further…

Probability · Mathematics 2025-09-03 Aobo Chen , Zhenyu Yu

The kernel-based regularization method has two core issues: kernel design and hyperparameter estimation. In this paper, we focus on the second issue and study the properties of several hyperparameter estimators including the empirical Bayes…

Systems and Control · Computer Science 2017-07-04 Biqiang Mu , Tianshi Chen , Lennart Ljung

It is well-known that stochastic processes on fractal spaces or in certain random media exhibit anomalous heat kernel behaviour. One manifestation of such irregular behaviour is the presence of fluctuations in the short- or long-time…

Probability · Mathematics 2023-10-18 Sebastian Andres , David Croydon , Takashi Kumagai

Expected Shortfall (ES) is the average return on a risky asset conditional on the return being below some quantile of its distribution, namely its Value-at-Risk (VaR). The Basel III Accord, which will be implemented in the years leading up…

Economics · Quantitative Finance 2017-07-18 Andrew J. Patton , Johanna F. Ziegel , Rui Chen

We construct models for the pricing and risk management of inflation-linked derivatives. The models are rational in the sense that linear payoffs written on the consumer price index have prices that are rational functions of the state…

Pricing of Securities · Quantitative Finance 2020-07-17 Henrik Dam , Andrea Macrina , David Skovmand , David Sloth

We present a new methodology to analyze large classes of (classical and rough) stochastic volatility models, with special regard to short-time and small noise formulae for option prices. Our main tool is the theory of regularity structures,…

Pricing of Securities · Quantitative Finance 2021-07-30 Peter K. Friz , Paul Gassiat , Paolo Pigato

A new partial functional linear regression model for panel data with time varying parameters is introduced. The parameter vector of the multivariate model component is allowed to be completely time varying while the function-valued…

Methodology · Statistics 2018-07-18 Dominik Liebl , Fabian Walders

We introduce a new class of continuous-time models of the stochastic volatility of asset prices. The models can simultaneously incorporate roughness and slowly decaying autocorrelations, including proper long memory, which are two stylized…

Statistical Finance · Quantitative Finance 2021-01-06 Mikkel Bennedsen , Asger Lunde , Mikko S. Pakkanen

In this paper, we derive quantitative convergence rates for stochastic processes associated with resistance forms. While the qualitative convergence of heat kernels and semigroups under the Gromov-Hausdorff-vague convergence of underlying…

Probability · Mathematics 2026-05-25 Koyo Oishi

Discrete ordinal responses such as Likert scales are regularly proposed in questionnaires and used as dependent variable in modeling. The response distribution for such scales is always discrete, with bounded support and often skewed. In…

Methodology · Statistics 2014-05-20 Cedric Taverne , Philippe Lambert

In this paper we study the problem of statistical inference on the parameters of the semiparametric variance-mean mixtures. This class of mixtures has recently become rather popular in statistical and financial modelling. We design a…

Other Statistics · Statistics 2017-05-23 Denis Belomestny , Vladimir Panov

Isogeometric analysis is a recently developed computational approach that integrates finite element analysis directly into design described by non-uniform rational B-splines (NURBS). In this paper we show that price surfaces that occur in…

Computational Finance · Quantitative Finance 2019-10-02 Jan Pospíšil , Vladimír Švígler

Sequencing batch reactors (SBRs) are devices widely used in wastewater treatment, chemical engineering, and other areas. They allow for the sedimentation and compression of solid particles of biomass simultaneously with biochemical…

Numerical Analysis · Mathematics 2023-04-18 Raimund Bürger , Julio Careaga , Stefan Diehl , Romel Pineda