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We are concerned with a new type of supermartingale decomposition in the Max-Plus algebra, which essentially consists in expressing any supermartingale of class $(\mathcal{D})$ as a conditional expectation of some running supremum process.…

Pricing of Securities · Quantitative Finance 2008-12-18 Nicole El Karoui , Asma Meziou

We formulate an optimal stopping problem for a geometric Brownian motion where the probability scale is distorted by a general nonlinear function. The problem is inherently time inconsistent due to the Choquet integration involved. We…

Probability · Mathematics 2022-01-07 Zuo Quan Xu , Xun Yu Zhou

We propose a novel group of Gaussian Process based algorithms for fast approximate optimal stopping of time series with specific applications to financial markets. We show that structural properties commonly exhibited by financial time…

Machine Learning · Statistics 2022-10-11 Kshama Dwarakanath , Danial Dervovic , Peyman Tavallali , Svitlana S Vyetrenko , Tucker Balch

Many discrete-time optimal stopping problems are known to have more tractable limit forms based on a planar Poisson process. Using this tool we find a solution to the optimal stopping problem for i.i.d. sequence of $n$ discrete uniform…

Probability · Mathematics 2026-01-09 Alexander Gnedin

We consider impulse control of stochastic functional differential equations (SFDEs) driven by L\'evy processes under an additional $L^p$-Lipschitz condition on the coefficients. Our results, which are first derived for a general stochastic…

Optimization and Control · Mathematics 2020-08-18 Magnus Perninge

We study a class of nonlinear BSDEs with a superlinear driver process f adapted to a filtration F and over a random time interval [[0, S]] where S is a stopping time of F. The terminal condition $\xi$ is allowed to take the value +$\infty$,…

Analysis of PDEs · Mathematics 2020-11-11 Alexandre Popier , Sharoy Samuel , Ali Sezer

This paper studies a class of optimal multiple stopping problems driven by L\'evy processes. Our model allows for a negative effective discount rate, which arises in a number of financial applications, including stock loans and real…

Mathematical Finance · Quantitative Finance 2016-03-11 Tim Leung , Kazutoshi Yamazaki , Hongzhong Zhang

We present a new deep primal-dual backward stochastic differential equation framework based on stopping time iteration to solve optimal stopping problems. A novel loss function is proposed to learn the conditional expectation, which…

Computational Finance · Quantitative Finance 2024-09-12 Jiefei Yang , Guanglian Li

We derive closed-form solutions to the optimal stopping problems related to the pricing of perpetual American standard and lookback put and call options in the extensions of the Black-Merton-Scholes model with progressively enlarged…

Mathematical Finance · Quantitative Finance 2025-07-08 Pavel V. Gapeev , Libo Li

We consider the problem of optimising an expensive-to-evaluate grey-box objective function, within a finite budget, where known side-information exists in the form of the causal structure between the design variables. Standard black-box…

Artificial Intelligence · Computer Science 2023-09-06 Kim Hammar , Neil Dhir

In this paper we study simulation based optimization algorithms for solving discrete time optimal stopping problems. This type of algorithms became popular among practioneers working in the area of quantitative finance. Using large…

Optimization and Control · Mathematics 2009-09-22 Denis Belomestny

We introduce a new probabilistic method for solving a class of impulse control problems based on their representations as Backward Stochastic Differential Equations (BSDEs for short) with constrained jumps. As an example, our method is used…

Computational Finance · Quantitative Finance 2015-03-17 Marie Bernhart , Huyên Pham , Peter Tankov , Xavier Warin

Solving optimal stopping problems by backward induction in high dimensions is often very complex since the computation of conditional expectations is required. Typically, such computations are based on regression, a method that suffers from…

Probability · Mathematics 2022-05-19 Martin Redmann

We study optimal stopping for diffusion processes with unknown model primitives within the continuous-time reinforcement learning (RL) framework developed by Wang et al. (2020), and present applications to option pricing and portfolio…

Optimization and Control · Mathematics 2025-08-12 Min Dai , Yu Sun , Zuo Quan Xu , Xun Yu Zhou

In the classical optimal stopping problem, a player is given a sequence of random variables $X_1\ldots X_n$ with known distributions. After observing the realization of $X_i$, the player can either accept the observed reward from $X_i$ and…

Discrete Mathematics · Computer Science 2020-07-24 Shipra Agrawal , Jay Sethuraman , Xingyu Zhang

The paper is directly motivated by the pricing of vulnerable European and American options in a general hazard process setup and a related study of the corresponding pre-default backward stochastic differential equations (BSDE) and…

Probability · Mathematics 2022-12-27 Libo Li , Ruyi Liu , Marek Rutkowski

The optimal stopping problem for a Hunt processes on $\R$ is considered via the representation theory of excessive functions. In particular, we focus on infinite horizon (or perpetual) problems with one-sided structure, that is, there…

Probability · Mathematics 2007-05-23 Ernesto Mordecki , Paavo Salminen

In this paper we study a parabolic version of the fractional obstacle problem, proving almost optimal regularity for the solution. This problem is motivated by an American option model proposed by Menton which introduces, into the theory of…

Analysis of PDEs · Mathematics 2011-01-28 Luis Caffarelli , Alessio Figalli

We first introduce the concept of $\mathscr{Y}^{g,\xi}$-submartingale systems, where the nonlinear operator $\mathscr{Y}^{g,\xi}$ corresponds to the first component of the solution of a reflected BSDE with generator $g$ and lower obstacle…

Optimization and Control · Mathematics 2023-05-26 Roxana Dumitrescu , Romuald Elie , Wissal Sabbagh , Chao Zhou

In this paper, we solve explicitly the optimal stopping problem with random discounting and an additive functional as cost of observations for a regular linear diffusion. We also extend the results to the class of one-sided regular Feller…

Probability · Mathematics 2012-11-06 Mamadou Cissé , Pierre Patie , Etienne Tanré