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Ostrogradsky's method allows one to construct Hamiltonian formulation for a higher derivative system. An application of this approach to the Pais-Uhlenbeck oscillator yields the Hamiltonian which is unbounded from below. This leads to the…

High Energy Physics - Theory · Physics 2016-03-24 Ivan Masterov

If a higher derivative theory arises from a transformation of variables that involves time derivatives, a tailor-made Hamiltonian formulation is shown to exist. The details and advantages of this elegant Hamiltonian formulation, which…

Mathematical Physics · Physics 2019-06-05 Hans Christian Öttinger

We analyze the unitarity properties of higher derivative quantum field theories which are free of ghosts and ultraviolet singularities. We point out that in spite of the absence of ghosts most of these theories are not unitary. This result…

High Energy Physics - Theory · Physics 2018-09-03 Manuel Asorey , Lesław Rachwał , Ilya Shapiro

The Pais-Uhlenbeck model is a quantum theory described by a higher-derivative field equation. It has been believed for many years that this model possesses ghost states (quantum states of negative norm) and therefore that this model is a…

High Energy Physics - Theory · Physics 2008-12-18 Carl M. Bender , Philip D. Mannheim

In this work, we investigate higher-derivative quantum field theories and the problem of Ostrogradsky instability within an open-system Keldysh-Lindblad framework. Coupling the ghost sector to dissipative baths generates non-perturbative…

High Energy Physics - Theory · Physics 2026-05-22 Y. M. P. Gomes

We quantise integrable point-particle systems with opposite-sign kinetic terms and nontrivial interactions. Using methods from separability theory, we show that previously determined classical stability conditions also imply discrete…

High Energy Physics - Theory · Physics 2026-04-29 Cédric Deffayet , Atabak Fathe Jalali , Aaron Held , Shinji Mukohyama , Alexander Vikman

An alternative to the effective field theory approach to treat ghosts in higher derivative theories is to attempt to integrate them out via the Euclidean path integral formalism. It has been suggested that this method could provide a…

General Relativity and Quantum Cosmology · Physics 2011-05-25 Michele Fontanini , Mark Trodden

We discuss exactly solvable systems involving integrals of motion with higher powers of momenta. If one of these integrals is chosen for the Hamiltonian, we obtain a higher-derivative system involving ghosts, i.e. a system whose Hamiltonian…

High Energy Physics - Theory · Physics 2021-06-07 A. V. Smilga

Higher derivative scalar interactions can give rise to interesting cosmological scenarios. We present a complete classification of such operators that can yield sizeable effects without introducing ghosts and, at the same time, define an…

High Energy Physics - Theory · Physics 2018-08-22 Luca Santoni , Enrico Trincherini , Leonardo G. Trombetta

We address the long-standing ``ghost problem" in higher time-derivative theories (HTDTs), where quantisation typically yields sectors with either unbounded spectra or non-normalisable eigenstates; both rendering the theory unphysical. We…

Quantum Physics · Physics 2025-06-27 Andreas Fring , Takano Taira , Bethan Turner

Perturbation theory for gravity in dimensions greater than two requires higher derivatives in the free action. Higher derivatives seem to lead to ghosts, states with negative norm. We consider a fourth order scalar field theory and show…

High Energy Physics - Theory · Physics 2008-11-26 S. W. Hawking , Thomas Hertog

The inclusion of higher derivatives is a necessary condition for a renormalizable or superrenormalizable local theory of quantum gravity. On the other hand, higher derivatives lead to classical instabilities and a loss of unitarity at the…

High Energy Physics - Theory · Physics 2025-11-20 Manuel Asorey , Gastão Krein , Miguel Pardina , Ilya L. Shapiro

The aim of these notes is to provide a self-contained review of why it is generically a problem when a solution of a theory possesses ghost fields among the perturbation modes. We define what a ghost field is and we show that its presence…

High Energy Physics - Theory · Physics 2018-05-18 Fulvio Sbisà

We present a simple class of mechanical models where a canonical degree of freedom interacts with another one with a negative kinetic term, i.e. with a ghost. We prove analytically that the classical motion of the system is completely…

General Relativity and Quantum Cosmology · Physics 2021-08-16 Cédric Deffayet , Shinji Mukohyama , Alexander Vikman

The Ostrogradski ghost problem that appears in higher derivative theories containing constraints has been considered here. Specifically we have considered systems where only the second class constraints appear. For these kind of systems, it…

High Energy Physics - Theory · Physics 2019-04-02 Biswajit Paul , Himangshu Dhar , Mangobinda Chowdhury , Biswajit Saha

We observe that a wide class of higher-derivative systems admits a bounded integral of motion that ensures the classical stability of dynamics, while the canonical energy is unbounded. We use the concept of a Lagrange anchor to demonstrate…

High Energy Physics - Theory · Physics 2015-06-22 D. S. Kaparulin , S. L. Lyakhovich , A. A. Sharapov

We review the formulation of quantum field theories with purely virtual particles, a new type of degrees of freedom that can mediate interactions without ever appear as external on-shell states. This property allows to solve the problem of…

High Energy Physics - Theory · Physics 2023-09-18 Marco Piva

The role of higher derivative operators in 4D effective field theories is discussed in both non-supersymmetric and supersymmetric contexts. The approach, formulated in the Minkowski space-time, shows that theories with higher derivative…

High Energy Physics - Theory · Physics 2008-11-26 I. Antoniadis , E. Dudas , D. M. Ghilencea

We study the renormalization group flow of gravity coupled to scalar matter using functional renormalization group techniques. The novel feature is the inclusion of higher-derivative terms in the scalar propagator. Such terms give rise to…

High Energy Physics - Theory · Physics 2018-01-17 Daniel Becker , Chris Ripken , Frank Saueressig

Ghosts have been a stumbling block in the development of a UV complete quantum field theory for gravity. We discuss how difficulties associated with ghosts are overcome in the context of 0+1d QFT. Obtaining a probability interpretation is…

High Energy Physics - Theory · Physics 2024-09-30 Bob Holdom