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We use the large deviation approach to sum rules pioneered by Gamboa, Nagel and Rouault to prove higher order sum rules for orthogonal polynomials on the unit circle. In particular, we prove one half of a conjectured sum rule of Lukic in…

Spectral Theory · Mathematics 2018-11-14 Jonathan Breuer , Barry Simon , Ofer Zeitouni

A sum rule relative to a reference measure on R is a relationship between the reversed Kullback-Leibler divergence of a positive measure on R and some non-linear functional built on spectral elements related to this measure (see for example…

Probability · Mathematics 2016-09-21 Fabrice Gamboa , Jan Nagel , Alain Rouault

In this paper, a sum rule means a relationship between a functional defined on a subset of all probability measures on $\mathbb{R}$ involving the reverse Kullback-Leibler divergence with respect to a particular distribution and recursion…

Probability · Mathematics 2015-06-23 Fabrice Gamboa , Jan Nagel , Alain Rouault

A sum rule is an identity connecting the entropy of a measure with coefficients involved in the construction of its orthogonal polynomials (Jacobi coefficients). Our paper is an extension of Gamboa, Nagel and Rouault (2016), where we have…

Probability · Mathematics 2020-04-29 Fabrice Gamboa , Jan Nagel , Alain Rouault

This work is a companion paper of Gamboa, Nagel, Rouault (J. Funct. Anal. 2016). We continue to explore the connections between large deviations for random objects issued from random matrix theory and sum rules. Here, we are concerned…

Probability · Mathematics 2017-01-31 Fabrice Gamboa , Jan Nagel , Alain Rouault

In these notes we fill a gap in a proof in Section 4 of Gamboa, Nagel, Rouault [Sum rules via large deviations, J. Funct. Anal. 270 (2016), 509-559]. We prove a general theorem which combines a LDP with a convex rate function and a LDP with…

Probability · Mathematics 2017-03-07 Fabrice Gamboa , Jan Nagel , Alain Rouault

In this work, we give a formula for coefficients of orthogonal polynomials on the unit circle. By using this formula, a new and computable approach is provided for sum rules which applying to a spectral gem problem proposed by Barry Simon…

Complex Variables · Mathematics 2023-12-05 Zhihua Du

Sum rules are elegant formulas that relate entropy functionals to coefficients associated with orthogonal polynomials [Sim11]. In a series of paper (see for example [GNR16], [GNR17], [BSZ18a], [BSZ18b]), interesting connections have been…

Probability · Mathematics 2025-10-20 Fabrice Gamboa , Jan Nagel , Alain Rouault

This work is in a stream initiated by a paper of Killip and Simon [Ann. of Math. (2003)]. Using methods of Functional Analysis and the classical Szeg\"o Theorem we prove sum rule identities in a very general form. Then, we apply the result…

Spectral Theory · Mathematics 2007-05-23 F. Nazarov , F. Peherstorfer , A. Volberg , P. Yuditskii

A rigorous connection between large deviations theory and Gamma-convergence is established. Applications include representations formulas for rate functions, a contraction principle for measurable maps, a large deviations principle for…

Probability · Mathematics 2018-02-02 Mauro Mariani

We prove large deviations principles for spectral measures of perturbed (or spiked) matrix models in the direction of an eigenvector of the perturbation. In each model under study, we provide two approaches, one of which relying on large…

Probability · Mathematics 2021-09-24 Nathan Noiry , Alain Rouault

We continue to explore the connections between large deviations for objects coming from random matrix theory and sum rules. This connection was established in [17] for spectral measures of classical ensembles (Gauss-Hermite, Laguerre,…

Probability · Mathematics 2018-11-16 Fabrice Gamboa , Jan Nagel , Alain Rouault

Partial sum rules are widely used in physics to separate low- and high-energy degrees of freedom of complex dynamical systems. Their application, though, is challenged in practice by the always finite spectrometer bandwidth and is often…

Other Condensed Matter · Physics 2009-11-13 A. B. Kuzmenko , D. van der Marel , F. Carbone , F. Marsiglio

In this paper we prove a Large Deviation Principle for the sequence of symmetrised empirical measures $\frac{1}{n} \sum_{i=1}^{n} \delta_{(X^n_i,X^n_{\sigma_n(i)})}$ where $\sigma_n$ is a random permutation and $((X_i^n)_{1 \leq i \leq…

Probability · Mathematics 2007-09-13 José Trashorras

The technique of Weinberg's spectral-function sum rule is a powerful tool for a study of models in which global symmetry is dynamically broken. It enables us to convert information on the short-distance behavior of a theory to relations…

High Energy Physics - Phenomenology · Physics 2013-05-30 Ryuichiro Kitano , Masafumi Kurachi , Mitsutoshi Nakamura , Naoto Yokoi

We present an analysis of four sum rules, each based on chiral symmetry and containing the difference $\rho_{\rm V}(s) - \rho_{\rm A}(s)$ of isovector vector and axialvector spectral functions. Experimental data from tau lepton decay and…

High Energy Physics - Phenomenology · Physics 2009-10-22 John F. Donoghue , Eugene Golowich

This article gives an overview of the emerging literature on large deviations for random graphs. Written for the general mathematical audience, the article begins with a short introduction to the theory of large deviations. This is followed…

Probability · Mathematics 2016-04-29 Sourav Chatterjee

Recently Magnea hep-th/9907096 , hep-th/9912207 [Phys.Rev.D61, 056005 (2000); Phys.Rev.D62, 016005 (2000)] claimed to have computed the first sum rules for Dirac operators in 3D gauge theories from 0D non-linear sigma models. I point out…

High Energy Physics - Theory · Physics 2009-10-31 S. M. Nishigaki

We give a simple proof of a well-known theorem of G\'al and of the recent related results of Aistleitner, Berkes and Seip [1] regarding the size of GCD sums. In fact, our method obtains the asymptotically sharp constant in G\'al's theorem,…

Number Theory · Mathematics 2014-08-12 Mark Lewko , Maksym Radziwill

We describe large deviations for normalized multiple iterated sums and integrals of the form $\bbS_N^{(\nu)}(t)=N^{-\nu}\sum_{0\leq k_1<...<k_\nu\leq Nt}\xi(k_1)\otimes\cdots\otimes\xi(k_\nu)$, $t\in[0,T]$ and…

Probability · Mathematics 2026-04-06 Yuri Kifer , Ofer Zeitouni
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