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We find that the CAPM fails to explain the small firm effect even if its non-parametric form is used which allows time-varying risk and non-linearity in the pricing function. Furthermore, the linearity of the CAPM can be rejected, thus the…

Pricing of Securities · Quantitative Finance 2017-03-29 Peter Erdos , Mihaly Ormos , David Zibriczky

We introduce predictable relative forward performance processes (PRFPP) as a new framework for studying portfolio management within a competitive and incomplete market environment. Each agent trades a distinct stock following a binomial…

Mathematical Finance · Quantitative Finance 2026-05-08 Gechun Liang , Moris S. Strub , Yuwei Wang

There are clear benefits associated with a particular consumer choice for many current markets. For example, as we consider here, some products might carry environmental or `green' benefits. Some consumers might value these benefits while…

General Finance · Quantitative Finance 2008-12-02 Gérard Weisbuch , Vincent Buskens , Luat Vuong

Economic institutions often influence market outcomes not by directly controlling sellers' menus, but by shaping the market composition sellers face. We study the welfare effects of this upstream choice in a monopoly screening model. An…

Theoretical Economics · Economics 2026-05-05 Panagiotis Kyriazis

We review the "production approach" to estimating markups, the ratio of price to marginal cost. The approach is uniquely scalable: it requires no model of consumer demand or market structure and applies broadly across firms, industries, and…

General Economics · Economics 2026-04-16 John Fernald , Amit Gandhi , Dimitrije Ruzic , James Traina

We find a novel correlation structure in the residual noise of stock market returns that is remarkably linked to the composition and stability of the top few significant factors driving the returns, and moreover indicates that the noise…

Risk Management · Quantitative Finance 2009-12-15 Ivailo I. Dimov , Petter N. Kolm , Lee Maclin , Dan Y. C. Shiber

In commodity markets the convergence of futures towards spot prices, at the expiration of the contract, is usually justified by no-arbitrage arguments. In this article, we propose an alternative approach that relies on the expected profit…

Mathematical Finance · Quantitative Finance 2018-02-27 René Aïd , Luciano Campi , Delphine Lautier

The leverage effect-- the correlation between an asset's return and its volatility-- has played a key role in forecasting and understanding volatility and risk. While it is a long standing consensus that leverage effects exist and improve…

Statistical Finance · Quantitative Finance 2017-12-12 Kenichiro McAlinn , Asahi Ushio , Teruo Nakatsuma

This paper considers the problem of inference after ranking. In our setting, we are interested in any population whose rank according to some random quantity, such as an estimated treatment effect, a measure of value-added, or benefit (net…

Econometrics · Economics 2026-01-06 Andreas Petrou-Zeniou , Azeem M. Shaikh

This paper investigates how to measure common market risk factors using newly proposed Panel Quantile Regression Model for Returns. By exploring the fact that volatility crosses all quantiles of the return distribution and using penalized…

Pricing of Securities · Quantitative Finance 2017-08-30 Frantisek Cech , Jozef Barunik

Given an incomplete ratings data over a set of users and items, the preference completion problem aims to estimate a personalized total preference order over a subset of the items. In practical settings, a ranked list of top-$k$ items from…

Social and Information Networks · Computer Science 2019-04-16 Shameem A Puthiya Parambath , Nishant Vijayakumar , Sanjay Chawla

We consider the problem of rank loss minimization in the setting of multilabel classification, which is usually tackled by means of convex surrogate losses defined on pairs of labels. Very recently, this approach was put into question by a…

Machine Learning · Computer Science 2012-07-03 Krzysztof Dembczynski , Wojciech Kotlowski , Eyke Huellermeier

This paper examines the effect of ownership concentration on product position, product variety and readership in markets for daily newspapers. US antitrust policy presumes that mergers reduce the amount and diversity of content available to…

Computers and Society · Computer Science 2007-05-23 Lisa M. George

The paper shows that ranking information units by quantum probability differs from ranking them by classical probability provided the same data used for parameter estimation. As probability of detection (also known as recall or power) and…

Information Retrieval · Computer Science 2011-08-30 Massimo Melucci

The production histories of seventeen raw materials are analyzed with the logistic model. Although many of these resources have exhibited logistic behavior in the past, they now show exponential or super-exponential growth. In most cases,…

Geophysics · Physics 2011-07-26 James R. Rustad

In social network markets, the act of consumer choice in these industries is governed not just by the set of incentives described by conventional consumer demand theory, but by the choices of others in which an individual's payoff is an…

Social and Information Networks · Computer Science 2012-10-08 Paul Ormerod , Bassel Tarbush , R. Alexander Bentley

We review recent progress in modeling credit risk for correlated assets. We start from the Merton model which default events and losses are derived from the asset values at maturity. To estimate the time development of the asset values, the…

Risk Management · Quantitative Finance 2018-03-02 Andreas Mühlbacher , Thomas Guhr

This paper proposes a method for estimating consumer preferences among discrete choices, where the consumer chooses at most one product in a category, but selects from multiple categories in parallel. The consumer's utility is additive in…

Machine Learning · Computer Science 2023-08-08 Rob Donnelly , Francisco R. Ruiz , David Blei , Susan Athey

We consider the problem of active coarse ranking, where the goal is to sort items according to their means into clusters of pre-specified sizes, by adaptively sampling from their reward distributions. This setting is useful in many social…

Machine Learning · Computer Science 2018-02-21 Sumeet Katariya , Lalit Jain , Nandana Sengupta , James Evans , Robert Nowak

For centuries, national economies created wealth by engaging in international trade and production. The resulting international supply networks not only increase wealth for countries, but also create systemic risk: economic shocks,…

General Economics · Economics 2021-12-02 Abhijit Chakraborty , Tobias Reisch , Christian Diem , Stefan Thurner