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We introduce and discuss a general criterion for the derivative pricing in the general situation of incomplete markets, we refer to it as the No Almost Sure Arbitrage Principle. This approach is based on the theory of optimal strategy in…

Disordered Systems and Neural Networks · Physics 2008-12-10 E. Aurell , R. Baviera , O. Hammarlid , M. Serva , A. Vulpiani

Applying the Cherny-Shiryaev-Yor invariance principle, we introduce a generalized Jarrow-Rudd (GJR) option pricing model with uncertainty driven by a skew random walk. The GJR pricing tree exhibits skewness and kurtosis in both the natural…

Mathematical Finance · Quantitative Finance 2021-06-18 Yuan Hu , Abootaleb Shirvani , W. Brent Lindquist , Frank J. Fabozzi , Svetlozar T. Rachev

Surface-based data is commonly observed in diverse practical applications spanning various fields. In this paper, we introduce a novel nonparametric method to discover the underlying signals from data distributed on complex surface-based…

Methodology · Statistics 2024-03-12 Zhiling Gu , Shan Yu , Guannan Wang , Ming-Jun Lai , Li Wang

The Morse-Smale complex is a standard tool in visual data analysis. The classic definition is based on a continuous view of the gradient of a scalar function where its zeros are the critical points. These points are connected via gradient…

Computational Geometry · Computer Science 2024-09-10 Son Le Thanh , Michael Ankele , Tino Weinkauf

This paper fills the limited statistical understanding of Shapley values as a variable importance measure from a nonparametric (or smoothing) perspective. We introduce population-level \textit{Shapley curves} to measure the true variable…

Machine Learning · Statistics 2024-04-04 Ratmir Miftachov , Georg Keilbar , Wolfgang Karl Härdle

In this article, we study the rate of convergence of prices when a model is approximated by some simplified model. We also provide a method how explicit error formula for more general options can be obtained if such formula is available for…

Probability · Mathematics 2013-01-08 Lauri Viitasaari

Combining information both within and across trajectories, we propose a simple estimator for the local regularity of the trajectories of a stochastic process. Independent trajectories are measured with errors at randomly sampled time…

Statistics Theory · Mathematics 2022-03-15 Steven Golovkine , Nicolas Klutchnikoff , Valentin Patilea

The estimation of regression parameters in one dimensional broken stick models is a research area of statistics with an extensive literature. We are interested in extending such models by aiming to recover two or more intersecting…

Methodology · Statistics 2025-03-11 Georg Hahn , Moulinath Banerjee , Bodhisattva Sen

The application of Stochastic Differential Equations (SDEs) to the analysis of temporal data has attracted increasing attention, due to their ability to describe complex dynamics with physically interpretable equations. In this paper, we…

Machine Learning · Statistics 2017-08-09 Constantino A. García , Abraham Otero , Paulo Félix , Jesús Presedo , David G. Márquez

Line spectral estimation theory aims to estimate the off-the-grid spectral components of a time signal with optimal precision. Recent results have shown that it is possible to recover signals having sparse line spectra from few temporal…

Information Theory · Computer Science 2017-01-31 Maxime Ferreira Da Costa , Wei Dai

In this paper a new smooth backfitting estimate is proposed for additive regression models. The estimate has the simple structure of Nadaraya--Watson smooth backfitting but at the same time achieves the oracle property of local linear…

Statistics Theory · Mathematics 2007-06-13 Enno Mammen , Byeong U. Park

We present a method for non-smooth convex minimization which is based on subgradient directions and string-averaging techniques. In this approach, the set of available data is split into sequences (strings) and a given iterate is processed…

Optimization and Control · Mathematics 2016-10-20 Rafael Massambone de Oliveira , Elias Salomão Helou , Eduardo Fontoura Costa

The aim of this paper is the reconstruction of a smooth surface from an unorganized point cloud sampled by a closed surface, with the preservation of geometric shapes, without any further information other than the point cloud. Implicit…

Computer Vision and Pattern Recognition · Computer Science 2023-11-01 Yesom Park , Taekyung Lee , Jooyoung Hahn , Myungjoo Kang

In order to investigate correspondences between 3D shapes, many methods rely on a feature descriptor which is invariant under almost isometric transformations. An interesting class of models for such descriptors relies on partial…

Numerical Analysis · Mathematics 2019-10-10 Martin Bähr , Michael Breuß , Robert Dachsel

In engineering, models are often used to represent the behavior of a system. Estimators are then needed to approximate the values of the model's parameters based on observations. This approximation implies a difference between the values…

Robotics · Computer Science 2024-11-27 Maël Godard , Luc Jaulin , Damien Massé

We consider the problem of estimation in Hidden Markov models with finite state space and nonparametric emission distributions. Efficient estimators for the transition matrix are exhibited, and a semiparametric Bernstein-von Mises result is…

Statistics Theory · Mathematics 2023-03-09 Daniel Moss , Judith Rousseau

We present an explicit closed-form formula for the vertices of the classical cut polytope $\operatorname{CUT}(n)$, defined as the convex hull of cut vectors of the complete graph $K_n$. Our derivation proceeds via a related polytope,…

Combinatorics · Mathematics 2025-07-22 Nevena Marić

We propose a highly efficient and accurate methodology for generating synthetic financial market data using a diffusion model approach. The synthetic data produced by our methodology align closely with observed market data in several key…

Computational Finance · Quantitative Finance 2025-02-04 Andrew Lesniewski , Giulio Trigila

In this paper, we consider stochastic second-order methods for minimizing a finite summation of nonconvex functions. One important key is to find an ingenious but cheap scheme to incorporate local curvature information. Since the true…

Optimization and Control · Mathematics 2021-03-26 Minghan Yang , Dong Xu , Hongyu Chen , Zaiwen Wen , Mengyun Chen

Feedback control synthesis for nonlinear, parameter-dependent fluid flow control problems is considered. The optimal feedback law requires the solution of the Hamilton-Jacobi-Bellman (HJB) PDE suffering the curse of dimensionality. This is…

Optimization and Control · Mathematics 2023-11-29 Sergey Dolgov , Dante Kalise , Luca Saluzzi