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We present a model for direct semi-parametric estimation of the State Price Density (SPD) implied in quoted option prices. We treat the observed prices as expected values of possible pay-offs at maturity, weighted by the unknown probability…

Applications · Statistics 2021-03-29 Gianluca Frasso , Paul H. C. Eilers

A quadratic approximation manifold is presented for performing nonlinear, projection-based, model order reduction (PMOR). It constitutes a departure from the traditional affine subspace approximation that is aimed at mitigating the…

Computational Engineering, Finance, and Science · Computer Science 2022-06-15 Joshua Barnett , Charbel Farhat

In classical inverse linear optimization, one assumes a given solution is a candidate to be optimal. Real data is imperfect and noisy, so there is no guarantee this assumption is satisfied. Inspired by regression, this paper presents a…

Optimization and Control · Mathematics 2017-06-23 Timothy C. Y. Chan , Taewoo Lee , Daria Terekhov

We use a continuous version of the standard deviation premium principle for pricing in incomplete equity markets by assuming that the investor issuing an unhedgeable derivative security requires compensation for this risk in the form of a…

Optimization and Control · Mathematics 2008-12-02 Erhan Bayraktar , Virginia R. Young

Recently, a method to compute the implicit equation of a parametrized hypersurface has been developed by the authors. We address here some questions related to this method. First, we prove that the degree estimate for the stabilization of…

Commutative Algebra · Mathematics 2007-09-13 Laurent Buse , Marc Chardin , Jean-Pierre Jouanolou

In this paper, we propose a general framework for sparse and low-rank tensor estimation from cubic sketchings. A two-stage non-convex implementation is developed based on sparse tensor decomposition and thresholded gradient descent, which…

Statistics Theory · Mathematics 2020-03-17 Botao Hao , Anru Zhang , Guang Cheng

We are presenting a method of linear regression based on Gram-Schmidt orthogonal projection that does not compute a pseudo-inverse matrix. This is useful when we want to make several regressions with random data vectors for simulation…

Statistics Theory · Mathematics 2013-11-11 Demetris T. Christopoulos

In this paper, we study linearly constrained policy optimization over the manifold of Schur stabilizing controllers, equipped with a Riemannian metric that emerges naturally in the context of optimal control problems. We provide extrinsic…

Optimization and Control · Mathematics 2023-10-27 Shahriar Talebi , Mehran Mesbahi

The problem of pricing Bermudan options using Monte Carlo and a nonparametric regression is considered. We derive optimal non-asymptotic bounds for a lower biased estimate based on the suboptimal stopping rule constructed using some…

Pricing of Securities · Quantitative Finance 2009-08-03 Denis Belomestny

This paper introduces a no-arbitrage, Monte Carlo-free approach to pricing path-dependent interest rate derivatives. The Heath-Jarrow-Morton model gives arbitrage-free contingent claims prices but is infinite-dimensional, making traditional…

Computational Finance · Quantitative Finance 2026-03-16 Kevin Mott

We derive new explicit expressions for the components of Moore-Penrose inverses of symmetric difference matrices. These generalized inverses are applied in a new regularization approach for scattered data interpolation based on partial…

Numerical Analysis · Mathematics 2016-10-03 Gerlind Plonka , Sebastian Hoffmann , Joachim Weickert

In this paper, we analyze the diversity of term structure functions (e.g., yield curves, swap curves, credit curves) constructed in a process which complies with some admissible properties: arbitrage-freeness, ability to fit market quotes…

Computational Finance · Quantitative Finance 2014-04-02 Areski Cousin , Ibrahima Niang

We develop a trust-region method for efficiently minimizing the sum of a smooth function, a nonsmooth convex function, and the composition of a finite-valued support function with a smooth function. Optimization problems with this structure…

Optimization and Control · Mathematics 2026-04-09 Drew P. Kouri

This paper proposes a direct sampling method for the inverse problem of magnetic induction tomography (MIT). Our approach defines a class of point spread functions with explicit expressions, which are computed via inner products, leading to…

Numerical Analysis · Mathematics 2026-01-29 Junqing Chen , Chengzhe Jiang

In high dimensional sparse regression, pivotal estimators are estimators for which the optimal regularization parameter is independent of the noise level. The canonical pivotal estimator is the square-root Lasso, formulated along with its…

Machine Learning · Statistics 2020-09-04 Mathurin Massias , Quentin Bertrand , Alexandre Gramfort , Joseph Salmon

In this paper, a multivariate constrained robust M-regression (MCRM) method is developed to estimate shaping coefficients for electricity forward prices. An important benefit of the new method is that model arbitrage can be ruled out at an…

Applications · Statistics 2018-06-27 Peter Leoni , Pieter Segaert , Sven Serneels , Tim Verdonck

The estimation of the mean matrix of the multivariate normal distribution is addressed in the high dimensional setting. Efron-Morris-type linear shrinkage estimators based on ridge estimators for the precision matrix instead of the…

Statistics Theory · Mathematics 2020-07-07 Ryota Yuasa , Tatsuya Kubokawa

Prize-Collecting TSP is a variant of the traveling salesperson problem where one may drop vertices from the tour at the cost of vertex-dependent penalties. The quality of a solution is then measured by adding the length of the tour and the…

Data Structures and Algorithms · Computer Science 2025-01-14 Jannis Blauth , Nathan Klein , Martin Nägele

Implicit curve and surface reconstruction attracts the attention of many researchers and gains a wide range of applications, due to its ability to describe objects with complicated geometry and topology. However, extra zero-level sets or…

Numerical Analysis · Mathematics 2019-09-04 Yusuf Fatihu Hamza , Hongwei Lin , Zihao Li

We reconstruct a closed denoised curve from an unstructured and highly noisy 2D point cloud. Our proposed method uses a two- pass approach: Previously recovered manifold connectivity is used for ordering noisy samples along this manifold…

Graphics · Computer Science 2018-08-24 Stefan Ohrhallinger , Michael Wimmer