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When trading incurs proportional costs, leverage can scale an asset's return only up to a maximum multiple, which is sensitive to its volatility and liquidity. In a model with one safe and one risky asset, with constant investment…

Portfolio Management · Quantitative Finance 2019-01-29 Paolo Guasoni , Eberhard Mayerhofer

This paper studies the equilibrium price of an asset that is traded in continuous time between N agents who have heterogeneous beliefs about the state process underlying the asset's payoff. We propose a tractable model where agents maximize…

Mathematical Finance · Quantitative Finance 2020-03-26 Johannes Muhle-Karbe , Marcel Nutz , Xiaowei Tan

In a market with one safe and one risky asset, an investor with a long horizon, constant investment opportunities, and constant relative risk aversion trades with small proportional transaction costs. We derive explicit formulas for the…

Portfolio Management · Quantitative Finance 2013-01-15 Stefan Gerhold , Paolo Guasoni , Johannes Muhle-Karbe , Walter Schachermayer

We consider the Brownian market model and the problem of expected utility maximization of terminal wealth. We, specifically, examine the problem of maximizing the utility of terminal wealth under the presence of transaction costs of a…

Trading and Market Microstructure · Quantitative Finance 2008-12-02 Theodoros Tsagaris

The effect of proportional transaction costs on systematically generated portfolios is studied empirically. The performance of several portfolios (the index tracking portfolio, the equally-weighted portfolio, the entropy-weighted portfolio,…

Portfolio Management · Quantitative Finance 2019-04-22 Johannes Ruf , Kangjianan Xie

In a discrete time setting, we study the central problem of giving a fair price to some financial product. For several decades, the no-arbitrage conditions and the martingale measures have played a major role for solving this problem. We…

Mathematical Finance · Quantitative Finance 2021-04-07 Laurence Carassus , Emmanuel Lépinette

In a fixed time horizon, appropriately executing a large amount of a particular asset -- meaning a considerable portion of the volume traded within this frame -- is challenging. Especially for illiquid or even highly liquid but also highly…

Mathematical Finance · Quantitative Finance 2023-08-15 David Evangelista , Yuri Thamsten

It is shown that delta hedging provides the optimal trading strategy in terms of minimal required initial capital to replicate a given terminal payoff in a continuous-time Markovian context. This holds true in market models where no…

Pricing of Securities · Quantitative Finance 2012-10-10 Johannes Ruf

This paper gives an arbitrage-free prediction for future prices of an arbitrary co-terminal set of options with a given maturity, based on the observed time series of these option prices. The statistical analysis of such a multi-dimensional…

Pricing of Securities · Quantitative Finance 2014-07-22 Petros Dellaportas , Aleksandar Mijatović

We investigate pricing-hedging duality for American options in discrete time financial models where some assets are traded dynamically and others, e.g. a family of European options, only statically. In the first part of the paper we…

Optimization and Control · Mathematics 2017-04-11 Anna Aksamit , Shuoqing Deng , Jan Obłój , Xiaolu Tan

The paper studies sub and super-replication price bounds for contingent claims defined on general trajectory based market models. No prior probabilistic or topological assumptions are placed on the trajectory space, trading is assumed to…

Mathematical Finance · Quantitative Finance 2018-02-22 Ivan Degano , Sebastian Ferrando , Alfredo Gonzalez

In this paper, we combine modern portfolio theory and option pricing theory so that a trader who takes a position in a European option contract and the underlying assets can construct an optimal portfolio such that at the moment of the…

Mathematical Finance · Quantitative Finance 2020-01-06 Abootaleb Shirvani , Frank J. Fabozzi , Stoyan V. Stoyanov

Proportional transaction costs present difficult theoretical problems in trading algorithm design, on account of their lack of analytical tractability. The author derives a solution of DT-NT-DT form for an arbitrary model in which the the…

Trading and Market Microstructure · Quantitative Finance 2012-05-01 Richard J. Martin

Sharp asymptotic lower bounds of the expected quadratic variation of discretization error in stochastic integration are given. The theory relies on inequalities for the kurtosis and skewness of a general random variable which are themselves…

Probability · Mathematics 2012-04-04 Masaaki Fukasawa

Game (Israeli) options in a multi-asset market model with proportional transaction costs are studied in the case when the buyer is allowed to exercise the option and the seller has the right to cancel the option gradually at a mixed (or…

Pricing of Securities · Quantitative Finance 2016-12-08 Alet Roux , Tomasz Zastawniak

Discrete time hedging in a complete diffusion market is considered. The hedge portfolio is rebalanced when the absolute difference between delta of the hedge portfolio and the derivative contract reaches a threshold level. The rate of…

Risk Management · Quantitative Finance 2010-04-27 Mats Brodén , Magnus Wiktorsson

We study a continuous-time financial market with continuous price processes under model uncertainty, modeled via a family $\mathcal{P}$ of possible physical measures. A robust notion ${\rm NA}_{1}(\mathcal{P})$ of no-arbitrage of the first…

Mathematical Finance · Quantitative Finance 2015-07-21 Sara Biagini , Bruno Bouchard , Constantinos Kardaras , Marcel Nutz

We explore the role that random arbitrage opportunities play in hedging financial derivatives. We extend the asymptotic pricing theory presented by Fedotov and Panayides [Stochastic arbitrage return and its implication for option pricing,…

Other Condensed Matter · Physics 2009-11-11 Stephanos Panayides

We consider a multivariate financial market with transaction costs and study the problem of finding the minimal initial capital needed to hedge, without risk, European-type contingent claims. The model is similar to the one considered in…

Probability · Mathematics 2007-05-23 Imen Bentahar , Bruno Bouchard

We introduce and discuss a general criterion for the derivative pricing in the general situation of incomplete markets, we refer to it as the No Almost Sure Arbitrage Principle. This approach is based on the theory of optimal strategy in…

Disordered Systems and Neural Networks · Physics 2008-12-10 E. Aurell , R. Baviera , O. Hammarlid , M. Serva , A. Vulpiani