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We extend the theory from Fan and Li (2001) on penalized likelihood-based estimation and model-selection to statistical and econometric models which allow for non-negativity constraints on some or all of the parameters, as well as…

Econometrics · Economics 2023-02-07 Heino Bohn Nielsen , Anders Rahbek

In this work we use matrix models to study the problem of strength distributions. This is motivated by noticing near exponential fall offs of strengths in calculated magnetic dipole excitations. We emphasize that the quality of the…

Nuclear Theory · Physics 2021-04-27 Larry Zamick , Arun Kingan

The realized GARCH framework is extended to incorporate the two-sided Weibull distribution, for the purpose of volatility and tail risk forecasting in a financial time series. Further, the realized range, as a competitor for realized…

Risk Management · Quantitative Finance 2017-07-13 Chao Wang , Qian Chen , Richard Gerlach

Feature attribution analysis is critical for interpreting machine learning models and supporting reliable data-driven decisions. However, feature attribution measures often exhibit stochastic variation: different train--test splits, random…

Machine Learning · Statistics 2026-05-15 Lanxin Xiang , Liang Shi , Youhui Ye , Boyu Jiang , Dawei Zhou , Feng Guo

We provide a new theory for nodewise regression when the residuals from a fitted factor model are used. We apply our results to the analysis of the consistency of Sharpe ratio estimators when there are many assets in a portfolio. We allow…

Portfolio Management · Quantitative Finance 2022-02-04 Mehmet Caner , Marcelo Medeiros , Gabriel Vasconcelos

Volatility clustering and spillovers are key features of real-world financial time series when there are a lot of cross-sectional financial assets. While network analysis helps connect stocks that are 'similar' or 'correlated', which is…

Methodology · Statistics 2025-10-22 Peiyi Zhou

We introduce an equilibrium asset pricing model, which we build on the relationship between a novel risk measure, the Expected Downside Risk (EDR) and the expected return. On the one hand, our proposed risk measure uses a nonparametric…

Pricing of Securities · Quantitative Finance 2015-12-08 Mihaly Ormos , Dusan Timotity

We study the RPA equations in their most general form by taking the matrix elements appearing in the RPA equations as random. This yields either a unitarily or an orthogonally invariant random-matrix model which is not of the Cartan type.…

Nuclear Theory · Physics 2009-08-05 X. Barillier-Pertuisel , O. Bohigas , H. A. Weidenmueller

We assess the advantage of combining univariate and multivariate portfolio risk forecasts with the aid of forecast reconciliation techniques. In our analyzes, we assume knowledge of portfolio weights, a standard for portfolio risk…

Applications · Statistics 2026-04-22 Massimiliano Caporin , Daniele Girolimetto , Emanuele Lopetuso

The regression of principal component scores (RPCS) on covariates is a widely used analytic approach to detect and test for associations between functional measurements and study participant characteristics. Here we show that: (1) RPCS…

Methodology · Statistics 2026-05-26 Yu Lu , Nidhi Pai , Erjia Cui , Ciprian Crainiceanu

The semiparametric accelerated failure time model is not as widely used as the Cox relative risk model mainly due to computational difficulties. Recent developments in least squares estimation and induced smoothing estimating equations…

Methodology · Statistics 2015-06-02 Steven Chiou , Junghi Kim , Jun Yan

Importance sampling is a well developed method in statistics. Given a random variable $X$, the problem of estimating its expected value $\mu$ is addressed. The standard approach is to use the sample mean as an estimator $\bar x$. In…

Applications · Statistics 2014-05-09 Georg Hofmann

Inflation exhibits state-dependent, skewed, and fat-tailed dynamics that make risk a central concern for monetary policy. Accordingly, inflation risks are distributional and cannot be fully captured by mean-based models. We propose a…

Econometrics · Economics 2026-01-29 Yunyun Wang , Tatsushi Oka , Dan Zhu

In this work, we investigate two specific linear ADRC structures, namely output- and error-based. The former is considered a 'standard' version of ADRC, a title obtained primarily thanks to its simplicity and effectiveness, which have…

Systems and Control · Electrical Eng. & Systems 2023-05-29 Rafal Madonski , Gernot Herbst , Momir Stankovic

Heavy-tailed probability distributions are extremely useful and play a crucial role in modeling different types of financial data sets. This study presents a two-pronged methodology. First, a mixture probability distribution is created by…

Applications · Statistics 2025-10-14 Pankaj Kumar , Vivek Vijay

We provide rigorous guarantees on learning with the weighted trace-norm under arbitrary sampling distributions. We show that the standard weighted trace-norm might fail when the sampling distribution is not a product distribution (i.e. when…

Machine Learning · Computer Science 2011-06-23 Rina Foygel , Ruslan Salakhutdinov , Ohad Shamir , Nathan Srebro

Basel II and Solvency 2 both use the Value-at-Risk (VaR) as the risk measure to compute the Capital Requirements. In practice, to calibrate the VaR, a normal approximation is often chosen for the unknown distribution of the yearly log…

Methodology · Statistics 2013-11-04 Marie Kratz

Running a reliability analysis on engineering problems involving complex numerical models can be computationally very expensive, requiring advanced simulation methods to reduce the overall numerical cost. Gaussian process based active…

Machine Learning · Statistics 2020-12-01 Morgane Menz , Sylvain Dubreuil , Jérôme Morio , Christian Gogu , Nathalie Bartoli , Marie Chiron

Efficient exploration is one of the most important issues in deep reinforcement learning. To address this issue, recent methods consider the value function parameters as random variables, and resort variational inference to approximate the…

Machine Learning · Computer Science 2020-11-04 Haotian Zhang , Yuhao Wang , Jianyong Sun , Zongben Xu

Adapting pretrained diffusion models to downstream objectives such as inverse problems often requires expensive test-time guidance or optimization. We propose a principled framework for generating high-quality reward-aligned samples at…

Machine Learning · Computer Science 2026-05-22 Kushagra Pandey , Farrin Marouf Sofian , Jan Niklas Groeneveld , Felix Draxler , Stephan Mandt
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