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When a loan is approved for a person or company, the bank is subject to \emph{credit risk}; the risk that the lender defaults. To mitigate this risk, a bank will require some form of \emph{security}, which will be collected if the lender…

Data Structures and Algorithms · Computer Science 2019-03-01 Hannaneh Akrami , Kurt Mehlhorn , Tommy Odland

In this paper we explore optimal liquidation in a market populated by a number of heterogeneous market makers that have limited inventory-carrying and risk-bearing capacity. We derive a reduced form model for the dynamic of their aggregated…

Trading and Market Microstructure · Quantitative Finance 2022-09-01 Marina Di Giacinto , Claudio Tebaldi , Tai-Ho Wang

We discuss a notion of weak solution for a semilinear wave equation that models the interaction of an elastic body with a rigid substrate through an adhesive layer, relying on results in [2]. Our analysis embraces the vector-valued case in…

Analysis of PDEs · Mathematics 2022-03-23 Mauro Bonafini , Van Phu Cuong Le

We study the blow up solutions of a semilinear reaction diffusion system coupled in both equations and boundary conditions. The main purpose is to understand how the reaction terms and the absorption terms affect the blow-up properties. We…

Analysis of PDEs · Mathematics 2016-11-26 Maan A. Rasheed , Miroslav Chlebik

The paper shows how to determine the loss on an LGD borrower's loan after default, with or without preparation of a separate model. LGD after default is estimated taking into account the average repayment period of the defaulted loan,…

Risk Management · Quantitative Finance 2026-04-28 Pomazanov Mikhail

Lower semi-continuity (\texttt{LSC}) is a critical assumption in many foundational optimisation theory results; however, in many cases, \texttt{LSC} is stronger than necessary. This has led to the introduction of numerous weaker continuity…

Optimization and Control · Mathematics 2025-04-11 Jacob Westerhout , Xin Guo , Hien Duy Nguyen

We study a class of weakly coupled systems of Hamilton{Jacobi equations at the critical level. We associate to it a family of scalar discounted equation. Using control{theoretic tech- niques we construct an algorithm which allows obtaining…

Analysis of PDEs · Mathematics 2017-01-31 Antonio Siconolfi , Sahar Zabad

A drawdown constraint forces the current wealth to remain above a given function of its maximum to date. We consider the portfolio optimisation problem of maximising the long-term growth rate of the expected utility of wealth subject to a…

Portfolio Management · Quantitative Finance 2013-04-23 Vladimir Cherny , Jan Obloj

The problem of minimizing a multilinear function of binary variables is a well-studied NP-hard problem. The set of solutions of the standard linearization of this problem is called the multilinear set. We study a cardinality constrained…

Optimization and Control · Mathematics 2021-08-31 Rui Chen , Sanjeeb Dash , Oktay Gunluk

The credit crisis roiling the world's financial markets will likely take years and entire careers to fully understand and analyze. A short empirical investigation of the current trends, however, demonstrates that the losses in certain…

Statistical Finance · Quantitative Finance 2015-05-13 Reginald D. Smith

We apply to a liquid of linear molecules the semischematic mode-coupling model, previously introduced to describe the center of mass (COM) slow dynamics of a network-forming molecular liquid. We compare the theoretical predictions and…

Soft Condensed Matter · Physics 2009-10-31 Linda Fabbian , Rolf Schilling , Francesco Sciortino , Piero Tartaglia , Christoph Theis

In this paper, we propose a clearing model for prices in a financial markets due to margin calls on short sold assets. In doing so, we construct an explicit formulation for the prices that would result immediately following asset purchases…

Mathematical Finance · Quantitative Finance 2022-04-19 Zachary Feinstein

A three-dimensional extension of the structural default model with firms' values driven by correlated diffusion processes is presented. Green's function based semi-analytical methods for solving the forward calibration problem and backward…

Pricing of Securities · Quantitative Finance 2012-07-26 Alexander Lipton , Ioana Savescu

We obtain an explicit formula for the bilateral counterparty valuation adjustment of a credit default swaps portfolio referencing an asymptotically large number of entities. We perform the analysis under a doubly stochastic intensity…

Pricing of Securities · Quantitative Finance 2013-05-27 Lijun Bo , Agostino Capponi

The imbalance of buying and selling functions profoundly in the formation of market trends, however, a fine-granularity investigation of the imbalance is still missing. This paper investigates a unique transaction dataset that enables us to…

Computational Finance · Quantitative Finance 2018-02-06 Shan Lu , Jichang Zhao , Huiwen Wang

We propose two structural models for stochastic losses given default which allow to model the credit losses of a portfolio of defaultable financial instruments. The credit losses are integrated into a structural model of default events…

Risk Management · Quantitative Finance 2015-03-20 Simone Farinelli , Mykhaylo Shkolnikov

Excessive leverage, i.e. the abuse of debt financing, is considered one of the primary factors in the default of financial institutions. Systemic risk results from correlations between individual default probabilities that cannot be…

Risk Management · Quantitative Finance 2013-03-25 Paolo Tasca , Pavlin Mavrodiev , Frank Schweitzer

We set up a structural model to study credit risk for a portfolio containing several or many credit contracts. The model is based on a jump--diffusion process for the risk factors, i.e. for the company assets. We also include correlations…

Risk Management · Quantitative Finance 2008-12-02 Rudi Schäfer , Markus Sjölin , Andreas Sundin , Michal Wolanski , Thomas Guhr

Given the increased use of LLMs in financial systems today, it becomes important to evaluate the safety and robustness of such systems. One failure mode that LLMs frequently display in general domain settings is that of sycophancy. That is,…

Artificial Intelligence · Computer Science 2026-04-30 Zhenyu Zhao , Aparna Balagopalan , Adi Agrawal , Dilshoda Yergasheva , Waseem Alshikh , Daniel M. Bikel

In practice, one must recognize the inevitable incompleteness of information while making decisions. In this paper, we consider the optimal redeeming problem of stock loans under a state of incomplete information presented by the…

Pricing of Securities · Quantitative Finance 2022-01-07 Zuo Quan Xu , Fahuai Yi
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