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In this paper, a sum rule means a relationship between a functional defined on a subset of all probability measures on $\mathbb{R}$ involving the reverse Kullback-Leibler divergence with respect to a particular distribution and recursion…

Probability · Mathematics 2015-06-23 Fabrice Gamboa , Jan Nagel , Alain Rouault

A sum rule is an identity connecting the entropy of a measure with coefficients involved in the construction of its orthogonal polynomials (Jacobi coefficients). Our paper is an extension of Gamboa, Nagel and Rouault (2016), where we have…

Probability · Mathematics 2020-04-29 Fabrice Gamboa , Jan Nagel , Alain Rouault

This work is a companion paper of Gamboa, Nagel, Rouault (J. Funct. Anal. 2016). We continue to explore the connections between large deviations for random objects issued from random matrix theory and sum rules. Here, we are concerned…

Probability · Mathematics 2017-01-31 Fabrice Gamboa , Jan Nagel , Alain Rouault

We continue to explore the connections between large deviations for objects coming from random matrix theory and sum rules. This connection was established in [17] for spectral measures of classical ensembles (Gauss-Hermite, Laguerre,…

Probability · Mathematics 2018-11-16 Fabrice Gamboa , Jan Nagel , Alain Rouault

Sum rules are elegant formulas that relate entropy functionals to coefficients associated with orthogonal polynomials [Sim11]. In a series of paper (see for example [GNR16], [GNR17], [BSZ18a], [BSZ18b]), interesting connections have been…

Probability · Mathematics 2025-10-20 Fabrice Gamboa , Jan Nagel , Alain Rouault

This is a pedagogical exposition of the large deviation approach to sum rules pioneered by Gamboa, Nagel and Rouault. We'll explain how to use their ideas to recover the Szeg}o and Killip{ Simon Theorems. The primary audience is spectral…

Probability · Mathematics 2016-12-02 Jonathan Breuer , Barry Simon , Ofer Zeitouni

In these notes we fill a gap in a proof in Section 4 of Gamboa, Nagel, Rouault [Sum rules via large deviations, J. Funct. Anal. 270 (2016), 509-559]. We prove a general theorem which combines a LDP with a convex rate function and a LDP with…

Probability · Mathematics 2017-03-07 Fabrice Gamboa , Jan Nagel , Alain Rouault

Extending earlier work of Killip-Simon and Simon-Zlatos, we obtain sum rules for Jacobi matrices in which the a.c. part of the spectral measure and the eigenvalues of the matrix appear on opposite sides of the equation. We use these to…

Mathematical Physics · Physics 2007-05-23 Andrej Zlatos

We prove a Large Deviation Principle for the random spec- tral measure associated to the pair $(H_N; e)$ where $H_N$ is sampled in the GUE(N) and e is a fixed unit vector (and more generally in the $\beta$- extension of this model). The…

Probability · Mathematics 2011-02-07 Fabrice Gamboa , Alain Rouault

We use the large deviation approach to sum rules pioneered by Gamboa, Nagel and Rouault to prove higher order sum rules for orthogonal polynomials on the unit circle. In particular, we prove one half of a conjectured sum rule of Lukic in…

Spectral Theory · Mathematics 2018-11-14 Jonathan Breuer , Barry Simon , Ofer Zeitouni

A correlation function of two particles with small relative velocities obeys a sum rule - the momentum integral of the function is determined due to the completeness of quantum states of the particles. The original sum rule derived in 1995…

Nuclear Theory · Physics 2020-01-08 Radoslaw Maj , Stanislaw Mrowczynski

We prove large deviations principles for spectral measures of perturbed (or spiked) matrix models in the direction of an eigenvector of the perturbation. In each model under study, we provide two approaches, one of which relying on large…

Probability · Mathematics 2021-09-24 Nathan Noiry , Alain Rouault

We derive a sum rule which establishes a linear relation between a particle's anomalous magnetic moment and a quantity connected to the photoabsorption cross-section. This quantity cannot be measured directly. However, it can be computed…

High Energy Physics - Phenomenology · Physics 2014-11-17 Vladimir Pascalutsa , Barry R. Holstein , Marc Vanderhaeghen

Neutrino mass sum rules have recently gained again more attention as a powerful tool to discriminate and test various flavour models in the near future. A related question which was not yet discussed fully satisfactorily was the origin of…

High Energy Physics - Phenomenology · Physics 2017-05-09 Julia Gehrlein , Martin Spinrath

The technique of Weinberg's spectral-function sum rule is a powerful tool for a study of models in which global symmetry is dynamically broken. It enables us to convert information on the short-distance behavior of a theory to relations…

High Energy Physics - Phenomenology · Physics 2013-05-30 Ryuichiro Kitano , Masafumi Kurachi , Mitsutoshi Nakamura , Naoto Yokoi

Lepton flavor universality violations in semileptonic $b \to c$ transitions have garnered attention over a decade. For $R_{H_c}={\rm{BR}}(H_b\to H_c \tau\bar\nu_\tau)/{\rm{BR}}(H_b\to H_c \ell\bar\nu_\ell)$ with $\ell$ being $e,\, \mu$, a…

High Energy Physics - Phenomenology · Physics 2025-05-20 Motoi Endo , Syuhei Iguro , Satoshi Mishima , Ryoutaro Watanabe

Partial sum rules are widely used in physics to separate low- and high-energy degrees of freedom of complex dynamical systems. Their application, though, is challenged in practice by the always finite spectrometer bandwidth and is often…

Other Condensed Matter · Physics 2009-11-13 A. B. Kuzmenko , D. van der Marel , F. Carbone , F. Marsiglio

We present an analysis of four sum rules, each based on chiral symmetry and containing the difference $\rho_{\rm V}(s) - \rho_{\rm A}(s)$ of isovector vector and axialvector spectral functions. Experimental data from tau lepton decay and…

High Energy Physics - Phenomenology · Physics 2009-10-22 John F. Donoghue , Eugene Golowich

Massive spectral sum rules are derived for Dirac operators of $SU(N_c)$ gauge theories with $N_f$ flavors. The universal microscopic massive spectral densities of random matrix theory, where known, are all consistent with these sum rules.

High Energy Physics - Theory · Physics 2009-10-30 Poul H. Damgaard

We extend a higher-order sum rule proved by B. Simon to matrix valued measures on the unit circle and their matrix Verblunsky coefficients.

Probability · Mathematics 2020-07-13 Alain Rouault
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