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This paper considers mutual obligations in the interconnected bank system and analyzes their influence on joint and marginal survival probabilities as well as CDS and FTD prices for the individual banks. To make the role of mutual…

Pricing of Securities · Quantitative Finance 2015-05-11 Andrey Itkin , Alexander Lipton

We explore a stochastic model that enables capturing external influences in two specific ways. The model allows for the expression of uncertainty in the parametrisation of the stochastic dynamics and incorporates patterns to account for…

Pricing of Securities · Quantitative Finance 2024-04-11 Felix L. Wolf , Griselda Deelstra , Lech A. Grzelak

Recent developments in financial time series focus on modeling volatility across multiple assets or indices in a multivariate framework, accounting for potential interactions such as spillover effects. Furthermore, the increasing…

Applications · Statistics 2026-01-26 Edoardo Otranto , Luca Scaffidi Domianello

Mixed membership models are an extension of finite mixture models, where each observation can partially belong to more than one mixture component. A probabilistic framework for mixed membership models of high-dimensional continuous data is…

The implied volatility skew has received relatively little attention in the literature on short-term asymptotics for financial models with jumps, despite its importance in model selection and calibration. We rectify this by providing…

Mathematical Finance · Quantitative Finance 2015-12-15 José E. Figueroa-López , Sveinn Ólafsson

We introduce a fast and flexible Machine Learning (ML) framework for pricing derivative products whose valuation depends on volatility surfaces. By parameterizing volatility surfaces with the 5-parameter stochastic volatility inspired (SVI)…

Pricing of Securities · Quantitative Finance 2025-05-30 Lijie Ding , Egang Lu , Kin Cheung

It is known that the implied volatility skew of FX options demonstrates a stochastic behavior which is called stochastic skew. In this paper we create stochastic skew by assuming the spot/instantaneous variance correlation to be stochastic.…

Computational Finance · Quantitative Finance 2017-01-20 Andrey Itkin

We provide explicit small-time formulae for the at-the-money implied volatility, skew and curvature in a large class of models, including rough volatility models and their multi-factor versions. Our general setup encompasses both European…

Mathematical Finance · Quantitative Finance 2023-11-15 Antoine Jacquier , Aitor Muguruza , Alexandre Pannier

A simple graphical model for correlated defaults is proposed, with explicit formulas for the loss distribution. Algebraic geometry techniques are employed to show that this model is well posed for default dependence: it represents any given…

Computational Finance · Quantitative Finance 2008-12-10 I. Onur Filiz , Xin Guo , Jason Morton , Bernd Sturmfels

We present a multivariate stochastic volatility model with leverage, which is flexible enough to recapture the individual dynamics as well as the interdependencies between several assets while still being highly analytically tractable.…

Pricing of Securities · Quantitative Finance 2012-01-23 Johannes Muhle-Karbe , Oliver Pfaffel , Robert Stelzer

Markov switching models are often used to analyze financial returns because of their ability to capture frequently observed stylized facts. In this paper we consider a multivariate Student-t version of the model as a viable alternative to…

Methodology · Statistics 2014-03-04 Mauro Bernardi , Antonello Maruotti , Lea Petrella

Reliable estimation of feature contributions in machine learning models is essential for trust, transparency and regulatory compliance, especially when models are proprietary or otherwise operate as black boxes. While permutation-based…

Machine Learning · Statistics 2025-12-24 Albert Dorador

Large tick assets, i.e. assets where one tick movement is a significant fraction of the price and bid-ask spread is almost always equal to one tick, display a dynamics in which price changes and spread are strongly coupled. We introduce a…

Trading and Market Microstructure · Quantitative Finance 2015-06-17 Gianbiagio Curato , Fabrizio Lillo

We present a numerically efficient approach for learning a risk-neutral measure for paths of simulated spot and option prices up to a finite horizon under convex transaction costs and convex trading constraints. This approach can then be…

Computational Finance · Quantitative Finance 2021-07-15 Hans Buehler , Phillip Murray , Mikko S. Pakkanen , Ben Wood

It is essential to incorporate the impact of investor behavior when modeling the dynamics of asset returns. In this paper, we reconcile behavioral finance and rational finance by incorporating investor behavior within the framework of…

Mathematical Finance · Quantitative Finance 2020-04-23 Abootaleb Shirvani , Yuan Hu , Svetlozar T. Rachev , Frank J. Fabozzi

It is well know that, in the short maturity limit, the implied volatility approaches the integral harmonic mean of the local volatility with respect to log-strike, see [Berestycki et al., Asymptotics and calibration of local volatility…

Pricing of Securities · Quantitative Finance 2020-07-08 Stefano De Marco

We study the shapes of the implied volatility when the underlying distribution has an atom at zero and analyse the impact of a mass at zero on at-the-money implied volatility and the overall level of the smile. We further show that the…

Pricing of Securities · Quantitative Finance 2017-05-04 Stefano De Marco , Caroline Hillairet , Antoine Jacquier

Developing effective multimodal fusion approaches has become increasingly essential in many real-world scenarios, such as health care and finance. The key challenge is how to preserve the feature expressiveness in each modality while…

Machine Learning · Computer Science 2025-10-24 Tsai Hor Chan , Feng Wu , Yihang Chen , Guosheng Yin , Lequan Yu

Finite mixture models are useful in applied econometrics. They can be used to model unobserved heterogeneity, which plays major roles in labor economics, industrial organization and other fields. Mixtures are also convenient in dealing with…

Econometrics · Economics 2018-11-08 Yuichi Kitamura , Louise Laage

We provide a full characterisation of the large-maturity forward implied volatility smile in the Heston model. Although the leading decay is provided by a fairly classical large deviations behaviour, the algebraic expansion providing the…

Pricing of Securities · Quantitative Finance 2015-08-31 Antoine Jacquier , Patrick Roome
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