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We consider a small area estimation model under square-root transformation in the presence of functional measurement error. When measurement error is present, the Bayes predictor can no longer be used as it depends on the covariates even if…

Methodology · Statistics 2023-09-27 Ka Long Keith Ho , Masayo Y. Hirose , Malay Ghosh

Statistical agencies are often asked to produce small area estimates (SAEs) for positively skewed variables. When domain sample sizes are too small to support direct estimators, effects of skewness of the response variable can be large. As…

Methodology · Statistics 2021-03-09 Sepideh Mosaferi , Malay Ghosh , Rebecca C. Steorts

We introduce a new small area predictor when the Fay-Herriot normal error model is fitted to a logarithmically transformed response variable, and the covariate is measured with error. This framework has been previously studied by Mosaferi…

Methodology · Statistics 2023-08-23 Sepideh Mosaferi , Malay Ghosh , Shonosuke Sugasawa

In this paper, we consider parametric transformed Fay-Herriot models, and clarify conditions on transformations under which the estimator of the transformation is consistent. It is shown that the dual power transformation satisfies the…

Methodology · Statistics 2016-04-07 Shonosuke Sugasawa , Tatsuya Kubokawa

The paper concerns small-area estimation in the Fay-Herriot type area-level model with random dispersions, which models the case that the sampling errors change from area to area. The resulting Bayes estimator shrinks both means and…

Methodology · Statistics 2015-07-30 Hiromasa Tamae , Tatsuya Kubokawa

A two-stage normal hierarchical model called the Fay--Herriot model and the empirical Bayes estimator are widely used to provide indirect and model-based estimates of means in small areas. However, the performance of the empirical Bayes…

Methodology · Statistics 2019-08-26 Shonosuke Sugasawa

The Fay-Herriot model is a standard model for direct survey estimators in which the true quantity of interest, the superpopulation mean, is latent and its estimation is improved through the use of auxiliary covariates. In the context of…

Methodology · Statistics 2013-10-29 Aaron T. Porter , Christopher K. Wikle , Scott H. Holan

Auxiliary information is increasingly available from administrative and other data sources, but it is often incomplete and of non-probability origin. We propose a two-step small area estimation approach in which the first step relies on…

Methodology · Statistics 2026-02-16 Donatas Šlevinskas , Ieva Burakauskaitė , Andrius Čiginas

This paper is concerned with the small area estimation in the multivariate Fay-Herriot model where covariance matrix of random effects are fully unknown. The covariance matrix is estimated by a Prasad-Rao type consistent estimator, and the…

Statistics Theory · Mathematics 2018-04-27 Tsubasa Ito , Tatsuya Kubokawa

The multivariate Fay-Herriot model is quite effective in combining information through correlations among small area survey estimates of related variables or historical survey estimates of the same variable or both. Though the literature on…

Methodology · Statistics 2020-06-29 Takumi Saegusa , Shonosuke Sugasawa , Partha Lahiri

In this paper we derive a second-order unbiased (or nearly unbiased) mean squared prediction error (MSPE) estimator of the empirical best linear unbiased predictor (EBLUP) of a small area mean for a semi-parametric extension to the…

Methodology · Statistics 2025-02-26 Shijie Chen , P. Lahiri , J. N. K. Rao

Small area estimation models are essential for estimating population characteristics in regions with limited sample sizes, thereby supporting policy decisions, demographic studies, and resource allocation, among other use cases. The spatial…

Machine Learning · Statistics 2025-03-20 Zhenhua Wang , Paul A. Parker , Scott H. Holan

For small area estimation of area-level data, the Fay-Herriot model is extensively used as a model based method. In the Fay-Herriot model, it is conventionally assumed that the sampling variances are known whereas estimators of sampling…

Methodology · Statistics 2017-05-15 Shonosuke Sugasawa , Hiromasa Tamae , Tatsuya Kubokawa

A difficulty in MSE estimation occurs because we do not specify a full distribution for the survey weights. This obfuscates the use of fully parametric bootstrap procedures. To overcome this challenge, we develop a novel MSE estimator. We…

Methodology · Statistics 2022-10-25 Yanghyeon Cho , Emily Berg

Small area estimation has received enormous attention in recent years due to its wide range of application, particularly in policy making decisions. The variance based on direct sample size of small area estimator is unduly large and there…

Statistics Theory · Mathematics 2007-06-13 Soumendra N. Lahiri , Tapabrata Maiti

Best linear unbiased prediction is well known for its wide range of applications including small area estimation. While the theory is well established for mixed linear models and under normality of the error and mixing distributions, the…

Statistics Theory · Mathematics 2007-06-13 Soumendra N. Lahiri , Tapabrata Maiti , Myron Katzoff , Van Parsons

Small area estimators that ignore the sampling design lack design consistency when the sampling mechanism is complex and may be severely biased under informative designs. Existing procedures that account for the survey weights under…

Methodology · Statistics 2026-03-12 William Acero , Domingo Morales , Isabel Molina

Small area estimation (SAE) plays a central role in survey statistics and epidemiology, providing reliable estimates for domains with limited sample sizes. The multivariate Fay-Herriot model has been extensively used for this purpose,…

Methodology · Statistics 2026-01-22 Shushi Nishina , Takahiro Onizuka , Shintaro Hashimoto

Empirical Bayes small area estimation based on the well-known Fay-Herriot model may produce unreliable estimates when outlying areas exist. Existing robust methods against outliers or model misspecification are generally inefficient when…

Methodology · Statistics 2022-06-28 Daisuke Kurisu , Takuya Ishihara , Shonosuke Sugasawa

Small area estimation (SAE) produces estimates of population parameters for geographic and demographic subgroups with limited sample sizes. Such estimates are critical for informing policy decisions, ranging from poverty mapping to social…

Methodology · Statistics 2026-04-24 Sho Kawano , Paul A. Parker , Zehang Richard Li
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