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In this three-part series of papers, we argue that the conventional spread measures are not well defined for credit-risky bonds and introduce a set of credit term structures which correct for the biases associated with the strippable cash…

Pricing of Securities · Quantitative Finance 2009-12-24 Arthur M. Berd , Roy Mashal , Peili Wang

This paper investigates - on the basis of the Cont-Bouchaud model - whether a Tobin tax can stabilize foreign exchange markets. Compared to earlier studies, this paper explicitly recognizes that a transaction tax-induced reduction in market…

Statistical Mechanics · Physics 2008-12-02 G. Ehrenstein , F. Westerhoff , D. Stauffer

Covered bonds are a specific example of senior secured debt. If the issuer of the bonds defaults the proceeds of the assets in the cover pool are used for their debt service. If in this situation the cover pool proceeds do not suffice for…

Risk Management · Quantitative Finance 2016-04-22 Dirk Tasche

In recent years, methods from network science are gaining rapidly interest in economics and finance. A reason for this is that in a globalized world the interconnectedness among economic and financial entities are crucial to understand and…

This paper investigates whether a financial system can be made more stable if financial institutions share risk by exchanging contingent convertible (CoCo) debt obligations. The question is framed in a financial network model of debt and…

Risk Management · Quantitative Finance 2022-10-27 Zachary Feinstein , T. R. Hurd

The alignment tax is widely discussed but has not been formally characterized. We provide a geometric theory of the alignment tax in representation space. Under linear representation assumptions, we define the alignment tax rate as the…

Econometrics · Economics 2026-03-04 Robin Young

Type theory plays an important role in foundations of mathematics as a framework for formalizing mathematics and a base for proof assistants providing semi-automatic proof checking and construction. Derivation of each theorem in type theory…

Logic · Mathematics 2021-02-23 Farida Kachapova

In this paper, we establish a market model for the term structure of forward inflation rates based on the risk-neutral dynamics of nominal and real zero-coupon bonds. Under the market model, we can price inflation caplets as well as…

Pricing of Securities · Quantitative Finance 2013-02-05 Lixin Wu

Affine term structure models have gained significant attention in the finance literature, mainly due to their analytical tractability and statistical flexibility. The aim of this article is to present both theoretical foundations as well as…

Pricing of Securities · Quantitative Finance 2008-12-02 Christa Cuchiero , Damir Filipovic , Josef Teichmann

We incorporate the behaviour of tax evasion into the standard two-dimensional Ising model and augment it by providing policy-makers with the opportunity to curb tax evasion via an appropriate enforcement mechanism. We discuss different…

Physics and Society · Physics 2008-05-08 Frank Westerhoff , Welington Lima , Georg Zaklan

This theoretical model contains concept, equations, and graphical results for venture banking. A system of 27 equations describes the behavior of the venture-bank and underwriter system allowing phase-space type graphs that show where…

General Economics · Economics 2020-11-19 Brian P Hanley

In credit risk literature, the existence of an equivalent martingale measure is stipulated as one of the main assumptions in the hazard process model. Here we show by construction the existence of a measure that turns the discounted stock…

Mathematical Finance · Quantitative Finance 2019-08-28 Marek Capiński , Tomasz Zastawniak

Technical Debt is a term begat by Ward Cunningham to signify the measure of adjust required to put a software into that state which it ought to have had from the earliest starting point. Often organizations need to support continuous and…

Software Engineering · Computer Science 2019-10-29 Nikhil Oswal

Interest-rate risk is a key factor for property-casualty insurer capital. P&C companies tend to be highly leveraged, with bond holdings much greater than capital. For GAAP capital, bonds are marked to market but liabilities are not, so…

Risk Management · Quantitative Finance 2019-12-24 Gary Venter , Kailan Shang

This paper presents an in-depth analysis of stylized facts in the context of futures on German bonds. The study examines four futures contracts on German bonds: Schatz, Bobl, Bund and Buxl, using tick-by-tick limit order book datasets. It…

Statistical Finance · Quantitative Finance 2024-01-22 Hamza Bodor , Laurent Carlier

A corporate bond trader in a typical sell side institution such as a bank provides liquidity to the market participants by buying/selling securities and maintaining an inventory. Upon receiving a request for a buy/sell price quote (RFQ),…

Computational Finance · Quantitative Finance 2024-06-21 Samuel Atkins , Ali Fathi , Sammy Assefa

Discount is the difference between the face value of a bond and its present value. I propose an arbitrage-free dynamic framework for discount models, which provides an alternative to the Heath--Jarrow--Morton framework for forward rates. I…

Mathematical Finance · Quantitative Finance 2023-07-28 Damir Filipovic

In this letter, I consider the issue of pricing risky debt by following Merton's approach. I generalize Merton's results to the case where the interest rate is modeled by the CIR term structure. Exact closed forms are provided for the risky…

Statistical Mechanics · Physics 2008-12-10 D. F. Wang

In the present paper we fill an essential gap in the Convertible Bonds pricing world by deriving a Binary Tree based model for valuation subject to credit risk. This model belongs to the framework known as Equity to Credit Risk. We show…

Pricing of Securities · Quantitative Finance 2012-06-08 K. Milanov , O. Kounchev

This paper proposes a framework for categorizing economic policies in a form of a tree taxonomy. The purpose of this approach is to construct an exhaustive and standardized list of actions that a governing authority has access to and can…

General Finance · Quantitative Finance 2025-07-08 Rem Sadykhov , Geoff Goodell , Philip Treleaven