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In the first part of this thesis, we focus on American options in the Heston model. We first give an analytical characterization of the value function of an American option as the unique solution of the associated (degenerate) parabolic…

Probability · Mathematics 2019-11-13 Giulia Terenzi

Due to the increasing popularity of futures trading among financial market participants, the risk management of these instruments is crucial. In this paper, we introduce a model for estimating the ideal time for leaving a trading position…

Probability · Mathematics 2024-10-30 Kiarash Firouzi , Mohammad Jelodari Mamaghani

Tempered stable distributions are frequently used in financial applications (e.g., for option pricing) in which the tails of stable distributions would be too heavy. Given the non-explicit form of the probability density function,…

Statistics Theory · Mathematics 2024-07-08 Till Massing

We introduce a novel signature approach for pricing and hedging path-dependent options with instantaneous and permanent market impact under a mean-quadratic variation criterion. Leveraging the expressive power of signatures, we recast an…

Portfolio Management · Quantitative Finance 2025-12-01 Eduardo Abi Jaber , Donatien Hainaut , Edouard Motte

We propose three different data-driven approaches for pricing European-style call options using supervised machine-learning algorithms. These approaches yield models that give a range of fair prices instead of a single price point. The…

Statistical Finance · Quantitative Finance 2020-12-08 Anindya Goswami , Sharan Rajani , Atharva Tanksale

Theoretical models applied to option pricing should take into account the empirical characteristics of the underlying financial time series. In this paper, we show how to price basket options when assets follow a shifted log-normal process…

Pricing of Securities · Quantitative Finance 2013-12-17 Tommaso Paletta , Arturo Leccadito , Radu Tunaru

An option market maker incurs funding costs when carrying and hedging inventory. To hedge a net long delta inventory, for example, she pays a fee to borrow stock from the securities lending market. Because of haircuts, she posts additional…

Pricing of Securities · Quantitative Finance 2020-05-05 Wujiang Lou

We consider a financial market with liquidity cost as in \c{C}etin, Jarrow and Protter [2004], where the supply function $S^{\epsilon}(s,\nu)$ depends on a parameter $\epsilon\geq 0$ with $S^0(s,\nu)=s$ corresponding to the perfect liquid…

Pricing of Securities · Quantitative Finance 2015-04-07 Dylan Possamaï , Nizar Touzi , H. Mete Soner

We present a parallel algorithm that computes the ask and bid prices of an American option when proportional transaction costs apply to the trading of the underlying asset. The algorithm computes the prices on recombining binomial trees,…

Distributed, Parallel, and Cluster Computing · Computer Science 2011-10-12 Nan Zhang , Alet Roux , Tomasz Zastawniak

The problem of optimal stopping with finite horizon in discrete time is considered in view of maximizing the expected gain. The algorithm proposed in this paper is completely nonparametric in the sense that it uses observed data from the…

Statistics Theory · Mathematics 2013-07-24 Michael Kohler , Harro Walk

We introduce a new method to price American options based on Chebyshev interpolation. In each step of a dynamic programming time-stepping we approximate the value function with Chebyshev polynomials. The key advantage of this approach is…

Computational Finance · Quantitative Finance 2018-06-15 Kathrin Glau , Mirco Mahlstedt , Christian Pötz

Local volatility is a versatile option pricing model due to its state dependent diffusion coefficient. Calibration is, however, non-trivial as it involves both proposing a hypothesis model of the latent function and a method for fitting it…

Mathematical Finance · Quantitative Finance 2021-12-08 Martin Tegner , Stephen Roberts

This paper is devoted to a study of robust fundamental theorems of asset pricing in discrete time and finite horizon settings. Uncertainty is modelled by a (possibly uncountable) family of price processes on the same probability space. Our…

Mathematical Finance · Quantitative Finance 2024-04-04 Huy N. Chau

In this paper, a standard PDE for the pricing of arithmetic average strike Asian call option is presented. A Crank-Nicolson Implicit Method and a Higher Order Compact finite difference scheme for this pricing problem is derived. Both these…

Computational Finance · Quantitative Finance 2011-06-13 Abhishek Kumar , Ashwin Waikos , Siddhartha P. Chakrabarty

Extracting the risk neutral density (RND) function from option prices is well defined in principle, but is very sensitive to errors in practice. For risk management, knowledge of the entire RND provides more information for Value-at-Risk…

Data Analysis, Statistics and Probability · Physics 2016-09-08 Jerome V. Healy , Maurice Dixon , Brian J. Read , Fang Fang Cai

We consider rate swaps which pay a fixed rate against a floating rate in presence of bid-ask spread costs. Even for simple models of bid-ask spread costs, there is no explicit strategy optimizing an expected function of the hedging error.…

Computational Finance · Quantitative Finance 2016-04-13 Christophe Michel , Victor Reutenauer , Denis Talay , Etienne Tanré

We propose nonparametric identification and semiparametric estimation of joint potential outcome distributions in the presence of confounding. First, in settings with observed confounding, we derive tighter, covariate-informed bounds on the…

Methodology · Statistics 2026-02-19 Jianle Sun , Kun Zhang

Options are financial instruments that depend on the underlying stock. We explain their non-Gaussian fluctuations using the nonextensive thermodynamics parameter $q$. A generalized form of the Black-Scholes (B-S) partial differential…

Statistical Mechanics · Physics 2009-11-07 Lisa Borland

We consider the approximation scheme of the American call option via the discrete Morse semiflow. It is the minimizing scheme of a time-semidiscretized variational functional. In this paper we obtain a rate of convergence of approximate…

Analysis of PDEs · Mathematics 2009-10-30 Katsuyuki Ishii , Seiro Omata

We show how the prices of options can be determined with the help of double-fractional differential equation in such a way that their inclusion in a portfolio of stocks provides a more reliable hedge against dramatic price drops that the…

Risk Management · Quantitative Finance 2016-03-11 Hagen Kleinert , Jan Korbel
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