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We prove two duality descriptions of the value function for a generic stochastic optimal problem. These descriptions also hold when the diffusion is controlled, a case left open by the literature so far.

Optimization and Control · Mathematics 2026-02-23 Peter Bank , Filippo de Feo

We consider a utility-maximization problem in a general semimartingale financial model, subject to constraints on the number of shares held in each risky asset. These constraints are modeled by predictable convex-set-valued processes whose…

Portfolio Management · Quantitative Finance 2013-02-25 Kasper Larsen , Gordan Žitković

We provide a model-free pricing-hedging duality in continuous time. For a frictionless market consisting of $d$ risky assets with continuous price trajectories, we show that the purely analytic problem of finding the minimal superhedging…

Mathematical Finance · Quantitative Finance 2019-07-29 Daniel Bartl , Michael Kupper , David J. Prömel , Ludovic Tangpi

We study a static portfolio optimization problem with two risk measures: a principle risk measure in the objective function and a secondary risk measure whose value is controlled in the constraints. This problem is of interest when it is…

Portfolio Management · Quantitative Finance 2020-12-14 Çağın Ararat

We investigate the supports of extremal martingale measures with pre-specified marginals in a two-period setting. First, we establish in full generality the equivalence between the extremality of a given measure $Q$ and the denseness in…

Probability · Mathematics 2019-03-08 Luciano Campi , Claude Martini

In this paper we study how Lagrange duality is connected to optimization problems whose objective function is the difference of two convex functions, briefly called DC problems. We present two Lagrange dual problems, each of them obtained…

Optimization and Control · Mathematics 2024-03-19 M. D. Fajardo , J. Vidal-Nunez

We consider the problem of minimizing a convex function over a subset of R^n that is not necessarily convex (minimization of a convex function over the integer points in a polytope is a special case). We define a family of duals for this…

Optimization and Control · Mathematics 2016-10-28 Amitabh Basu , Michele Conforti , Gérard Cornuéjols , Robert Weismantel , Stefan Weltge

Proximal operators with affine constraints arise in numerous models in nonconvex projection, composite optimization, and structured regularization. However, their efficient computation remains challenging due to the simultaneous presence of…

Optimization and Control · Mathematics 2026-03-02 Di Hou , Tianyun Tang , Kim-Chuan Toh , Shiwei Wang

In this note some structural properties of grand variable exponent Lebesgue/ Morrey spaces over spaces of homogeneous type are obtained. In particular, it is proved that the closure of the class of bounded functions and the closure of…

Functional Analysis · Mathematics 2017-10-09 Alexander Meskhi , Yoshihiro Sawano

This paper studies distributed convex optimization with both affine equality and nonlinear inequality couplings through the duality analysis. We first formulate the dual of the coupling-constraint problem and reformulate it as a consensus…

Optimization and Control · Mathematics 2025-12-05 Chenyang Qiu , Yangyang Qian , Zongli Lin , Yacov A. Shamash

Farkas established that a system of linear inequalities has a solution if and only if we cannot obtain a contradiction by taking a linear combination of the inequalities. We state and formally prove several Farkas-like theorems over…

Optimization and Control · Mathematics 2026-03-18 Martin Dvorak , Vladimir Kolmogorov

We introduce estimation and test procedures through divergence optimization for discrete or continuous parametric models. This approach is based on a new dual representation for divergences. We treat point estimation and tests for simple…

Statistics Theory · Mathematics 2008-12-02 Michel Broniatowski , Amor Keziou

In this paper, we study expected utility maximization under ratchet and drawdown constraints on consumption in a general incomplete semimartingale market using duality methods. The optimization is considered with respect to two parameters:…

Optimization and Control · Mathematics 2022-07-19 Anastasiya Tanana

The paper is concerned with a free boundary problem generated by the biharmonic operator and an obstacle. The main goal is to deduce a fully guaranteed upper bound of the difference between the exact minimizer u and any function…

Analysis of PDEs · Mathematics 2020-12-30 Darya E. Apushkinskaya , Sergey I. Repin

This paper derives a discrete dual problem for a prototypical hybrid high-order method for convex minimization problems. The discrete primal and dual problem satisfy a weak convex duality that leads to a priori error estimates with…

Numerical Analysis · Mathematics 2026-04-10 Ngoc Tien Tran

We study regularity properties of the dynamic value functions of primal and dual problems of optimal investing for utility functions defined on the whole real line. Relations between decomposition terms of value processes of primal and dual…

Mathematical Finance · Quantitative Finance 2016-04-05 Michael Mania , Revaz Tevzadze

We show that sparsity constrained optimization problems over low dimensional spaces tend to have a small duality gap. We use the Shapley-Folkman theorem to derive both data-driven bounds on the duality gap, and an efficient primalization…

Optimization and Control · Mathematics 2021-02-16 Armin Askari , Alexandre d'Aspremont , Laurent El Ghaoui

A new approach to linear programming duality is proposed which relies on quadratic penalization, so that the relation between solutions to the penalized primal and dual problems becomes affine. This yields a new proof of Levin's duality…

Optimization and Control · Mathematics 2013-09-13 Jonathan Korman , Robert J. McCann , Christian Seis

A unified model is addressed for general optimization problems in multi-scale complex systems. Based on necessary conditions and basic principles in physics, the canonical duality-triality theory is presented in a precise way to include…

Optimization and Control · Mathematics 2016-06-30 David Yang Gao

The problem of replacing an integral norm with respect to a given probability measure by the corresponding integral norm with respect to a discrete measure is discussed in the paper. The above problem is studied for elements of finite…

Numerical Analysis · Mathematics 2019-11-01 F. Dai , A. Prymak , V. N. Temlyakov , S. Tikhonov