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We show, by using direct numerical simulations and theory, how, by increasing the order of dissipativity ($\alpha$) in equations of hydrodynamics, there is a transition from a dissipative to a conservative system. This remarkable result,…

Chaotic Dynamics · Physics 2015-06-19 Debarghya Banerjee , Samriddhi Sankar Ray

The bounded mean betting procedure serves as a crucial interface between the domains of (1) sequential, anytime-valid statistical inference, and (2) online learning and portfolio selection algorithms. While recent work in both domains has…

Probability · Mathematics 2026-05-05 Hongjian Wang , Shubhada Agrawal , Aaditya Ramdas

Investigations of inverse statistics (a concept borrowed from turbulence) in stock markets, exemplified with filtered Dow Jones Industrial Average, S&P 500, and NASDAQ, have uncovered a novel stylized fact that the distribution of exit time…

Other Condensed Matter · Physics 2008-12-02 Wei-Xing Zhou , Wei-Kang Yuan

Aiming to describe the wealth distribution evolution, several models consider an ensemble of interacting economic agents that exchange wealth in binary fashion. Intriguingly, models that consider an unbiased market, that gives to each agent…

General Finance · Quantitative Finance 2021-06-30 Ben-Hur Francisco Cardoso , Sebastián Gonçalves , José Roberto Iglesias

The behaviour of the transverse momentum fluctuations with the centrality of the collision shown by the Relativistic Heavy Ion Collider data is naturally explained by the clustering of color sources. In this framework, elementary color…

High Energy Physics - Phenomenology · Physics 2009-11-10 E. G. Ferreiro , F. del Moral , C. Pajares

The total entropy production generated by the dynamics of an externally driven systems exchanging energy and matter with multiple reservoirs and described by a master equation is expressed as the sum of three contributions, each…

Statistical Mechanics · Physics 2010-03-01 Massimiliano Esposito , Upendra Harbola , Shaul Mukamel

For more than a century and a half it has been widely-believed (but was never rigorously shown) that the physics of diffraction imposes certain fundamental limits on the resolution of an optical system. However our understanding of what…

Data Structures and Algorithms · Computer Science 2020-12-16 Sitan Chen , Ankur Moitra

Blockchains have block-size limits to ensure the entire cluster can keep up with the tip of the chain. These block-size limits are usually single-dimensional, but richer multidimensional constraints allow for greater throughput. The…

Computer Science and Game Theory · Computer Science 2025-04-23 Nir Lavee , Noam Nisan , Mallesh Pai , Max Resnick

A foundational assumption in complex-system collapse studies is that critical transitions are second-order, preceded by early-warning signals like rising autocorrelation, variance, and critical slowing down (Scheffer, 2009). We show this…

Artificial Intelligence · Computer Science 2026-03-17 Truong Xuan Khanh , Truong Quynh Hoa

Traditional approaches to financial asset allocation start with returns forecasting followed by an optimization stage that decides the optimal asset weights. Any errors made during the forecasting step reduce the accuracy of the asset…

Portfolio Management · Quantitative Finance 2022-06-08 Damian Kisiel , Denise Gorse

This study develops a multi-factor framework where not only market risk is considered but also potential changes in the investment opportunity set. Although previous studies find no clear evidence about a positive and significant relation…

Statistical Finance · Quantitative Finance 2014-10-23 John Cotter , Enrique Salvador

A novel numerical method for solving inverse scattering problem with fixed-energy data is proposed. The method contains a new important concept: the stability index of the inversion problem. This is a number, computed from the data, which…

Mathematical Physics · Physics 2007-05-23 S. Gutman , A. G. Ramm , W. Scheid

Consider an investor trading dynamically to maximize expected utility from terminal wealth. Our aim is to study the dependence between her risk aversion and the distribution of the optimal terminal payoff. Economic intuition suggests that…

General Finance · Quantitative Finance 2011-09-15 Mathias Beiglboeck , Johannes Muhle-Karbe , Johannes Temme

We establish a heavy-traffic limit theorem on convergence in distribution for the number of customers in a many-server queue when the number of servers tends to infinity. No critical loading condition is assumed. Generally, the limit…

Probability · Mathematics 2010-01-14 Anatolii A. Puhalskii , Josh E. Reed

Given a multi-input, nonlinear, time-invariant, control-affine system and a controlled invariant, closed, embedded submanifold $\mathsf{N}$, the local transverse feedback linearization (TFL) problem seeks a coordinate and feedback…

Optimization and Control · Mathematics 2022-04-29 Rollen S. D'Souza , Christopher Nielsen

We find economically and statistically significant gains when using machine learning for portfolio allocation between the market index and risk-free asset. Optimal portfolio rules for time-varying expected returns and volatility are…

Portfolio Management · Quantitative Finance 2021-11-05 Michael Pinelis , David Ruppert

We study optimal investment in a financial market having a finite number of assets from a signal processing perspective. We investigate how an investor should distribute capital over these assets and when he should reallocate the…

Portfolio Management · Quantitative Finance 2015-06-04 Sait Tunc , Suleyman S. Kozat

We model the trading activity between a broker and her clients (informed and uninformed traders) as an infinite-horizon stochastic control problem. We derive the broker's optimal dealing strategy in closed form and use this to introduce an…

Trading and Market Microstructure · Quantitative Finance 2025-03-25 Álvaro Cartea , Leandro Sánchez-Betancourt

The Hopfield model in a transverse field is investigated in order to clarify how quantum fluctuations affect the macroscopic behavior of neural networks. Using the Trotter decomposition and the replica method, we find that the $\alpha$ (the…

Condensed Matter · Physics 2008-02-03 Yoshihiko Nonomura , Hidetoshi Nishimori

We investigate and extend the result that an alpha-weight angle from unconstrained quadratic portfolio optimisations has an upper bound dependent on the condition number of the covariance matrix. This is known to imply that better…

Portfolio Management · Quantitative Finance 2024-12-03 Lara Dalmeyer , Tim Gebbie