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Trading a financial asset pushes its price as well as the prices of other assets, a phenomenon known as cross-impact. We consider a general class of kernel-based cross-impact models and investigate suitable parameterisations for trading…

Trading and Market Microstructure · Quantitative Finance 2021-07-20 Mathieu Rosenbaum , Mehdi Tomas

We consider a discrete-time model of a financial market where a risky asset is bought and sold with transactions having a transient price impact. It is shown that the corresponding utility maximization problem admits a solution. We manage…

Portfolio Management · Quantitative Finance 2025-11-18 Lóránt Nagy , Miklós Rásonyi

Trading a financial instrument pushes its price and those of other assets, a phenomenon known as cross-impact. To be of use, cross-impact models must fit data and be well-behaved so they can be applied in applications such as optimal…

Trading and Market Microstructure · Quantitative Finance 2022-03-30 Mehdi Tomas , Iacopo Mastromatteo , Michael Benzaquen

This paper presents an axiomatic scheme for interest rate models in discrete time. We take a pricing kernel approach, which builds in the arbitrage-free property and provides a link to equilibrium economics. We require that the pricing…

Pricing of Securities · Quantitative Finance 2009-11-05 Lane P. Hughston , Andrea Macrina

We study the problem of the optimal execution of a large trade in the presence of nonlinear transient impact. We propose an approach based on homotopy analysis, whereby a well behaved initial strategy is continuously deformed to lower the…

Trading and Market Microstructure · Quantitative Finance 2014-12-17 Gianbiagio Curato , Jim Gatheral , Fabrizio Lillo

We study a multiplicative transient price impact model for an illiquid financial market, where trading causes price impact which is multiplicative in relation to the current price, transient over time with finite rate of resilience, and…

Optimization and Control · Mathematics 2019-06-27 Dirk Becherer , Todor Bilarev , Peter Frentrup

We consider a kernel based harmonic analysis of "boundary," and boundary representations. Our setting is general: certain classes of positive definite kernels. Our theorems extend (and are motivated by) results and notions from classical…

Functional Analysis · Mathematics 2016-11-15 Palle Jorgensen , Feng Tian

In this paper we show that the strictly positive definite matrix valued isotropic kernels in the circle and the real dot product kernels in Euclidean spaces are not well behaved with respect to its scalar valued projections. We generalize…

Classical Analysis and ODEs · Mathematics 2022-12-01 Jean Carlo Guella

The general problem of asset pricing when the discount rate differs from the rate at which an asset's cash flows accrue is considered. A pricing kernel framework is used to model an economy that is segmented into distinct markets, each…

Mathematical Finance · Quantitative Finance 2018-02-19 Andrea Macrina , Obeid Mahomed

We introduce a price impact model which accounts for finite market depth, tightness and resilience. Its coupled bid- and ask-price dynamics induce convex liquidity costs. We provide existence of an optimal solution to the classical problem…

Mathematical Finance · Quantitative Finance 2018-04-23 Peter Bank , Moritz Voß

We introduce a method to construct general multivariate positive definite kernels on a nonempty set $X$ that employs a prescribed bounded completely monotone function and special multivariate functions on $X$.\ The method is consistent with…

Functional Analysis · Mathematics 2021-06-29 V. A. Menegatto , C. P. Oliveira

We consider the multi-period portfolio optimization problem with a single asset that can be held long or short. Due to the presence of transaction costs, maximizing the immediate reward at each period may prove detrimental, as frequent…

Optimization and Control · Mathematics 2025-02-07 Chutian Ma , Paul Smith

We study a single risky financial asset model subject to price impact and transaction cost over an infinite horizon. An investor needs to execute a long position in the asset affecting the price of the asset and possibly incurring in fixed…

Trading and Market Microstructure · Quantitative Finance 2014-09-19 Mauricio Junca

In data science, individual observations are often assumed to come independently from an underlying probability space. Kernel matrices formed from large sets of such observations arise frequently, for example during classification tasks. It…

Machine Learning · Statistics 2026-05-27 Mikhail Lepilov

We show that a formal power series in $2N$ non-commuting indeterminates is a positive non-commutative kernel if and only if the kernel on $N$-tuples of matrices of any size obtained from this series by matrix substitution is positive. We…

Functional Analysis · Mathematics 2007-05-23 Dmitry S. Kalyuzhny\uı-Verbovetzki\uı , Victor Vinnikov

We show that any affine invariant function on the set of positive definite matrices must factor through the determinant function, as long as the restriction of the function to scalar matrices is surjective. A motivation from robust…

Group Theory · Mathematics 2020-04-07 Jingbo Liu

A heat kernel approach is proposed for the development of a general, flexible, and mathematically tractable asset pricing framework in finite time. The pricing kernel, giving rise to the price system in an incomplete market, is modelled by…

Pricing of Securities · Quantitative Finance 2013-09-27 Andrea Macrina

Motivated by applications, we consider here new operator theoretic approaches to Conditional mean embeddings (CME). Our present results combine a spectral analysis-based optimization scheme with the use of kernels, stochastic processes, and…

Machine Learning · Computer Science 2023-05-16 Palle E. T. Jorgensen , Myung-Sin Song , James Tian

We reconsider the multivariate Kyle model in a risk-neutral setting with a single, perfectly informed rational insider and a rational competitive market maker, setting the price of n correlated securities. We prove the unicity of a…

Trading and Market Microstructure · Quantitative Finance 2018-12-21 Luis Carlos García del Molino , Iacopo Mastromatteo , Michael Benzaquen , Jean-Philippe Bouchaud

The positive definiteness of real quadratic forms with convolution structures plays an important role in stability analysis for time-stepping schemes for nonlocal operators.In this work, we present a novel analysis tool to handle discrete…

Numerical Analysis · Mathematics 2023-11-23 Hong-lin Liao , Tao Tang , Tao Zhou
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