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In this paper we introduce and study the concept of optimal and surely optimal dual martingales in the context of dual valuation of Bermudan options, and outline the development of new algorithms in this context. We provide a…

Computational Finance · Quantitative Finance 2012-02-14 John Schoenmakers , Junbo Huang , Jianing Zhang

The aim of this study is to devise numerical methods for dealing with very high-dimensional Bermudan-style derivatives. For such problems, we quickly see that we can at best hope for price bounds, and we can only use a simulation approach.…

Computational Finance · Quantitative Finance 2016-01-06 L. C. G. Rogers

Under the assumption of no-arbitrage, the pricing of American and Bermudan options can be casted into optimal stopping problems. We propose a new adaptive simulation based algorithm for the numerical solution of optimal stopping problems in…

Probability · Mathematics 2009-09-29 Daniel Egloff , Michael Kohler , Nebojsa Todorovic

In this paper, we introduce two novel methods to solve the American-style option pricing problem and its dual form at the same time using neural networks. Without applying nested Monte Carlo, the first method uses a series of neural…

Computational Finance · Quantitative Finance 2025-04-22 Ivan Guo , Nicolas Langrené , Jiahao Wu

Pricing of financial derivatives, in particular early exercisable options such as Bermudan options, is an important but heavy numerical task in financial institutions, and its speed-up will provide a large business impact. Recently,…

Quantum Physics · Physics 2021-08-23 Koichi Miyamoto

The pricing of Bermudan options amounts to solving a dynamic programming principle, in which the main difficulty, especially in high dimension, comes from the conditional expectation involved in the computation of the continuation value.…

Probability · Mathematics 2020-12-03 Bernard Lapeyre , Jérôme Lelong

We price European and American exchange options where the underlying asset prices are modelled using a Merton (1976) jump-diffusion with a common Heston (1993) stochastic volatility process. Pricing is performed under an equivalent…

Mathematical Finance · Quantitative Finance 2020-02-25 Len Patrick Dominic M. Garces , Gerald H. L. Cheang

This paper presents a Monte-Carlo-based artificial neural network framework for pricing Bermudan options, offering several notable advantages. These advantages encompass the efficient static hedging of the target Bermudan option and the…

Computational Finance · Quantitative Finance 2024-02-27 Vikranth Lokeshwar Dhandapani , Shashi Jain

In this work, we propose an algorithm to price American options by directly solving the dual minimization problem introduced by Rogers. Our approach relies on approximating the set of uniformly square integrable martingales by a finite…

Probability · Mathematics 2016-04-13 Jérôme Lelong

The problem of pricing Bermudan options using Monte Carlo and a nonparametric regression is considered. We derive optimal non-asymptotic bounds for a lower biased estimate based on the suboptimal stopping rule constructed using some…

Pricing of Securities · Quantitative Finance 2009-08-03 Denis Belomestny

When the underlying asset displays oscillations, spikes or heavy-tailed distributions, the lognormal diffusion process (for which Black and Scholes developed their momentous option pricing formula) is inadequate: in order to overcome these…

Computational Finance · Quantitative Finance 2017-12-22 Marcellino Gaudenzi , Alice Spangaro , Patrizia Stucchi

An efficient compression technique based on hierarchical tensors for popular option pricing methods is presented. It is shown that the "curse of dimensionality" can be alleviated for the computation of Bermudan option prices with the Monte…

Computational Finance · Quantitative Finance 2021-03-09 Christian Bayer , Martin Eigel , Leon Sallandt , Philipp Trunschke

Nowadays many financial derivatives, such as American or Bermudan options, are of early exercise type. Often the pricing of early exercise options gives rise to high-dimensional optimal stopping problems, since the dimension corresponds to…

Computational Engineering, Finance, and Science · Computer Science 2021-08-10 Sebastian Becker , Patrick Cheridito , Arnulf Jentzen , Timo Welti

We propose a method to bound the expectation of the supremum of the price process in stochastic volatility models. It can be applied, for example, to the rough Bergomi model, avoiding the need to discuss finiteness of higher moments. Our…

Probability · Mathematics 2026-03-20 Stefan Gerhold , Julian Pachschwöll , Johannes Ruf

In this paper we introduce a deep learning method for pricing and hedging American-style options. It first computes a candidate optimal stopping policy. From there it derives a lower bound for the price. Then it calculates an upper bound, a…

Computational Finance · Quantitative Finance 2021-03-23 Sebastian Becker , Patrick Cheridito , Arnulf Jentzen

This paper addresses the problem of pricing involved financial derivatives by means of advanced of deep learning techniques. More precisely, we smartly combine several sophisticated neural network-based concepts like differential machine…

Computational Finance · Quantitative Finance 2024-04-18 Francisco Gómez Casanova , Álvaro Leitao , Fernando de Lope Contreras , Carlos Vázquez

In this paper, we propose a neural network-based method for approximating expected exposures and potential future exposures of Bermudan options. In a first phase, the method relies on the Deep Optimal Stopping algorithm, which learns the…

Computational Finance · Quantitative Finance 2020-09-14 Kristoffer Andersson , Cornelis Oosterlee

In this paper we present two parallel Monte Carlo based algorithms for pricing multi--dimensional Bermudan/American options. First approach relies on computation of the optimal exercise boundary while the second relies on classification of…

Distributed, Parallel, and Cluster Computing · Computer Science 2014-02-18 Mireille Bossy , Françoise Baude , Viet Dung Doan , Abhijeet Gaikwad , Ian Stokes-Rees

Solving optimal stopping problems by backward induction in high dimensions is often very complex since the computation of conditional expectations is required. Typically, such computations are based on regression, a method that suffers from…

Probability · Mathematics 2022-05-19 Martin Redmann

We present a new approximation scheme for the price and exercise policy of American options. The scheme is based on Hermite polynomial expansions of the transition density of the underlying asset dynamics and the early exercise premium…

Computational Finance · Quantitative Finance 2021-04-27 Li Chen , Guang Zhang
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