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In this paper, we study the asymptotic behavior of the extreme eigenvalues and eigenvectors of the high dimensional spiked sample covariance matrices, in the supercritical case when a reliable detection of spikes is possible. Especially, we…

Statistics Theory · Mathematics 2020-09-04 Zhigang Bao , Xiucai Ding , Jingming Wang , Ke Wang

In this paper, we investigate the asymptotic behaviors of the extreme eigenvectors in a general spiked covariance matrix, where the dimension and sample size increase proportionally. We eliminate the restrictive assumption of the block…

Statistics Theory · Mathematics 2024-05-15 Zhangni Pu , Xiaozhuo Zhang , Jiang Hu , Zhidong Bai

Sample covariance matrices from multi-population typically exhibit several large spiked eigenvalues, which stem from differences between population means and are crucial for inference on the underlying data structure. This paper…

Statistics Theory · Mathematics 2024-09-16 Weiming Li , Zeng Li , Junpeng Zhu

In a spiked population model, the population covariance matrix has all its eigenvalues equal to units except for a few fixed eigenvalues (spikes). Determining the number of spikes is a fundamental problem which appears in many scientific…

Statistics Theory · Mathematics 2011-04-18 Damien Passemier , Jian-Feng Yao

We derive the asymptotic distributions of the spiked eigenvalues and eigenvectors under a generalized and unified asymptotic regime, which takes into account the spike magnitude of leading eigenvalues, sample size, and dimensionality. This…

Statistics Theory · Mathematics 2015-09-15 Jianqing Fan , Weichen Wang

In this paper, we study the asymptotic behavior of the extreme eigenvalues and eigenvectors of the spiked covariance matrices, in the supercritical regime. Specifically, we derive the joint distribution of the extreme eigenvalues and the…

Statistics Theory · Mathematics 2020-08-31 Zhigang Bao , Xiucai Ding , Jingming Wang , Ke Wang

We study the asymptotic distributions of the spiked eigenvalues and the largest nonspiked eigenvalue of the sample covariance matrix under a general covariance matrix model with divergent spiked eigenvalues, while the other eigenvalues are…

Statistics Theory · Mathematics 2017-11-07 Tony Cai , Xiao Han , Guangming Pan

This paper investigates the asymptotics of eigenstructure of sample covariance matrix under the spiked covariance matrix model in ultra-high-dimensional settings, where the dimensionality can grow much faster than the sample size with $ p…

Statistics Theory · Mathematics 2026-04-30 Wonjun Seo

We consider general high-dimensional spiked sample covariance models and show that their leading sample spiked eigenvalues and their linear spectral statistics are asymptotically independent when the sample size and dimension are…

Statistics Theory · Mathematics 2020-09-25 Zhixiang Zhang , Shurong Zheng , Guangming Pan , Pingshou Zhong

Sample correlation matrices are employed ubiquitously in statistics. However, quite surprisingly, little is known about their asymptotic spectral properties for high-dimensional data, particularly beyond the case of "null models" for which…

Statistics Theory · Mathematics 2019-03-13 David Morales-Jimenez , Iain M. Johnstone , Matthew R. McKay , Jeha Yang

A general asymptotic framework is developed for studying consis- tency properties of principal component analysis (PCA). Our frame- work includes several previously studied domains of asymptotics as special cases and allows one to…

Statistics Theory · Mathematics 2016-11-26 Dan Shen , Haipeng Shen , J. S. Marron

We study principal components regression (PCR) in an asymptotic high-dimensional regression setting, where the number of data points is proportional to the dimension. We derive exact limiting formulas for the estimation and prediction…

Statistics Theory · Mathematics 2025-09-18 Alden Green , Elad Romanov

In high-dimensional principal component analysis, important inferential targets include both leading spikes and the associated principal eigenspaces. Such problems arise naturally in high-dimensional factor models, where leading principal…

Statistics Theory · Mathematics 2026-03-26 Yanqing Yin , Wang Zhou

Principal component analysis is a useful dimension reduction and data visualization method. However, in high dimension, low sample size asymptotic contexts, where the sample size is fixed and the dimension goes to infinity,a paradox has…

Applications · Statistics 2012-11-21 Dan Shen , Haipeng Shen , Hongtu Zhu , J. S. Marron

This paper studies the joint limiting behavior of extreme eigenvalues and trace of large sample covariance matrix in a generalized spiked population model, where the asymptotic regime is such that the dimension and sample size grow…

Statistics Theory · Mathematics 2019-06-25 Zeng Li , Fang Han , Jianfeng Yao

For a generalization of Johnstone's spiked model, a covariance matrix with eigenvalues all one but $M$ of them, the number of features $N$ comparable to the number of samples $n: N=N(n), M=M(n), \gamma^{-1} \leq \frac{N}{n} \leq \gamma$…

Statistics Theory · Mathematics 2021-12-15 Simona Diaconu

In this note, we claim that diagonal scaling of a sample covariance matrix is asymptotically inconsistent if the ratio of the dimension to the sample size converges to a positive constant, where population is assumed to be Gaussian with a…

Statistics Theory · Mathematics 2018-08-20 Tomonari Sei

This paper focuses on investigating Stein's invariant shrinkage estimators for large sample covariance matrices and precision matrices in high-dimensional settings. We consider models that have nearly arbitrary population covariance…

Statistics Theory · Mathematics 2024-04-24 Xiucai Ding , Yun Li , Fan Yang

Consider large signal-plus-noise data matrices of the form $S + \Sigma^{1/2} X$, where $S$ is a low-rank deterministic signal matrix and the noise covariance matrix $\Sigma$ can be anisotropic. We establish the asymptotic joint distribution…

Statistics Theory · Mathematics 2024-01-23 Zeqin Lin , Guangming Pan , Peng Zhao , Jia Zhou

We study principal components analyses in multivariate random and mixed effects linear models, assuming a spherical-plus-spikes structure for the covariance matrix of each random effect. We characterize the behavior of outlier sample…

Statistics Theory · Mathematics 2018-06-26 Zhou Fan , Iain M. Johnstone , Yi Sun
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