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We consider in this paper some structured financial products, known as reverse convertible notes, that resulted in substantial losses to certain buyers of these notes in recent years. We shall focus on specific reverse convertible notes…

Statistical Finance · Quantitative Finance 2018-04-04 Gilna K. Samuel , Donald St. P. Richards

The main result of this paper is a collateralized counterparty valuation adjusted pricing equation, which allows to price a deal while taking into account credit and debit valuation adjustments (CVA, DVA) along with margining and funding…

Pricing of Securities · Quantitative Finance 2012-12-13 Andrea Pallavicini , Daniele Perini , Damiano Brigo

We analyze 18 quadrillion models for the joint pricing of corporate bond and stock returns. Strikingly, we find that equity and nontradable factors alone suffice to explain corporate bond risk premia once their Treasury term structure risk…

Pricing of Securities · Quantitative Finance 2026-04-07 Alexander Dickerson , Christian Julliard , Philippe Mueller

Prudent management of insurance investment portfolios requires competent asset pricing of fixed-income assets with time-to-event contingent cash flows, such as consumer asset-backed securities (ABS). Current market pricing techniques for…

Risk Management · Quantitative Finance 2023-02-27 Jackson P. Lautier , Vladimir Pozdnyakov , Jun Yan

This paper covers a massive acceleration of Monte-Carlo based pricing method for financial products and financial derivatives. The method is applicable in risk management settings, where a financial product has to be priced under a number…

Computational Engineering, Finance, and Science · Computer Science 2008-09-30 Stefan Dirnstorfer , Andreas J. Grau

The literature on volatility modelling and option pricing is a large and diverse area due to its importance and applications. This paper provides a review of the most significant volatility models and option pricing methods, beginning with…

Pricing of Securities · Quantitative Finance 2009-04-09 Sovan Mitra

Large language models are reshaping quantitative investing by turning unstructured financial information into evidence-grounded signals and executable decisions. This survey synthesizes research with a focus on equity return prediction and…

Portfolio Management · Quantitative Finance 2025-10-08 Weilong Fu

We model the dynamics of asset prices and associated derivatives by consideration of the dynamics of the conditional probability density process for the value of an asset at some specified time in the future. In the case where the price…

Pricing of Securities · Quantitative Finance 2011-11-14 Damir Filipović , Lane P. Hughston , Andrea Macrina

In this paper, we propose an equilibrium pricing model in a dynamic multi-period stochastic framework with uncertain income streams. In an incomplete market, there exist two traded risky assets (e.g. stock/commodity and weather derivative)…

Optimization and Control · Mathematics 2012-05-29 Traian A. Pirvu , Huayue Zhang

We construct Zero-Coupon Bond markets driven by a cylindrical Brownian motion in which the notion of generalized portfolio has important flaws: There exist bounded smooth random variables with generalized hedging portfolios for which the…

Probability · Mathematics 2011-01-06 Erik Taflin

Credit (CVA), Debit (DVA) and Funding Valuation Adjustments (FVA) are now familiar valuation adjustments made to the value of a portfolio of derivatives to account for credit risks and funding costs. However, recent changes in the…

Pricing of Securities · Quantitative Finance 2014-10-27 Andrew Green , Chris Kenyon

We design a system for risk-analyzing and pricing portfolios of non-performing consumer credit loans. The rapid development of credit lending business for consumers heightens the need for trading portfolios formed by overdue loans as a…

Risk Management · Quantitative Finance 2021-10-29 Siyi Wang , Xing Yan , Bangqi Zheng , Hu Wang , Wangli Xu , Nanbo Peng , Qi Wu

The programmable and composable nature of smart contract protocols has enabled the emergence of novel market structures and asset classes that are architecturally frictional to implement in traditional financial paradigms. This fluidity has…

Trading and Market Microstructure · Quantitative Finance 2025-10-08 Althea Sterrett , Austin Adams

This paper describes a general approach for stochastic modeling of assets returns and liability cash-flows of a typical pensions insurer. On the asset side, we model the investment returns on equities and various classes of fixed-income…

Risk Management · Quantitative Finance 2020-05-27 Sergio Alvares Maffra , John Armstrong , Teemu Pennanen

In credit risk literature, the existence of an equivalent martingale measure is stipulated as one of the main assumptions in the hazard process model. Here we show by construction the existence of a measure that turns the discounted stock…

Mathematical Finance · Quantitative Finance 2019-08-28 Marek Capiński , Tomasz Zastawniak

Models to price long term loans in the securities lending business are developed. These longer horizon deals can be viewed as contracts with optionality embedded in them. This insight leads to the usage of established methods from…

Pricing of Securities · Quantitative Finance 2022-03-29 Ravi Kashyap

Composing a team of professional players is among the most crucial decisions in association football. Nevertheless, transfer market decisions are often based on myopic objectives and are questionable from a financial point of view. This…

Optimization and Control · Mathematics 2020-10-06 Giovanni Pantuso , Lars Magnus Hvattum

Over-the-counter derivatives have contributed significantly to the effectiveness and efficiency of the international financial system but also entail significant counterparty credit risk. Collateralization is one of the most important and…

Probability · Mathematics 2008-12-02 Jiali Liao , Ted Theodosopoulos

In this paper we assume a multivariate risk model has been developed for a portfolio and its capital derived as a homogeneous risk measure. The Euler (or gradient) principle, then, states that the capital to be allocated to each component…

Computation · Statistics 2015-08-06 Rodrigo S. Targino , Gareth W. Peters , Pavel V. Shevchenko

We use principle component analysis (PCA) of cross correlations in European government bonds and European stocks to investigate the systemic risk contained in the European economy. We tackle the task to visualize the evolution of risk,…

Statistical Finance · Quantitative Finance 2015-07-09 Jan Jurczyk , Alexander Eckrot