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We consider a financial market in which two securities are traded: a stock and an index. Their prices are assumed to satisfy the Black-Scholes model. Besides assuming that the index is a tradable security, we also assume that it is…

Portfolio Management · Quantitative Finance 2011-09-26 Vladimir Vovk

We set up a structural model to study credit risk for a portfolio containing several or many credit contracts. The model is based on a jump--diffusion process for the risk factors, i.e. for the company assets. We also include correlations…

Risk Management · Quantitative Finance 2008-12-02 Rudi Schäfer , Markus Sjölin , Andreas Sundin , Michal Wolanski , Thomas Guhr

The notion of a credit spread curve is fundamental in fixed income investing, but in practice it is not `given' and needs to be constructed from bond prices either for a particular issuer, or for a sector rating-by-rating. Rather than…

Pricing of Securities · Quantitative Finance 2024-04-09 Richard J. Martin

This paper develops a deep learning-based framework for pricing convertible bonds with path-dependent contractual features, namely downward conversion price reset and issuer call clauses under rolling-window trigger rules, which are…

Pricing of Securities · Quantitative Finance 2026-05-13 Qinwen Zhu , Wen Chen , Nicolas Langrené

We derive a closed-form formula for computing bond prices between coupon payments. Our results cover both the `Treasury' and the `Street' pricing methods used by sovereign and corporate issuers. We apply our formulas to two UK gilts, the 8%…

Pricing of Securities · Quantitative Finance 2018-04-17 Sylvia Gottschalk

Conditions of Stability for explicit finite difference scheme and some results of numerical analysis for a unified 2 factor model of structural and reduced form types for corporate bonds with fixed discrete coupon are provided. It seems to…

Pricing of Securities · Quantitative Finance 2018-08-28 Hyong-Chol O. , Jong-Chol Kim , Il-Gwang Jon

This study deals with the pricing and hedging of single-tranche collateralized debt obligations (STCDOs). We specify an affine two-factor model in which a catastrophic risk component is incorporated. Apart from being analytically tractable,…

Mathematical Finance · Quantitative Finance 2020-11-23 Zehra Eksi , Damir Filipović

We propose a model for the credit markets in which the random default times of bonds are assumed to be given as functions of one or more independent "market factors". Market participants are assumed to have partial information about each of…

Pricing of Securities · Quantitative Finance 2012-01-31 Dorje C. Brody , Lane P. Hughston , Andrea Macrina

The strengthening of capital requirements has induced banks and traders to consider charging a so called capital valuation adjustment (KVA) to the clients in OTC transactions. This roughly corresponds to charge the clients ex-ante the…

Risk Management · Quantitative Finance 2017-08-18 Damiano Brigo , Marco Francischello , Andrea Pallavicini

This paper presents a convenient framework for modeling default process and pricing derivative securities involving credit risk. The framework provides an integrated view of credit valuation adjustment by linking distance-to-default,…

Pricing of Securities · Quantitative Finance 2023-09-08 David Xiao

The credit crisis of 2007 and 2008 has thrown much focus on the models used to price mortgage backed securities. Many institutions have relied heavily on the credit ratings provided by credit agency. The relationships between management of…

Pricing of Securities · Quantitative Finance 2012-01-11 K. Rajaratnam

We consider a class of generalized capital asset pricing models in continuous time with a finite number of agents and tradable securities. The securities may not be sufficient to span all sources of uncertainty. If the agents have…

General Finance · Quantitative Finance 2012-10-23 Ulrich Horst , Michael Kupper , Andrea Macrina , Christoph Mainberger

We present an approach to market-consistent multi-period valuation of insurance liability cash flows based on a two-stage valuation procedure. First, a portfolio of traded financial instrument aimed at replicating the liability cash flow is…

Risk Management · Quantitative Finance 2016-07-15 Hampus Engsner , Mathias Lindholm , Filip Lindskog

Quantum computers are not yet up to the task of providing computational advantages for practical stochastic diffusion models commonly used by financial analysts. In this paper we introduce a class of stochastic processes that are both…

Quantum Physics · Physics 2023-11-03 Eric Ghysels , Jack Morgan , Hamed Mohammadbagherpoor

Affine term structure models have gained significant attention in the finance literature, mainly due to their analytical tractability and statistical flexibility. The aim of this article is to present both theoretical foundations as well as…

Pricing of Securities · Quantitative Finance 2008-12-02 Christa Cuchiero , Damir Filipovic , Josef Teichmann

We study the upper hedging price for contingent claims in market models with strong types of arbitrage: increasing profit, strong arbitrage, and arbitrage of the first kind. The existence of arbitrage may make the price smaller than if it…

Mathematical Finance · Quantitative Finance 2026-03-31 Yukihiro Tsuzuki

The collateral choice option allows a collateral-posting party the opportunity to change the type of security in which the collateral is deposited. Due to non-zero collateral basis spreads, this optionality significantly impacts asset…

Risk Management · Quantitative Finance 2022-08-17 Griselda Deelstra , Lech A. Grzelak , Felix L. Wolf

A negative basis trade enters a long bond position and buys protection on the issuer of the bond through credit default swap (CDS), aiming at arbitrage profit due to the bond-CDS basis. To classic reduced form model theorists, the existence…

Pricing of Securities · Quantitative Finance 2020-05-05 Wujiang Lou

In this paper we introduce a class of information-based models for the pricing of fixed-income securities. We consider a set of continuous- time information processes that describe the flow of information about market factors in a monetary…

Pricing of Securities · Quantitative Finance 2010-04-27 Lane P. Hughston , Andrea Macrina

In this work we develop a tractable structural model with analytical default probabilities depending on a random default barrier and possibly random volatility ideally associated with a scenario based underlying firm debt. We show how to…

Pricing of Securities · Quantitative Finance 2009-12-17 Damiano Brigo , Marco Tarenghi