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Extracting the risk neutral density (RND) function from option prices is well defined in principle, but is very sensitive to errors in practice. For risk management, knowledge of the entire RND provides more information for Value-at-Risk…

Data Analysis, Statistics and Probability · Physics 2016-09-08 Jerome V. Healy , Maurice Dixon , Brian J. Read , Fang Fang Cai

In this paper, we develop an approach to recursively estimate the quadratic risk for matrix recovery problems regularized with spectral functions. Toward this end, in the spirit of the SURE theory, a key step is to compute the (weak)…

Optimization and Control · Mathematics 2012-11-07 Charles-Alban Deledalle , Samuel Vaiter , Gabriel Peyré , Jalal Fadili , Charles Dossal

Modal decomposition techniques, such as Empirical Mode Decomposition (EMD), Variational Mode Decomposition (VMD), and Singular Spectrum Analysis (SSA), have advanced time-frequency signal analysis since the early 21st century. These methods…

Signal Processing · Electrical Eng. & Systems 2025-10-29 Wang Hao , Kuang Zhang , Hou Chengyu , Yang Yifan , Tan Chenxing , Fu Weifeng

Motivated by recent work on two dimensional (2D) harmonic component recovery via atomic norm minimization (ANM), a fast 2D direction of arrival (DOA) off-grid estimation based on ANM method was proposed. By introducing a matrix atomic norm…

Signal Processing · Electrical Eng. & Systems 2018-07-24 Jian Pan , Jun Tang , Yong Niu

Band selection has a great impact on the spectral recovery quality. To solve this ill-posed inverse problem, most band selection methods adopt hand-crafted priors or exploit clustering or sparse regularization constraints to find most…

Computer Vision and Pattern Recognition · Computer Science 2023-05-17 Hai-Miao Hu , Zhenbo Xu , Wenshuai Xu , You Song , YiTao Zhang , Liu Liu , Zhilin Han , Ajin Meng

We consider the problem of signal reconstruction from quadratic measurements that are encoded as +1 or -1 depending on whether they exceed a predetermined positive threshold or not. Binary measurements are fast to acquire and inexpensive in…

Information Theory · Computer Science 2018-03-14 Subhadip Mukherjee , Chandra Sekhar Seelamantula

The estimation of the Risk Neutral Density (RND) implicit in option prices is challenging, especially in illiquid markets. We introduce the Deep Log-Sum-Exp Neural Network, an architecture that leverages Deep and Transfer learning to…

Mathematical Finance · Quantitative Finance 2026-02-11 Andrea Conti , Giacomo Morelli

Sparsity regularization has garnered significant interest across multiple disciplines, including statistics, imaging, and signal processing. Standard techniques for addressing sparsity regularization include iterative soft thresholding…

Optimization and Control · Mathematics 2025-06-16 Long Li , Liang Ding

This paper is devoted to proposing a general weighted low-rank recovery model and designing a fast SVD-free computational scheme to solve it. First, our generic weighted low-rank recovery model unifies several existing approaches in the…

Optimization and Control · Mathematics 2022-08-02 Aritra Dutta , Jingwei Liang , Xin Li

Boolean quadratic optimization problems occur in a number of applications. Their mixed integer-continuous nature is challenging, since it is inherently NP-hard. For this motivation, semidefinite programming relaxations (SDR's) are proposed…

Optimization and Control · Mathematics 2020-03-20 V. Cerone , S. M. Fosson , D. Regruto

We consider Heston's (1993) stochastic volatility model for valuation of European options to which (semi) closed form solutions are available and are given in terms of characteristic functions. We prove that the class of scale-parameter…

Pricing of Securities · Quantitative Finance 2021-01-12 Ben Boukai

Recovering the wavelength from disordered speckle patterns has become an exciting prospect as a wavelength measurement method due to its high resolution and simple design. In previous studies, panel cameras have been used to detect the…

Instrumentation and Detectors · Physics 2023-08-14 Tianliang Wang , Yi Li , Xinyu Gao , Jinchao Tao , Xu Wang , Qin Liang , Yanqing Qiu , Bangning Mao , Yanlong Meng

Despite perfectly interpolating the training data, deep neural networks (DNNs) can often generalize fairly well, in part due to the "implicit regularization" induced by the learning algorithm. Nonetheless, various forms of regularization,…

Machine Learning · Computer Science 2022-02-23 Navid Azizan , Sahin Lale , Babak Hassibi

In this paper, we apply the Feature Space Decomposition (FSD) method developed in [LS24, GLS25, LSSW26, ALSS26] to obtain, under fairly general conditions, matching upper and lower bounds for the population excess risk of spectral methods…

Statistics Theory · Mathematics 2026-05-18 Guillaume Lecué , Zhifan Li , Zong Shang

Recently, numerous tensor singular value decomposition (t-SVD)-based tensor recovery methods have shown promise in processing visual data, such as color images and videos. However, these methods often suffer from severe performance…

Machine Learning · Statistics 2024-07-16 Jingjing Zheng , Wanglong Lu , Wenzhe Wang , Yankai Cao , Xiaoqin Zhang , Xianta Jiang

For many applications in signal processing and machine learning, we are tasked with minimizing a large sum of convex functions subject to a large number of convex constraints. In this paper, we devise a new random projection method (RPM) to…

Optimization and Control · Mathematics 2024-04-08 Zhichun Yang , Fu-quan Xia , Kai Tu , Man-Chung Yue

Rank minimization can be converted into tractable surrogate problems, such as Nuclear Norm Minimization (NNM) and Weighted NNM (WNNM). The problems related to NNM, or WNNM, can be solved iteratively by applying a closed-form proximal…

Computer Vision and Pattern Recognition · Computer Science 2019-02-18 Tae-Hyun Oh , Yasuyuki Matsushita , Yu-Wing Tai , In So Kweon

The essential task of tensor data analysis focuses on the tensor decomposition and the corresponding notion of rank. In this paper, by introducing the notion of tensor Singular Value Decomposition (t-SVD), we establish a Regularized Tensor…

Information Theory · Computer Science 2024-09-30 Feng Zhang , Wendong Wang , Jianwen Huang , Yao Wang , Jianjun Wang

The phase retrieval problem in the presence of noise aims to recover the signal vector of interest from a set of quadratic measurements with infrequent but arbitrary corruptions, and it plays an important role in many scientific…

Machine Learning · Statistics 2024-09-04 Zhong Zheng , Lingzhou Xue

Spatial modulation (SM) is a promising multiple-input multiple-output system used to increase spectral efficiency. The maximum likelihood (ML) decoder jointly detects the transmitted SM symbol, which is of high complexity. In this paper, a…

Information Theory · Computer Science 2020-06-11 Ibrahim Al-Nahhal , Octavia A. Dobre , Salama Ikki
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