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The capital asset pricing model (CAPM) is readily used to capture a linear relationship between the daily returns of an asset and a market index. We extend this model to an intraday high-frequency setting by proposing a functional CAPM…

Methodology · Statistics 2025-04-03 Ufuk Beyaztas , Kaiying Ji , Han Lin Shang , Eliza Wu

We study theoretical and empirical aspects of the mean exit time of financial time series. The theoretical modeling is done within the framework of continuous time random walk. We empirically verify that the mean exit time follows a…

Changes in air transport networks over time may be induced by competition among carriers, changes in regulations on airline industry, and socioeconomic events such as terrorist attacks and epidemic outbreaks. Such network changes may…

Physics and Society · Physics 2021-03-17 Kashin Sugishita , Naoki Masuda

Environmental, social, and governance (ESG) reports are globally recognized as a keystone in sustainable enterprise development. However, current literature has not concluded the development of topics and trends in ESG contexts in the…

Computational Engineering, Finance, and Science · Computer Science 2025-10-28 Ziyuan Xia , Anchen Sun , Xiaodong Cai , Saixing Zeng

A model is presented of the market dynamics to emphasis the effects of increasing returns to scale, including the description of the born and death of the adaptive producers. The evolution of market structure and its behavior with the…

Statistical Mechanics · Physics 2008-12-02 Ying Fan , Menghui Li , Zengru Di

Portfolio selection is the central task for assets management, but it turns out to be very challenging. Methods based on pattern matching, particularly the CORN-K algorithm, have achieved promising performance on several stock markets. A…

Risk Management · Quantitative Finance 2018-03-01 Yang Wang , Dong Wang , Yaodong Wang , You Zhang

In [1], a single-period co-optimization model of energy and reserve is considered to better illustrate the properties of the co-optimization model and the associated market mechanism. To make the discussion more general, in this paper, the…

Systems and Control · Electrical Eng. & Systems 2021-09-27 Jiantao Shi , Ye Guo , Lang Tong , Wenchuan Wu , Hongbin Sun

The time dependence of the recently introduced minimum spanning tree description of correlations between stocks, called the ``asset tree'' have been studied to reflect the economic taxonomy. The nodes of the tree are identified with stocks…

Statistical Mechanics · Physics 2009-11-10 J. -P. Onnela , A. Chakraborti , K. Kaski , J. Kertesz , A. Kanto

Large Language Models (LLMs) have demonstrated superior listwise ranking performance. However, their superior performance often relies on large-scale parameters (\eg, GPT-4) and a repetitive sliding window process, which introduces…

Computation and Language · Computer Science 2025-09-03 Wenhan Liu , Xinyu Ma , Yutao Zhu , Lixin Su , Shuaiqiang Wang , Dawei Yin , Zhicheng Dou

Following the value relevance literature, this study verifies whether the marketplace differentiates companies of high, medium, and low long-term operational performance, measured by accounting information on profitability, sales variation…

General Economics · Economics 2019-07-30 M. S. S. Rosa , P. R. B. Lustosa

In the framework of stochastic portfolio theory we introduce rank volatility stabilized models for large equity markets over long time horizons. These models are rank-based extensions of the volatility stabilized models introduced by…

Mathematical Finance · Quantitative Finance 2024-03-08 David Itkin , Martin Larsson

The total estimated energy bill for data centers in 2010 was \$11.5 billion, and experts estimate that the energy cost of a typical data center doubles every five years. On the other hand, computational developments have started to lag…

Distributed, Parallel, and Cluster Computing · Computer Science 2016-12-01 Álvaro García-Recuero

This paper introduces a novel stochastic control framework to enhance the capabilities of automated investment managers, or robo-advisors, by accurately inferring clients' investment preferences from past activities. Our approach leverages…

Optimization and Control · Mathematics 2024-06-05 Haoyang Cao , Zhengqi Wu , Renyuan Xu

This note discusses some of the aspects of a model for the covariance of equity returns based on a simple "isotropic" structure in which all pairwise correlations are taken to be the same value. The effect of the structure on feasible…

Portfolio Management · Quantitative Finance 2025-07-29 Graham L. Giller

Energy system models are challenged by the need for high temporal and spatial resolutions in or-der to appropriately depict the increasing share of intermittent renewable energy sources, storage technologies, and the growing…

Optimization and Control · Mathematics 2021-04-02 Maximilian Hoffmann , Jan Priesmann , Lars Nolting , Aaron Praktiknjo , Leander Kotzur , Detlef Stolten

This paper describes the dependence of market-based statistical moments of returns on statistical moments and correlations of the current and past trade values. We use Markowitz's definition of value weighted return of a portfolio as the…

General Economics · Economics 2026-02-17 Victor Olkhov

We introduce a unified framework for rapid, large-scale portfolio optimization that incorporates both shrinkage and regularization techniques. This framework addresses multiple objectives, including minimum variance, mean-variance, and the…

Portfolio Management · Quantitative Finance 2023-11-13 Weichuan Deng , Pawel Polak , Abolfazl Safikhani , Ronakdilip Shah

Financial stock returns correlations have been studied in the prism of random matrix theory, to distinguish the signal from the "noise". Eigenvalues of the matrix that are above the rescaled Marchenko Pastur distribution can be interpreted…

Statistical Finance · Quantitative Finance 2025-08-19 Ixandra Achitouv

This paper focuses on forecasting hierarchical time-series data, where each higher-level observation equals the sum of its corresponding lower-level time series. In such contexts, the forecast values should be coherent, meaning that the…

Machine Learning · Computer Science 2026-02-06 Shuhei Aikawa , Aru Suzuki , Kei Yoshitake , Kanata Teshigawara , Akira Iwabuchi , Ken Kobayashi , Kazuhide Nakata

Enterprises have put more and more emphasis on data analysis so as to obtain effective management advices. Managers and researchers are trying to dig out the major factors that lead to employees' promotion and resignation. Most previous…

Physics and Society · Physics 2015-03-10 Jia Yuan , Qian-Ming Zhang , Jian Gao , Linyan Zhang , Xue-Song Wan , Xiao-Jun Yu , Tao Zhou