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We present an algorithm producing a dynamic non-self-financing hedging strategy in an incomplete market corresponding to investor-relevant risk criterion. The optimization is a two stage process that first determines admissible model…

Statistics Theory · Mathematics 2008-12-10 N. Josephy , L. Kimball , A. Nagaev , M. Pasniewski , V. Steblovskaya

This paper introduces a novel methodology for the pricing and management of share buyback contracts, overcoming the limitations of traditional optimal control methods, which frequently encounter difficulties with high-dimensional state…

Pricing of Securities · Quantitative Finance 2024-07-15 Bastien Baldacci , Philippe Bergault , Olivier Guéant

Given a finite set of European call option prices on a single underlying, we want to know when there is a market model which is consistent with these prices. In contrast to previous studies, we allow models where the underlying trades at a…

Mathematical Finance · Quantitative Finance 2019-07-17 Stefan Gerhold , I. Cetin Gülüm

We consider a financial market where stocks are available for dynamic trading, and European and American options are available for static trading (semi-static trading strategies). We assume that the American options are infinitely…

Mathematical Finance · Quantitative Finance 2016-02-09 Erhan Bayraktar , Zhou Zhou

In this article, we introduce an algorithm called Backward Hedging, designed for hedging European and American options while considering transaction costs. The optimal strategy is determined by minimizing an appropriate loss function, which…

Computational Finance · Quantitative Finance 2023-06-26 Ludovic Goudenège , Andrea Molent , Antonino Zanette

We investigate pricing-hedging duality for American options in discrete time financial models where some assets are traded dynamically and others, e.g. a family of European options, only statically. In the first part of the paper we…

Optimization and Control · Mathematics 2017-04-11 Anna Aksamit , Shuoqing Deng , Jan Obłój , Xiaolu Tan

We price weather-contingent options by use of Monte Carlo simulations. After calibrating the models to fit quoted prices, we analyze bid-ask spreads in terms of correlations across markets. Results are presented for a double-trigger Weather…

Disordered Systems and Neural Networks · Physics 2008-12-02 Rene' Carmona , Dario Villani

In this paper, we explore the pricing and hedging strategies for an innovative insurance product called the equity protection swap(EPS). Notably, we focus on the application of EPSs involving cross-currency reference portfolios, reflecting…

Mathematical Finance · Quantitative Finance 2026-04-10 Marek Rutkowski , Huansang Xu

This paper examines a semi-analytical approach for pricing American options in time-inhomogeneous models characterized by negative interest rates (for equity/FX) or negative convenience yields (for commodities/cryptocurrencies). Under such…

Pricing of Securities · Quantitative Finance 2025-07-22 Andrey Itkin , Yerkin Kitapbayev

In this work, I address the issue of forming riskless hedge in the continuous time option pricing model with stochastic stock volatility. I show that it is essential to verify whether the replicating portfolio is self-financing, in order…

Statistical Mechanics · Physics 2008-12-02 D. F. Wang

This paper examines the volatility and covariance dynamics of cash and futures contracts that underlie the Optimal Hedge Ratio (OHR) across different hedging time horizons. We examine whether hedge ratios calculated over a short term…

Risk Management · Quantitative Finance 2011-03-31 John Cotter , Jim Hanly

We propose a versatile Monte-Carlo method for pricing and hedging options when the market is incomplete, for an arbitrary risk criterion (chosen here to be the expected shortfall), for a large class of stochastic processes, and in the…

Condensed Matter · Physics 2007-05-23 Benoît Pochart , Jean-Philippe Bouchaud

In this paper we introduce a deep learning method for pricing and hedging American-style options. It first computes a candidate optimal stopping policy. From there it derives a lower bound for the price. Then it calculates an upper bound, a…

Computational Finance · Quantitative Finance 2021-03-23 Sebastian Becker , Patrick Cheridito , Arnulf Jentzen

Financial options are contracts that specify the right to buy or sell an underlying asset at a strike price by an expiration date. Standard exchanges offer options of predetermined strike values and trade options of different strikes…

Computer Science and Game Theory · Computer Science 2021-09-15 Xintong Wang , David M. Pennock , Nikhil R. Devanur , David M. Rothschild , Biaoshuai Tao , Michael P. Wellman

The pricing, hedging, optimal exercise and optimal cancellation of game or Israeli options are considered in a multi-currency model with proportional transaction costs. Efficient constructions for optimal hedging, cancellation and exercise…

Mathematical Finance · Quantitative Finance 2015-08-17 Alet Roux

The option is a financial derivative, which is regularly employed in reducing the risk of its underlying securities. However, investing in option is still risky. Such risk becomes much severer for speculators who utilize option as a means…

Risk Management · Quantitative Finance 2017-08-08 Qi-Wen Wang , Jian-Jun Shu

This paper studies equity basket options -- i.e., multi-dimensional derivatives whose payoffs depend on the value of a weighted sum of the underlying stocks -- and develops a new and innovative approach to ensure consistency between options…

Computational Finance · Quantitative Finance 2022-06-22 Lech A. Grzelak , Juliusz Jablecki , Dariusz Gatarek

We consider option pricing in a regime-switching diffusion market. As the market is incomplete, there is no unique price for a derivative. We apply the good-deal pricing bounds idea to obtain ranges for the price of a derivative. As an…

Pricing of Securities · Quantitative Finance 2014-02-05 Catherine Donnelly

Option contracts are a type of financial derivative that allow investors to hedge risk and speculate on the variation of an asset's future market price. In short, an option has a particular payout that is based on the market price for an…

Computational Finance · Quantitative Finance 2012-02-14 Jacob Abernethy , Rafael M. Frongillo , Andre Wibisono

A leveraged exchange traded fund (LETF) is an exchange traded fund that uses financial derivatives to amplify the price changes of a basket of goods. In this paper, we consider the robust hedging of European options on a LETF, finding…

Pricing of Securities · Quantitative Finance 2017-02-24 Alexander M. G. Cox , Sam M. Kinsley
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